Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NovaSom, Inc See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Davidson Kempner Special Opportunities Master Fund II LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001613356 Filed Document 0000902664-14-003223 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Portfolio Completion Strategies Fund FBO MCG Clients, L.P.-Opportunistic Portfolio Series See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581636 Filed Document 0001581636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDU Holding Trust See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591646 Filed Document 0001591646-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
GSV X Fund, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498449 Filed Document 0001498449-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gibbons Innovations, Inc. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,830,000 Associated Brokers / Dealers N/A CIK Number 0001582083 Filed Document 0001582083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Real Estate Buyers Listing Service LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001580277 Filed Document 0001580277-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Village Walk Murrieta, L.P. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $3,520,000 Associated Brokers / Dealers N/A CIK Number 0001612553 Filed Document 0001062993-14-004326 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AEGIS MORTGAGE BACKED SECURITIES LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614461 Filed Document 0001614461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Esulep LLC Permo Fund See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC CIK Number 0001598170 Filed Document 0001598170-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDC Investment Partners III, LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572740 Filed Document 0000945621-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Xhale, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $16,711,944 Associated Brokers / Dealers N/A CIK Number 0001476509 Filed Document 0000905718-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BankCap Partners Opportunity Fund, L.P. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581319 Filed Document 0001581319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cybersponse, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589214 Filed Document 0001589214-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Chilton GNR Participation Fund Ltd. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001495464 Filed Document 0001495464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pembroke Heritage Fund Ltd See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001554094 Filed Document 0001554094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Clear Fork Royalty 4, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001614527 Filed Document 0001614527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
5930 Enclave, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $313,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001605327 Filed Document 0001605327-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Regal Irby #1 Joint Venture See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $5,153,265 Associated Brokers / Dealers N/A CIK Number 0001614455 Filed Document 0001614455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Staffing 360 Solutions, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Corinthian Partners, LLC CIK Number 0001499717 Filed Document 0001465818-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Secret, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $30,999,921 Associated Brokers / Dealers N/A CIK Number 0001592684 Filed Document 0001592684-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL YANTRA, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001535364 Filed Document 0001535364-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ibis Global Partners, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614346 Filed Document 0001013594-14-000523 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HAWTHORN GROVE, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $2,366,609 Associated Brokers / Dealers NONE CIK Number 0001614323 Filed Document 0001614323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAC BOULDER INVESTORS, LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001613093 Filed Document 0001613093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beanstalk Tax, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $1,999,000 Associated Brokers / Dealers N/A CIK Number 0001613287 Filed Document 0001613287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bilimoria Fund LP See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611952 Filed Document 0001611952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNLOGIC, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $29,416,646 Associated Brokers / Dealers N/A CIK Number 0001614170 Filed Document 0001614170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WHILL, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $10,999,999 Associated Brokers / Dealers N/A CIK Number 0001614330 Filed Document 0001614330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueCava, Inc. See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised $947,926 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Orangethorpe VI, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001613692 Filed Document 0001613692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Chilton GNR Participation Fund LLC See All Filings	D/A	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001495463 Filed Document 0001495463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWF Partners II LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526730 Filed Document 0001526730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Residential Research LLC See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598450 Filed Document 0001144204-14-044009 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IBN Media LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484787 Filed Document 0001615887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
Fort Worth Scenic, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,205,602 Associated Brokers / Dealers n/a CIK Number 0001614380 Filed Document 0001614380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSI HOLDINGS II, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001614337 Filed Document 0001614334-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Tivona & Haug, Inc. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ICG Multi-Family Partners, LLC See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001614421 Filed Document 0001614421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $378,357 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SlamAd.Com, Inc. See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599338 Filed Document 0001144204-14-045374 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTIGUA, INC. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612949 Filed Document 0001144204-14-044080 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shops at Abilene, LP See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $4,196,500 Associated Brokers / Dealers N/A CIK Number 0001614338 Filed Document 0001614338-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Guardian Capital Partners Fund II (Q), L.P. See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613959 Filed Document 0001613959-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARD MACRO OFFSHORE FEEDER FUND See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615097 Filed Document 0001615097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERTER INVESTMENTS LLC VALUE OPPORTUNITY FUND II See All Filings	D	2014-07-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614411 Filed Document 0001614411-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Martingale Investment Trust, Series 1-U.S. Low Volatility LargeCap See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001579217 Filed Document 0001579217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund II See All Filings	D/A	2014-07-21 00:00:00 UTC
Amount To Be Raised $13,100,963 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity