|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556112
- Filed Document
- 0000950103-14-005559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $17,164,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615132
- Filed Document
- 0001615132-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC
- CIK Number
- 0001616120
- Filed Document
- 0001616120-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584266
- Filed Document
- 0001614745-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $1,520,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000708492
- Filed Document
- 0001209191-14-051005
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $485,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616521
- Filed Document
- 0001376474-14-000295
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTH BRIDGE CAPITAL LLC
- CIK Number
- 0001019369
- Filed Document
- 0001610908-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458066
- Filed Document
- 0001181431-14-028782
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001270486
- Filed Document
- 0001270486-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553538
- Filed Document
- 0001553538-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464746
- Filed Document
- 0001464746-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., Coastal Equities, Inc., Anthem Securities, Inc., Benjamin & Jerold Brokerage, LLC, Fogel Neal Securities, LLC, International Assets Advisory, LLC, Kovack Securities, Inc., VFG Securities, Inc., USCA Securities LLC, VSR Financial Services, Inc., Lowell & Company, Inc, and G. A. Repple & Company
- CIK Number
- 0001572702
- Filed Document
- 0001572702-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001615849
- Filed Document
- 0001615849-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615875
- Filed Document
- 0001315863-14-000473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609470
- Filed Document
- 0001609470-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612503
- Filed Document
- 0001612503-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403802
- Filed Document
- 0001393905-14-000439
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614836
- Filed Document
- 0000902664-14-003374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $12,001,136
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414745
- Filed Document
- 0001414745-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615462
- Filed Document
- 0001615462-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $515,000,000
- Associated Brokers / Dealers
- Stanwich Advisors LLC
- CIK Number
- 0001590404
- Filed Document
- 0001140361-14-031169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616185
- Filed Document
- 0001616185-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- TriPoint Global Equities, LLC
- CIK Number
- 0001563004
- Filed Document
- 0001563004-14-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614244
- Filed Document
- 0001614244-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $10,000
- Associated Brokers / Dealers
- Desert Palms, LLC
- CIK Number
- 0001616141
- Filed Document
- 0001616141-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001615989
- Filed Document
- 0000950172-14-000062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583762
- Filed Document
- 0001209191-14-051335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452804
- Filed Document
- 0001477932-14-004215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000715781
- Filed Document
- 0001474944-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $15,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596564
- Filed Document
- 0001596564-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615929
- Filed Document
- 0001615929-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $5,975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143238
- Filed Document
- 0001534122-14-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441005
- Filed Document
- 0001441005-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616097
- Filed Document
- 0001616097-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- BA Securities, LLC
- CIK Number
- 0001614599
- Filed Document
- 0001144204-14-047497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $5,909,550
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584424
- Filed Document
- 0001584424-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust
See All Filings
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services
- CIK Number
- 0001616060
- Filed Document
- 0001393725-14-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $593,225,685
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615146
- Filed Document
- 0001615146-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001555935
- Filed Document
- 0001614745-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616194
- Filed Document
- 0001613070-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001059170
- Filed Document
- 0001095449-14-000109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616128
- Filed Document
- 0001616128-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455012
- Filed Document
- 0000919574-14-004290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $3,140,473
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517611
- Filed Document
- 0001517611-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616011
- Filed Document
- 0001616011-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $212,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615981
- Filed Document
- 0001615981-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001235264
- Filed Document
- 0000919574-14-004287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614809
- Filed Document
- 0001614809-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555128
- Filed Document
- 0001555128-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-08-07 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615303
- Filed Document
- 0001615303-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|