Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1585 Studios, LP See All Filings	D	2014-03-01 00:00:00 UTC
Amount To Be Raised $4,655,888 Associated Brokers / Dealers N/A CIK Number 0001608674 Filed Document 0001608674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Investec Emerging Markets Local Currency Dynamic Debt Fund LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512588 Filed Document 0001140361-14-018653 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
JBL Diversified Fund I LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001294306 Filed Document 0001294306-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Deerfield Special Situations Fund International LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354397 Filed Document 0001354397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attain Managed Futures Trend Following Fund LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272396 Filed Document 0001272396-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steelhead Pathfinder Fund L P See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347051 Filed Document 0001133521-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Vivione Biosciences Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $216,000 Associated Brokers / Dealers N/A CIK Number 0001601761 Filed Document 0001245105-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Turiya Fund LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542748 Filed Document 0001542748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthCor Long Offshore Fund, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523448 Filed Document 0001523448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iridian Charter Fund, LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001140361-14-010212 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELHEAD NAVIGATOR MASTER, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385897 Filed Document 0001133521-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PRISA LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566301 Filed Document 0001566301-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWAN VALLEY MEDICAL, INC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001358856 Filed Document 0001358856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001528760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ALPHABRIDGE FIXED INCOME PARTNERS LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stratton Capital Management, Ltd. CIK Number 0001136147 Filed Document 0001405086-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
U3O8 Corp. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,086,410 Associated Brokers / Dealers N/A CIK Number 0001513810 Filed Document 0001513810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Keane Holdings Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $52,875,000 Associated Brokers / Dealers N/A CIK Number 0001601028 Filed Document 0001601028-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCW Americas Development Association L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367227 Filed Document 0001367227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336576 Filed Document 0001315863-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN MOUNTAIN COFFEE ROASTERS INC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,250,976,742 Associated Brokers / Dealers N/A CIK Number 0000909954 Filed Document 0001104659-14-014411 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $Over $100,000,000 Type of Security Equity
AIG LIFE OF BERMUDA LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hayes Wealth Management and Insurance Distributors International CIK Number 0001448930 Filed Document 0001448930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Other
BlueCrest Multi Strategy Credit Fund Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498739 Filed Document 0001315863-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueMatrix Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465742 Filed Document 0001315863-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVIGHNA CAPITAL PARTNERS LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601467 Filed Document 0001013594-14-000238 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TYLT Lab Partners I, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601315 Filed Document 0001601315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
AllBlue L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440319 Filed Document 0001315863-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, LLC CIK Number 0001467826 Filed Document 0001467826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MERCATOR INTERNATIONAL FUND See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145674 Filed Document 0001601380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-14-002007 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Access Fund, LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corrum Capital Global Credit Opportunities Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001398986 Filed Document 0001398986-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueTrend Fund L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440344 Filed Document 0001315863-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YuppTV, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001601381 Filed Document 0000892303-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EDEN CAPITAL PARTNERS LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460133 Filed Document 0001315863-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bill The Butcher, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Finance 500, Inc. and Halen Capital CIK Number 0001375554 Filed Document 0001185185-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cedar Lake Partners LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601422 Filed Document 0001601422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUIMO LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Deerfield Special Situations Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354395 Filed Document 0001354395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan of State College, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601958 Filed Document 0001601958-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities CIK Number 0000005108 Filed Document 0000005108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
AtheroNova Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Philadelphia Brokerage Corporation CIK Number 0001377053 Filed Document 0001377053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001293213 Filed Document 0001293213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pax8, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Royal Capital Value Fund (QP) LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414064 Filed Document 0001315863-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartford Alternative Strategies Fund See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531230 Filed Document 0000945621-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAINDANCE TECHNOLOGIES INC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $41,948,352 Associated Brokers / Dealers N/A CIK Number 0001391950 Filed Document 0001391950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD NAVIGATOR FUND, LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386867 Filed Document 0001133521-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pascal Metrics Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601402 Filed Document 0001601402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD PATHFINDER FUND LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387714 Filed Document 0001133521-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 23, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601470 Filed Document 0001601470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund