|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $267,956
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601917
- Filed Document
- 0001601917-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001299869
- Filed Document
- 0001299869-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Asset Allocation
- CIK Number
- 0001357765
- Filed Document
- 0000919574-14-002134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453075
- Filed Document
- 0001453075-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354452
- Filed Document
- 0001013594-14-000241
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336045
- Filed Document
- 0000919574-14-002157
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379678
- Filed Document
- 0001379678-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440291
- Filed Document
- 0001440291-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601755
- Filed Document
- 0001601755-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583785
- Filed Document
- 0001583785-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459297
- Filed Document
- 0001459297-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001294198
- Filed Document
- 0001294198-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $31,123,034
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601834
- Filed Document
- 0001601834-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blackwood Investments, Ltd
- CIK Number
- 0001061622
- Filed Document
- 0001061622-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459748
- Filed Document
- 0001459748-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483091
- Filed Document
- 0001483091-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credo Management, Blackwood Investments, Ltd, and Duncan Financial Services, S.A.
- CIK Number
- 0001459721
- Filed Document
- 0001459721-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $15,000,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512828
- Filed Document
- 0001512828-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001600625
- Filed Document
- 0001600625-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC and JLTD Advisors, LLC
- CIK Number
- 0001008845
- Filed Document
- 0001008845-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gallatin Capital LLC
- CIK Number
- 0001315927
- Filed Document
- 0001315927-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith, Inc.
- CIK Number
- 0001532692
- Filed Document
- 0001565908-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $25,073,475
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601683
- Filed Document
- 0001601683-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544316
- Filed Document
- 0001357140-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY and KELSON CAPITAL LLC
- CIK Number
- 0001347127
- Filed Document
- 0001347127-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001596550
- Filed Document
- 0001596550-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460045
- Filed Document
- 0001460045-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $629,836
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410324
- Filed Document
- 0001183740-14-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459296
- Filed Document
- 0001459296-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524981
- Filed Document
- 0001524981-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001164912
- Filed Document
- 0000919574-14-002138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001176420
- Filed Document
- 0000919574-14-002140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130795
- Filed Document
- 0000935836-14-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $5,082,500
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001596567
- Filed Document
- 0001596567-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226218
- Filed Document
- 0000919574-14-002145
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488793
- Filed Document
- 0000919574-14-002126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601103
- Filed Document
- 0001601103-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458232
- Filed Document
- 0001181431-14-011469
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458159
- Filed Document
- 0001181431-14-011471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328973
- Filed Document
- 0001601525-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600016
- Filed Document
- 0001600016-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- Berthel Fisher & Company Financial Services, Inc.
- CIK Number
- 0001601667
- Filed Document
- 0001601667-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478747
- Filed Document
- 0001478747-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $988,713
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001374339
- Filed Document
- 0001183740-14-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $5,400,000
- Associated Brokers / Dealers
- Cabot Lodge Securities, LLC
- CIK Number
- 0001405686
- Filed Document
- 0001493152-14-000646
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith, Inc.
- CIK Number
- 0001518002
- Filed Document
- 0001565908-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001255334
- Filed Document
- 0000919574-14-002156
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds
See All Filings
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460047
- Filed Document
- 0000710124-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- SCHRODER FUND ADVISORS LLC
- CIK Number
- 0001599462
- Filed Document
- 0001599462-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $257,908
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553247
- Filed Document
- 0001140361-14-011636
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|