Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlyle U.S. Equity Opportunity Fund II, L.P. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Butterfield Asset Management Limited CIK Number 0001635063 Filed Document 0001635063-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORQUE THERAPEUTICS, INC. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001651069 Filed Document 0001140361-15-033760 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Equitorial Exploration Corp. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $11,063 Associated Brokers / Dealers N/A CIK Number 0001605281 Filed Document 0001062993-15-004851 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ecolibrium Solar, Inc. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603751 Filed Document 0001603751-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Tesla Life Sciences, LLC See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001588360 Filed Document 0001588360-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Innovative Financial Private Equity Fund IV, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001454987 Filed Document 0001454987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree European Principal Fund IV Feeder (Cayman), L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651693 Filed Document 0001651693-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Henry Clay Fund, LLC See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528608 Filed Document 0000902664-15-003506 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Strategic Co-Investment Cayman Partners III LP See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001651225 Filed Document 0001651225-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entytle, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $417,537 Associated Brokers / Dealers N/A CIK Number 0001612476 Filed Document 0001612476-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA Mortgage Strategies Fund, L.P. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618022 Filed Document 0000950142-15-002005 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRG Partners III - Parallel Fund (A) L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001651357 Filed Document 0001651357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H Capital III, L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001651808 Filed Document 0001651808-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Driehaus Income Fund I, LLC See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557326 Filed Document 0001557326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAJA CAPITAL FUND II LTD See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612363 Filed Document 0001612363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Strategic Co-Investment Partners III-B LP See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001651223 Filed Document 0001651223-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raven 7 Fund, L.L.C. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561803 Filed Document 0000902664-15-003505 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-15-000734 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republic Restoratives LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $1,246,500 Associated Brokers / Dealers N/A CIK Number 0001647487 Filed Document 0001647487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Syndax Pharmaceuticals Inc See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $61,252,462 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-15-033757 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oklahoma Heart Hospital L L C See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $1,245,816 Associated Brokers / Dealers N/A CIK Number 0001381781 Filed Document 0001140361-15-033904 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $Over $100,000,000 Type of Security Equity
Voga Coffee, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001651645 Filed Document 0001651645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NemaMetrix, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $20,561 Associated Brokers / Dealers N/A CIK Number 0001651873 Filed Document 0001651873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Affluent Nations LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001651070 Filed Document 0001651070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
WESTBROOK ESTATES APARTMENTS, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651708 Filed Document 0001651708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
EXCELSIOR AGGRESSIVE FUND LTD PARTNERSHIP See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000946928 Filed Document 0000946928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Thanks Again, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651865 Filed Document 0001651865-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EXCELSIOR FUND L P See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000840022 Filed Document 0000840022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
operateIT, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652184 Filed Document 0001652184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laird Superfood, LLC See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
OHA Mortgage Strategies Fund (Offshore), Ltd. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618023 Filed Document 0000950142-15-002006 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tahquamenon Fund L.P. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531406 Filed Document 0000902664-15-003512 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP VIII Commercial Real Estate Trust (TE) See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001651890 Filed Document 0001651890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kidizen, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001607128 Filed Document 0001607128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sphere 3D Corp See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591956 Filed Document 0001591956-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Realco International, Inc See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001019687-15-003299 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novus Coin, Corp. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650516 Filed Document 0001650516-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NB Strategic Co-Investment Partners III LP See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001651222 Filed Document 0001651222-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWBROOK CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460534 Filed Document 0001315863-15-000735 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GB LEASING CAPITAL, LLC See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $111,112 Associated Brokers / Dealers N/A CIK Number 0001628742 Filed Document 0001628742-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
KC PARENT, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652029 Filed Document 0001652029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OGCP FOUR SEASONS FUND, L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651830 Filed Document 0001140361-15-033794 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC10, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001478309 Filed Document 0001144204-15-052753 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Co-Investment L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651425 Filed Document 0001651425-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marchard Fund, LP See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651903 Filed Document 0001651903-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872765 Filed Document 0000919574-15-006596 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPT Group, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $8,164,132 Associated Brokers / Dealers Norman Pappas CIK Number 0001651807 Filed Document 0001651807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Proteuo Fund L.P. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561802 Filed Document 0000902664-15-003511 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyla, Inc. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised $8,451,001 Associated Brokers / Dealers n/a CIK Number 0001534594 Filed Document 0001534594-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ridgetop Hospitality, LP See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001647824 Filed Document 0001647824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity