Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Orion IU, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001601893 Filed Document 0001601893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520114 Filed Document 0001315863-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONICA PARTNERS LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454116 Filed Document 0000919574-14-002125 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENOMATICA INC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $12,427,660 Associated Brokers / Dealers N/A CIK Number 0001143301 Filed Document 0001143301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SLG International Opportunities L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A No Sales Compensation CIK Number 0001531123 Filed Document 0001531123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Pandora Select Fund, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001307360 Filed Document 0001307360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TST Media, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001466135 Filed Document 0001466135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY MINING CO See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001052918-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Watershed Capital Institutional Partners, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001315929 Filed Document 0001315929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC PRIVATE TRUST - EMERGING MARKETS EQUITY FUND See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MSBS Securities Corporation CIK Number 0001453317 Filed Document 0001453317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 19, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viewpointe Partners Fund I, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001601684 Filed Document 0001601684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
InfraScale, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers NONE CIK Number 0001590196 Filed Document 0001590196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ASTRA SPECIAL SITUATIONS CREDIT FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570710 Filed Document 0000919574-14-002137 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hilltop 14, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Styles Investments, LLC CIK Number 0001601930 Filed Document 0001601930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
White Oaks Wealth Advisors Alternative Strategies Fund LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OrthodonticMarketing.net, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601756 Filed Document 0001601756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CJP CO-INVESTMENT II B, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458166 Filed Document 0001181431-14-011472 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Geologic Resource Fund Ltd See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334654 Filed Document 0001601525-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0000936788 Filed Document 0000936788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WINSTON GLOBAL FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0001225702 Filed Document 0001225702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Financial Edge Strategic Fund, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FCG Wealth Management, LLC and JLTD Advisors, LLC CIK Number 0001459175 Filed Document 0001008845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audacity Brew House LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001601808 Filed Document 0001601808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Photobucket Corp See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $8,719,056 Associated Brokers / Dealers N/A CIK Number 0001570277 Filed Document 0001570277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Castine Offshore Fund, Ltd. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372229 Filed Document 0000919574-14-002144 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDEAVOUR CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176426 Filed Document 0001012975-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
CHEYENNE PARTNERS LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434087 Filed Document 0001357140-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND II LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307091 Filed Document 0001211481-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DICOM TRANSPORTATION GROUP, L.P. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598524 Filed Document 0001598524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CWC Casa Del Zorro, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601885 Filed Document 0001601885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PCM Provident MBS Fund Ltd. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544314 Filed Document 0001544314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOLOGIC RESOURCE OPPORTUNITIES FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436637 Filed Document 0001601525-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340603 Filed Document 0000919574-14-002129 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPLOGIX INC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,896,947 Associated Brokers / Dealers N/A CIK Number 0001284746 Filed Document 0001284746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SIRE PARTNERS L P See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884036 Filed Document 0000919574-14-002155 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Financials Long/Short Fund, LP. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522223 Filed Document 0001522223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plus Eight Equity Fund LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601698 Filed Document 0001601698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM Mini-Fund 999 Ltd See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. and James River Securities Corp. CIK Number 0001533916 Filed Document 0001533916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONICA INTERNATIONAL LTD. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454125 Filed Document 0000919574-14-002124 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRE DISCOVERY GROUP L P See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917900 Filed Document 0000919574-14-002150 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORD RESOURCES CORP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0000072316 Filed Document 0001183740-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
475 Fund, Ltd. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580909 Filed Document 0001580909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Turtle River Properties, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $6,127,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596707 Filed Document 0001596707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Verastem, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $3,898,326 Associated Brokers / Dealers N/A CIK Number 0001526119 Filed Document 0001601525-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TORREY GROVES NORTH DEVELOPMENT LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001601151 Filed Document 0001601151-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PCM PROVIDENT AGENCY FUND LTD See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453487 Filed Document 0001453487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Spear Fund LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marc Bathgate CIK Number 0001600884 Filed Document 0001600884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211481 Filed Document 0001211481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellness Center USA, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001516887 Filed Document 0001556335-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Xceedium Inc See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001346892 Filed Document 0001346892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt