Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PSAM Merger Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462689 Filed Document 0000902664-14-001612 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexus Energy Partners Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570631 Filed Document 0000919574-14-002184 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle MENA Co-Investment, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458226 Filed Document 0001181431-14-011571 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Fund Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-14-001605 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialists On Call, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $31,610,096 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Emil Interactive Games LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589538 Filed Document 0001589538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RDA Partners, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544014 Filed Document 0000945621-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Intermediate Bond Trust See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic Capital Partners 1.5 L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456541 Filed Document 0001456541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LuxTech, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601828 Filed Document 0001601828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Generation IM Fund PLC / Generation IM Global Equity Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551188 Filed Document 0000943663-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWFLEET INSTITUTIONAL LOAN TRUST See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors, LLC c/o Newfleet Asset Management, LLC CIK Number 0001602197 Filed Document 0001602197-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NT Alpha Strategies Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301483 Filed Document 0000950172-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Robertson Opportunity Master LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001405016 Filed Document 0001315863-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ridgewood Capital Partners LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0001209191-14-018421 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Quick2Launch LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001601413 Filed Document 0001601413-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001491351 Filed Document 0001491351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robertson Opportunity Offshore Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000,000 Associated Brokers / Dealers Randy Rodgers CIK Number 0001404627 Filed Document 0001315863-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Northern Trust Alpha Strategies Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303004 Filed Document 0000950172-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROCKROSE CAPITAL LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001401738 Filed Document 0001401738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLAREMONT PARTNERS LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Norman Scher CIK Number 0001009568 Filed Document 0001009568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
DLP Equity Fund I, LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600978 Filed Document 0001600978-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
OPPENHEIMER CLOSE INVESTMENT PARTNERSHIP LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001021681 Filed Document 0000858049-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cory St. Properties, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601999 Filed Document 0001601999-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
DxContinuum, Inc. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001583064 Filed Document 0001583064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Atlas Growth Partners, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., Coastal Equities, Inc., Anthem Securities, Inc., Benjamin & Jerold Brokerage, LLC, Fogel Neal Securities, LLC, International Assets Advisory, LLC, Kovack Securities, Inc., and VFG Securities, Inc. CIK Number 0001572702 Filed Document 0001572702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Adam Smith Fund, LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424410 Filed Document 0001424410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DEL MAR ENERGY INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $998,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
AngelList-HD-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $170,950 Associated Brokers / Dealers N/A CIK Number 0001601911 Filed Document 0001601911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Partners Offshore, Ltd. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC, SunTrust, and Bel Air CIK Number 0001483252 Filed Document 0001483252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dirigo Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399193 Filed Document 0001399193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cato Fund Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455013 Filed Document 0000919574-14-002177 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuero Oilfield Housing, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001602071 Filed Document 0001602071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colchester Alpha Fund See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598075 Filed Document 0001544824-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMPTON GROUP INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001383466 Filed Document 0001241708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Real Estate Fund IV, LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001601057 Filed Document 0001601057-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
CORNERSTONE PHARMACEUTICALS INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001166509 Filed Document 0001013762-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
RANGER SMALL CAP SELECT FUND LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337242 Filed Document 0001337242-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
KC GAMMA OPPORTUNITY FUND, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228628 Filed Document 0000919574-14-002169 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANSDOWNE GLOBAL FINANCIALS FUND L P See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375136 Filed Document 0000919574-14-002164 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYSTER WATSON GROUP TRUST CONSERVATIVE ALTERNATIVE FUND See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373047 Filed Document 0000902664-14-001591 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Value & Opportunity Fund LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-14-001616 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHITE RIVER PARTNERS LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Frederick Hansen and Wilma J. Engel CIK Number 0001045768 Filed Document 0001045768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piper Jaffray Municipal Opportunities Fund (Offshore), Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co and Frontier Solutions, LLC CIK Number 0001571233 Filed Document 0001571233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrammCap Partners LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421711 Filed Document 0001315863-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rebound Partners L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481854 Filed Document 0000902664-14-001609 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Trust Alpha Strategies Fund, Q.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303005 Filed Document 0000950172-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA COMPASS ENHANCED U.S. FUND, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470444 Filed Document 0000919574-14-002253 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonfire Energy LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Richard Rockwell CIK Number 0001600155 Filed Document 0001600155-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Feniks, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001601550 Filed Document 0001601550-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity