|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001303308
- Filed Document
- 0001303308-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458495
- Filed Document
- 0001458495-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001295594
- Filed Document
- 0001295594-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602614
- Filed Document
- 0001602614-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001189716
- Filed Document
- 0001474572-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001137827
- Filed Document
- 0001137827-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $4,495,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602599
- Filed Document
- 0001602598-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund
See All Filings
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602424
- Filed Document
- 0001602424-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $7,549,615
- Associated Brokers / Dealers
- Braymen, Lambert & Noel Securities, Ltd.
- CIK Number
- 0001410485
- Filed Document
- 0001410485-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161073
- Filed Document
- 0001161073-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $16,489,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563597
- Filed Document
- 0001563597-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates
- CIK Number
- 0001458225
- Filed Document
- 0001458225-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA), LLC
- CIK Number
- 0001366369
- Filed Document
- 0001013594-14-000268
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $2,949,029
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602042
- Filed Document
- 0001602042-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597103
- Filed Document
- 0001597103-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001073238
- Filed Document
- 0001472375-14-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $7,035,163
- Associated Brokers / Dealers
- None
- CIK Number
- 0001543837
- Filed Document
- 0001543837-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601919
- Filed Document
- 0001601919-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001213586
- Filed Document
- 0000943663-14-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates and Legg Mason Investor Services, LLC
- CIK Number
- 0001458293
- Filed Document
- 0001458293-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001361231
- Filed Document
- 0001138174-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536479
- Filed Document
- 0001536479-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C.P. Eaton and Associates
- CIK Number
- 0001458233
- Filed Document
- 0001458233-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001349098
- Filed Document
- 0000919574-14-002243
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579330
- Filed Document
- 0001579330-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400936
- Filed Document
- 0001400936-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners and C. P. Eaton and Associates
- CIK Number
- 0001468056
- Filed Document
- 0001468056-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $6,239,268
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461828
- Filed Document
- 0001461828-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Energy Conservation
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001319131
- Filed Document
- 0000902664-14-001776
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000737207
- Filed Document
- 0000737207-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601847
- Filed Document
- 0000945836-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382761
- Filed Document
- 0000902664-14-001790
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543457
- Filed Document
- 0001543457-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001602377
- Filed Document
- 0001140361-14-012637
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001418895
- Filed Document
- 0001418895-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000936739
- Filed Document
- 0000936739-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FORTRESS CAPITAL FORMATION LLC (the "LLC")
- CIK Number
- 0001514515
- Filed Document
- 0000950172-14-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451006
- Filed Document
- 0001451006-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001602422
- Filed Document
- 0001602422-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538759
- Filed Document
- 0001538759-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572782
- Filed Document
- 0001572782-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J P Morgan Securities LLC and Deutsche Bank Securities Inc.
- CIK Number
- 0001459594
- Filed Document
- 0000902664-14-001788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001430244
- Filed Document
- 0001430244-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates and Maybridge Partners Inc
- CIK Number
- 0001372110
- Filed Document
- 0001372110-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $172,000,000
- Associated Brokers / Dealers
- CV Brokerage Inc.
- CIK Number
- 0001539900
- Filed Document
- 0001539900-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570005
- Filed Document
- 0000919574-14-002236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001600941
- Filed Document
- 0001566114-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001132395
- Filed Document
- 0000935836-14-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $8,864,901
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523221
- Filed Document
- 0001523221-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $5,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602598
- Filed Document
- 0001602598-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|