Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GAP COINVESTMENTS III LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282203 Filed Document 0000950142-14-001686 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FUELCELL ENERGY INC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0000886128 Filed Document 0001355821-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Non-Core Emerging Markets Equity Trust See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616025 Filed Document 0001616025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised $3,800 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
2014 Re-Entry Program,L.P. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $57,939 Associated Brokers / Dealers N/A CIK Number 0001615803 Filed Document 0001615803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maerisland-Trident Master, L.P. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540455 Filed Document 0001540455-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Katapult Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616265 Filed Document 0001062993-14-004722 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Multi-Strategy Fund Ltd See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Suntrust Investment Services, Inc., UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., Primores AG, and APB Financial Group CIK Number 0001497810 Filed Document 0001573887-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Afton II LP See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001178596 Filed Document 0000919574-14-004266 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT FUND L P See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082169 Filed Document 0001082169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Sun LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615650 Filed Document 0001615650-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Mettrum Ltd. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $10,229,472 Associated Brokers / Dealers Cormark Securities Inc., Jacob Securities Inc., GMP Securities L.P., and Paradigm Securities Inc. CIK Number 0001616195 Filed Document 0001140361-14-031445 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Galera Therapeutics, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $9,480,000 Associated Brokers / Dealers N/A CIK Number 0001563577 Filed Document 0000950138-14-000577 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse V Fund Ltd See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Citigroup Global Markets Inc., JP Morgan Securities, Inc., Suntrust Banks, Inc., Capital Strategies Partners AV SA, Certitude Global Investments Limited, SunTrust Investment Services, Inc., APB Financial Group, and Morgan Stanley Smith Barney LLC CIK Number 0001469994 Filed Document 0001573887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fugitive Games, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615791 Filed Document 0001615791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
METAL NETWORKS, INC. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $4,849,845 Associated Brokers / Dealers N/A CIK Number 0001616124 Filed Document 0001140361-14-031192 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Global Long/Short Fund Ltd See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, JP Morgan Securities, Inc., APB Financial Group, Suntrust Investment Services, Inc., SunTrust Banks, Inc., UBS AG, Capital Strategies Partners AV SA, Credit Suisse AG, Deutsche Bank Securities, Inc., Certitude Global Investments Limited, Deutsche Bank Trust Company Americas, 4X Capital Management LLC, Bank Julius Baer & Co. Ltd., Foreside Fund Services, LLC, Stifel, Nicolaus & Company, Incorporated, Primores AG, and Societe Generale Private Bank CIK Number 0001470174 Filed Document 0001573887-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACON IWP Holdings, L.L.C. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615540 Filed Document 0001140361-14-030923 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EM ES SFL Hedge Investment SPV LP See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613360 Filed Document 0001613360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADELPHI EMERGING EUROPE PARTNERS, L.P. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431420 Filed Document 0000919574-14-004273 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCFE GROUP 3, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615335 Filed Document 0001615335-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weston Insurance Holdings Corp See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001614868 Filed Document 0000897069-14-000348 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Bter-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615246 Filed Document 0001615246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund II, LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Blue Spark Technologies, Inc. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised $8,843,741 Associated Brokers / Dealers N/A CIK Number 0001397714 Filed Document 0001397714-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Totem Point Partners, LP See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583564 Filed Document 0000919574-14-004280 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cortland Partners Fund II, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001614539 Filed Document 0001614539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Delegate Lighthouse Select Fund, LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001555883 Filed Document 0001555883-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Credit Compass Series (A Series of Lighthouse Strategies Fund, LLC) See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001503314 Filed Document 0001323161-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Assurity Energy Holdings, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001181431-14-028585 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE GLOBAL LONG SHORT FUND LP See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, Deutsche Bank Securities, Inc., Foreside Fund Services, LLC, SunTrust Banks, Inc., Stifel, Nicolaus & Company, Incorporated, and Deutsche Bank Trust Company Americas CIK Number 0001323161 Filed Document 0001323161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WWM HOLDINGS, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614822 Filed Document 0001614822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Precept Special Situation Fund, L.P. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486254 Filed Document 0001486254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001432362 Filed Document 0001573887-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital Ltd. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254229 Filed Document 0001254229-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Solar Technologies, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $3,960,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ACON IWP Holdings, L.L.C. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615540 Filed Document 0001140361-14-031019 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Flex Pharma, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001615219 Filed Document 0001615219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Afton LP See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001061446 Filed Document 0000919574-14-004265 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580180 Filed Document 0001555883-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RackWare, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001570666 Filed Document 0001570666-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGENDCAP OPPORTUNITY FUND, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614095 Filed Document 0001614095-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Tractus Education, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615919 Filed Document 0001615919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AngelList QP Syndicates Fund I, a series of AngelList Master Syndicates Fund I, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $2,829,000 Associated Brokers / Dealers N/A CIK Number 0001614266 Filed Document 0001614266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616167 Filed Document 0000898432-14-001027 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, SunTrust Banks, Inc., Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001401970 Filed Document 0001573887-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PURE Storage, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $59,810,881 Associated Brokers / Dealers N/A CIK Number 0001474432 Filed Document 0001474432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AnaCap Financial Partners III, L.P. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615957 Filed Document 0001615966-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund