|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates
- CIK Number
- 0001372119
- Filed Document
- 0001372119-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- FlashFunders Securities, LLC
- CIK Number
- 0001502547
- Filed Document
- 0001502547-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Renaissance Institutional Management LLC
- CIK Number
- 0001333222
- Filed Document
- 0001333222-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Renaissance Institutional Management LLC
- CIK Number
- 0001416005
- Filed Document
- 0001416005-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587216
- Filed Document
- 0001587216-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636951
- Filed Document
- 0001181431-15-004750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439844
- Filed Document
- 0001013594-15-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC.
- CIK Number
- 0001628562
- Filed Document
- 0001628562-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601929
- Filed Document
- 0001479565-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043534
- Filed Document
- 0001043534-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630382
- Filed Document
- 0001615774-15-000475
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001388064
- Filed Document
- 0001388064-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517034
- Filed Document
- 0001517034-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636685
- Filed Document
- 0001636685-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brad Bernstein
- CIK Number
- 0001460905
- Filed Document
- 0001013594-15-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $19,500
- Associated Brokers / Dealers
- All Party System Co.
- CIK Number
- 0001592929
- Filed Document
- 0001592929-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561190
- Filed Document
- 0001561190-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636550
- Filed Document
- 0001636550-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $490,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636122
- Filed Document
- 0001636122-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612920
- Filed Document
- 0001612920-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $3,870,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539252
- Filed Document
- 0001539252-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $62,408,456
- Associated Brokers / Dealers
- Bedminster Financial Group, Limited, Transcapital Georgia Tax Credit Fund II LLC, Habif Arogeti & Wynne LLP, and Frank O. Hendrick II PC
- CIK Number
- 0001333647
- Filed Document
- 0001333647-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $435,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636641
- Filed Document
- 0001636641-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534850
- Filed Document
- 0001315863-15-000280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636518
- Filed Document
- 0001636518-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630961
- Filed Document
- 0001630961-15-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001436825
- Filed Document
- 0001436825-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $7,800,003
- Associated Brokers / Dealers
- Stephen Russell and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001455022
- Filed Document
- 0001455022-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570286
- Filed Document
- 0001570286-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381812
- Filed Document
- 0000919574-15-002936
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457869
- Filed Document
- 0001479566-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457645
- Filed Document
- 0001457645-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499073
- Filed Document
- 0000902664-15-001774
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636164
- Filed Document
- 0001636164-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, and N/A
- CIK Number
- 0001484189
- Filed Document
- 0001405086-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001053370
- Filed Document
- 0001013594-15-000204
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335299
- Filed Document
- 0001335299-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636623
- Filed Document
- 0001636623-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499074
- Filed Document
- 0000902664-15-001779
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $4,182,359
- Associated Brokers / Dealers
- Joseph A Ondris, Robert E Burns, Charles Geraci, Curt Ladd, Michael Ihrie, Terrell Lady, Craig Emerson, Curt Ladd, MF Long II, George Hjorth, Curtis Jones, Russ Huffington, Fred Sumner, Kenny Harter, Marc Seeherman, Kathryn Scanlon, Donald J Gunn, Lori L Rastall, Mark Van Mourick, Aaron Knoll, and Stephen Sumner
- CIK Number
- 0001624147
- Filed Document
- 0001624147-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $16,500,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners
- CIK Number
- 0001400106
- Filed Document
- 0000897069-15-000217
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $115,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423774
- Filed Document
- 0001168404-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse First Boston LLC and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001443617
- Filed Document
- 0001443617-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates
- CIK Number
- 0001534065
- Filed Document
- 0001534065-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates and Maybridge Partners Inc
- CIK Number
- 0001372118
- Filed Document
- 0001372118-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Podell and Metropolis Capital
- CIK Number
- 0000915048
- Filed Document
- 0001013594-15-000211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, and Lincoln Douglas Investments, LLC
- CIK Number
- 0001263454
- Filed Document
- 0001263454-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., Compass Securities Corporation, and Jefferies LLC
- CIK Number
- 0001602735
- Filed Document
- 0001398344-15-001826
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458484
- Filed Document
- 0001458484-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|