Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GROTE MOLEN INC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001456212 Filed Document 0001599807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
One Fulton Square Fund LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456162 Filed Document 0000919574-14-002040 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGEN, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Vodia Ventures Fund I, LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001570697 Filed Document 0001570697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUDY UG, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601567 Filed Document 0001601567-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GERMANY Revenue or Assets $No Revenues Type of Security Equity
Lateral SV, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001601064 Filed Document 0001601064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SIRIOS CAPITAL PARTNERS II LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090895 Filed Document 0001090895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADISON BUSINESS PARK INVESTMENTS LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CIG Venture Management, LLC CIK Number 0001374950 Filed Document 0001374950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIC MINERALS LTD. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $195,121 Associated Brokers / Dealers N/A CIK Number 0001271580 Filed Document 0001183740-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Pharma, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001600462 Filed Document 0001600462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Awesome Fun Zone Inc See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601457 Filed Document 0001601457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001247126 Filed Document 0000902664-14-001465 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSSG SOLAR PARTNERS, L.P. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601639 Filed Document 0001601639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners II LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC CIK Number 0001547589 Filed Document 0001345012-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wildcom Corp See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001601570 Filed Document 0001601570-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Arbor International Fund, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542566 Filed Document 0001542566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eat Well-Live Well, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001573841 Filed Document 0001573841-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHARITY GOLF ASSOCIATION, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001586884 Filed Document 0001586884-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Pole Delaware LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital LLP CIK Number 0001455515 Filed Document 0000902664-14-001460 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Pole Select See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491883 Filed Document 0000902664-14-001458 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYLANCE INC. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $19,999,999 Associated Brokers / Dealers N/A CIK Number 0001601390 Filed Document 0001601390-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Street Asia/Emerging Markets Fund, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382717 Filed Document 0001405086-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Credit Relative Value L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570370 Filed Document 0000950142-14-000571 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRWD Investing Inc See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587530 Filed Document 0001587530-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Next Graphite, Inc. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC and BURNHAM SECURITIES INC. CIK Number 0001563315 Filed Document 0001563315-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
VERIQUANT FUND LP See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $499,990,000 Associated Brokers / Dealers N/A CIK Number 0001456938 Filed Document 0001456938-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Savary Gold Corp. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $269,036 Associated Brokers / Dealers N/A CIK Number 0001601603 Filed Document 0001140361-14-010761 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ACK ASSET PARTNERS L P See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and NORTH SOUTH CAPITAL, LLC CIK Number 0001345012 Filed Document 0001345012-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zumper, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $8,333,257 Associated Brokers / Dealers N/A CIK Number 0001600984 Filed Document 0001600984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWIFTCURRENT PARTNERS, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118292 Filed Document 0001140361-14-010456 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LaValley Industries, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553160 Filed Document 0001553160-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR Equity Plus Fund, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541771 Filed Document 0001541771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivy Corp. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $3,131,300 Associated Brokers / Dealers N/A CIK Number 0001501721 Filed Document 0001501721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Distressed Opportunities Fund LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325301 Filed Document 0000902664-14-001464 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Federal Street Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382730 Filed Document 0001405086-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIDNEY STONE ASSOCIATES LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $398,500 Associated Brokers / Dealers N/A CIK Number 0001144568 Filed Document 0001144568-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altairis Offshore See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001391602 Filed Document 0000902664-14-001457 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VS ASSET FUND LP See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001263788 Filed Document 0001263788-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lateral SV, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601064 Filed Document 0001601064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MENDON CAPITAL LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Halsey, Channel Capital Group LLC, Moors and Cabot, Michael Hamblett, David Kailbourne, and Anthony Woodruff CIK Number 0001031376 Filed Document 0001031376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appcore, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001600439 Filed Document 0001600439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WIRE LABS, INC. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001579735 Filed Document 0001579735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Deerfield Investors LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $3,150,401 Associated Brokers / Dealers N/A CIK Number 0001600545 Filed Document 0001600545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North River Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006871 Filed Document 0000919574-14-002037 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001371811-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CUMBERLAND BENCHMARKED PARTNERS, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104369 Filed Document 0000902664-14-001469 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US Anesthesia Solutions, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001600465 Filed Document 0001600462-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hamilton Distillers Group, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers None CIK Number 0001599296 Filed Document 0001599296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ADAPX INC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $4,902,631 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity