Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BHR Offshore Fund, Ltd. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Co., Inc. CIK Number 0001512742 Filed Document 0001012975-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brazahav Resources, Inc See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001543124 Filed Document 0001465818-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ONTHREE FUND, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TJM INVESTMENTS, LLC CIK Number 0001495164 Filed Document 0001495164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Steel Canyon ST 2008, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601888 Filed Document 0000935836-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHBL, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601886 Filed Document 0000935836-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBD Caton/Flatbush Feeder B, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597782 Filed Document 0001597782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Real Estate Finance Fund IV, L.P. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001601997 Filed Document 0001601997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBD Caton/Flatbush Feeder A, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597783 Filed Document 0001597783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordlex Inc See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Cordlex Inc CIK Number 0001602299 Filed Document 0001602299-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dougherty Absolute Equity Fund LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kirkeby, Charlie Hanish, Mark Johnson, and Michael Dolan CIK Number 0001500480 Filed Document 0001500480-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Levin Capital Trilogy Offshore, Ltd. (Class C Shares) See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001458923 Filed Document 0000902664-14-001624 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Suntex Boat Club, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001600300 Filed Document 0001600300-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
i minerals inc See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $193,845 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RCH Energy MLP Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001297774 Filed Document 0001297774-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391853 Filed Document 0001393725-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fudo Capital III L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001601897 Filed Document 0001601897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Resources, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001585079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
Susquehanna Services, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602310 Filed Document 0001602310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MLG Private Fund LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001544555 Filed Document 0001544555-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AG SUPER FUND INTERNATIONAL LTD See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014422 Filed Document 0001315863-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Segesys Corp See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601752 Filed Document 0001601752-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
F&O Chicago LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,570,000 Associated Brokers / Dealers N/A CIK Number 0001588322 Filed Document 0001588322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Terrier Partners LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394362 Filed Document 0001518034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hempstead CLO LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $431,700,000 Associated Brokers / Dealers N/A CIK Number 0001601153 Filed Document 0001601133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTURE ALTERNATIVE FUND, LTD. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278978 Filed Document 0001398344-14-001555 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NS Capital Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001376269 Filed Document 0000902664-14-001629 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOTAME SOLUTIONS INC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $14,983,422 Associated Brokers / Dealers N/A CIK Number 0001444515 Filed Document 0001444515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Loci Controls, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001601611 Filed Document 0001601611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J1S Energy, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $332,500 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MSD Energy Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Agave Partners Holdings CIK Number 0001514057 Filed Document 0000902664-14-001636 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermill-TPG Partners, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $16,000,100 Associated Brokers / Dealers N/A CIK Number 0001601908 Filed Document 0001601908-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Arcadia SPC on behalf of Victory Arcadia Fund See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460001 Filed Document 0001460001-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ZEPHYR AURORA FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blakely Chapman Page and Paul Weissman CIK Number 0001257822 Filed Document 0001172661-14-000765 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Atlantic Trust Opportunity Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531467 Filed Document 0000943663-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLANTIC TRUST DIVERSIFIED STRATEGIES FUND LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0000943663-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forge Investment Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001601980 Filed Document 0001601980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Institutional Small Cap Fund LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001389071 Filed Document 0001599462-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LynLake Brewery, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001601875 Filed Document 0001601875-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Sterling Energy Diversified Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602156 Filed Document 0001602156-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Butte Energy LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001601941 Filed Document 0001601941-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Blue Clay Capital Partners CO II LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001601129 Filed Document 0000919574-14-002196 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf CLO Credit Fund I LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543948 Filed Document 0001543951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMA Pan Asia Fund I, L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571875 Filed Document 0001507943-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allerion Investment Partners, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487403 Filed Document 0001487403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tamiami Angel Fund II, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001602519 Filed Document 0001602519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Audax Credit Strategies (SCS), LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602199 Filed Document 0001140361-14-011892 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Shore Riva Investment III, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $13,075,000 Associated Brokers / Dealers N/A CIK Number 0001602054 Filed Document 0000919574-14-002191 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund