|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551849
- Filed Document
- 0001551849-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $185,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403772
- Filed Document
- 0001403772-14-000003
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001003256
- Filed Document
- 0001474572-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001302508
- Filed Document
- 0000902664-14-001780
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517034
- Filed Document
- 0001517034-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund
See All Filings
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners, Inc. and C. P. Eaton and Associates
- CIK Number
- 0001458297
- Filed Document
- 0001458297-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and MayBridge Partners
- CIK Number
- 0001458484
- Filed Document
- 0001458484-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $2,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507286
- Filed Document
- 0001507286-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $2,174,884
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603796
- Filed Document
- 0001603796-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586198
- Filed Document
- 0001586198-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001332926
- Filed Document
- 0000902664-14-001778
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601793
- Filed Document
- 0001140361-14-012658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC
- CIK Number
- 0001440787
- Filed Document
- 0001440787-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558940
- Filed Document
- 0001558940-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552433
- Filed Document
- 0001552433-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456740
- Filed Document
- 0001486836-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $27,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001326272
- Filed Document
- 0001326272-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001601779
- Filed Document
- 0001140361-14-012641
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457209
- Filed Document
- 0000919574-14-002245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602418
- Filed Document
- 0001602418-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001090963
- Filed Document
- 0001090963-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $962,640,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553824
- Filed Document
- 0001553824-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Legg Mason Investor Services, LLC
- CIK Number
- 0001458288
- Filed Document
- 0001458288-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $690,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600146
- Filed Document
- 0001600146-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VERMONT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542874
- Filed Document
- 0001542874-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC, Papamarkou Wellner & Co., Inc., and Liora Partners
- CIK Number
- 0001570866
- Filed Document
- 0001570866-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602495
- Filed Document
- 0000919574-14-002238
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, N/A, N/A, N/A, and N/A
- CIK Number
- 0001518756
- Filed Document
- 0001405086-14-000119
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $2,307,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602471
- Filed Document
- 0001602471-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $910,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602622
- Filed Document
- 0001602622-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406048
- Filed Document
- 0001091598-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544452
- Filed Document
- 0001544452-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436161
- Filed Document
- 0000948830-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J P Morgan Securities LLC and Alternative Strategies Group, Inc.
- CIK Number
- 0001430316
- Filed Document
- 0000902664-14-001785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590179
- Filed Document
- 0001590179-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001602325
- Filed Document
- 0001140361-14-012653
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001455022
- Filed Document
- 0001455022-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001192534
- Filed Document
- 0001192534-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $6,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499612
- Filed Document
- 0001499612-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001464278
- Filed Document
- 0001464278-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC ("CS")
- CIK Number
- 0001487247
- Filed Document
- 0001487247-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601794
- Filed Document
- 0001601794-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates and Maybridge Partners Inc
- CIK Number
- 0001372118
- Filed Document
- 0001372118-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cogent Alternative Strategies, Inc.
- CIK Number
- 0001291019
- Filed Document
- 0001461064-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538585
- Filed Document
- 0001181431-14-012519
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001436825
- Filed Document
- 0001436825-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498594
- Filed Document
- 0001498594-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $4,826,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602380
- Filed Document
- 0001602380-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602312
- Filed Document
- 0001602312-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602155
- Filed Document
- 0001602155-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|