Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROSPECTOR PARTNERS SMALL CAP FUND, L.P. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222841 Filed Document 0000919574-15-003073 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised $10,413,202 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-15-000097 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ardsley Ridgecrest Partners Fund, L.P. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Management Consulting Services, Inc. CIK Number 0001598118 Filed Document 0000902664-15-001870 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENHILL CAPITAL LP See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137373 Filed Document 0001137373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCG Industrial Ashland LP See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001636358 Filed Document 0001636358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRECISE REAL ESTATE SOLUTIONS, INC. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $2,761,500 Associated Brokers / Dealers N/A CIK Number 0001589344 Filed Document 0001589344-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
APA High Income Opportunity Fund, L.P. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465229 Filed Document 0001398344-15-001927 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Diagnostic Imaging Inc. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001631740 Filed Document 0001631740-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
GLENHILL CAPITAL OVERSEAS PARTNERS LTD See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164755 Filed Document 0001164755-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indoor Harvest Corp See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corvex Partners II LP See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515892 Filed Document 0001315863-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olive Farms, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637365 Filed Document 0001637365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TSWR Development, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $140,449,438 Associated Brokers / Dealers Sandlapper Securities CIK Number 0001635391 Filed Document 0001635391-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
QUEST GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229137 Filed Document 0001264128-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA MREP I LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637217 Filed Document 0001637217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Vet Marketing, Inc. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $5,202,000 Associated Brokers / Dealers N/A CIK Number 0001495564 Filed Document 0001495564-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Glenhill Long Fund LP See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584768 Filed Document 0001584768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinetics Fund, Inc. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549691 Filed Document 0001549691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPI Diversified, L.P. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001293197 Filed Document 0000919574-15-003085 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Oxford Holdings, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $1,601,466 Associated Brokers / Dealers N/A CIK Number 0001626608 Filed Document 0001626608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dulcis, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers Joe Warren CIK Number 0001637231 Filed Document 0001637231-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Applied Cavitation, Inc. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers none CIK Number 0001613273 Filed Document 0001613273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dwelo, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001636756 Filed Document 0001636756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
OCA Iguana Healthcare Partners LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637209 Filed Document 0001637209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demand Energy Networks Inc. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001637358 Filed Document 0001637358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
13 CAPE BLANCO/MATTIEANDMORGAN, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $268,000 Associated Brokers / Dealers N/A CIK Number 0001637321 Filed Document 0001637321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Arizona Silver Corp See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $35,179 Associated Brokers / Dealers N/A CIK Number 0001637218 Filed Document 0001637218-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
13 PADDY O'PRADO/CLASS CHOICE, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001637295 Filed Document 0001637295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
AIMS Private Equity Participants X LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001637286 Filed Document 0001140361-15-012774 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1281 Stone Canyon, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $1,780,070 Associated Brokers / Dealers None CIK Number 0001635597 Filed Document 0001635597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Apogee AIF LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633944 Filed Document 0001127855-15-000129 Exclusions or Exemptions 506c Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Informatics In Context, Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers N/A CIK Number 0001574025 Filed Document 0001574025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy Institutional Fund, Ltd See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496548 Filed Document 0001144204-15-017206 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCAL Corp See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $4,568,056 Associated Brokers / Dealers N/A CIK Number 0001259550 Filed Document 0001463317-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Grand Rapids - Hopson Flats, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,078,968 Associated Brokers / Dealers N/A CIK Number 0001637456 Filed Document 0001637456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
UNIO All-Seasons Fund LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557245 Filed Document 0001557245-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 Strong Ships, L.P. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577482 Filed Document 0001577482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LIGHTBOX VENTURES I See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $38,200,000 Associated Brokers / Dealers N/A CIK Number 0001602916 Filed Document 0001602916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KURA OPERATIONS, INC. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $60,448,784 Associated Brokers / Dealers Leerink Partners LLC, National Securities Corporation, and Livingston Securities LLC CIK Number 0001631246 Filed Document 0001631246-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Investors I, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435565 Filed Document 0001619526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Eye Partners, LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001461699 Filed Document 0000919574-15-003039 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Dollar Senior Loan Fund, Ltd. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460758 Filed Document 0001460758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-15-000236 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpliVity Corp See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $175,000,007 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001474946 Filed Document 0001474946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Institutional Fund II, LLC. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544193 Filed Document 0001544193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Capital Equity Fund LP See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers J.C. Whitman Capital LLC CIK Number 0001637020 Filed Document 0001637020-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Flexus Biosciences, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001637028 Filed Document 0001637028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Illumagear, Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001556547 Filed Document 0000927087-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
STONEWATER CAPITAL GREATER CHINA LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375648 Filed Document 0001375648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Amarillo Memory, LP See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001637118 Filed Document 0001637118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity