Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avalon Hedged Equity Fund LP See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610836 Filed Document 0001610836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bombas LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617078 Filed Document 0001617078-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COMMONWEALTH BANCSHARES INC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $5,041,761 Associated Brokers / Dealers N/A CIK Number 0001180892 Filed Document 0001180892-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
SCT Holdings, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001618183 Filed Document 0001618183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Innova Fund III, L.P. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001617159 Filed Document 0001617159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FINsix Corp See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $3,478,415 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts Tudor Tensor Feeder Fund See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001616530 Filed Document 0001616530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 28 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616679 Filed Document 0001616679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Texas Energy Exploration, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001533915 Filed Document 0001533915-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Hylan Debt Fund, LLC - Portfolio Series 49 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616812 Filed Document 0001616812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MemorialCare Surgical Center at Orange Coast, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $2,745,097 Associated Brokers / Dealers NA CIK Number 0001617125 Filed Document 0001617125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 43 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616804 Filed Document 0001616804-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Parabellum Minerals I, L.P. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,486,231 Associated Brokers / Dealers N/A CIK Number 0001617133 Filed Document 0001617133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN, LLC CIK Number 0001617282 Filed Document 0001617282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC Pharma LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616698 Filed Document 0001616698-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Poppin, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $26,499,999 Associated Brokers / Dealers N/A CIK Number 0001575865 Filed Document 0001575865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Value Equity Trust See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D SYSTEMS CORP See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0000910638 Filed Document 0001171843-14-004019 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pictet International Equity Fund LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HighGround Enterprise Solutions, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001566848 Filed Document 0001566848-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEC-OKC Holdings LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001617079 Filed Document 0001617079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Clarity Holding Corp See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001616370 Filed Document 0001616370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lehigh Technologies, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001328148 Filed Document 0001328148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LIM JAPAN FUND See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529612 Filed Document 0001405086-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DELPHI CAPITAL LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle International Energy Partners, L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001584054 Filed Document 0001140361-14-033353 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivakor, Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001450704 Filed Document 0001450704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 15 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616638 Filed Document 0001616638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Norcal Life Settlement Fund 2014, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001617094 Filed Document 0001617094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRANS WORLD CORP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $46,520 Associated Brokers / Dealers N/A CIK Number 0000914577 Filed Document 0001204348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BAYSHORE BEACH CLUB, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,920,000 Associated Brokers / Dealers N/A CIK Number 0001611261 Filed Document 0001611261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amber Global Opportunities Fund Ltd. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458005 Filed Document 0000902664-14-003598 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Regional Surgery Center, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $405,600 Associated Brokers / Dealers N/A CIK Number 0001451173 Filed Document 0001451173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 16 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616641 Filed Document 0001616641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Painted Dog, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617017 Filed Document 0001231919-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FeNix Ash, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001616877 Filed Document 0001616877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edge Realty Capital Fund, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617080 Filed Document 0001617080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Central Plaza SDC, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001614907 Filed Document 0001614914-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LSV Enhanced Hedged Equity Fund, LP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616452 Filed Document 0001393725-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HANSEN MEDICAL INC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $30,203,056 Associated Brokers / Dealers N/A CIK Number 0001276591 Filed Document 0001276591-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Azoi Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001616511 Filed Document 0001616511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GMO Tactical Opportunities Fund (Onshore), a series of GMO Master Portfolios (Onshore), L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460409 Filed Document 0001616264-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HITE Hedge LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496278 Filed Document 0000898432-14-001048 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Array Health Solutions Inc See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers HGP SECURITIES LLC (HEALTHCARE GROWTH PARTNERS) CIK Number 0001382741 Filed Document 0001382741-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 21 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616713 Filed Document 0001616713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Magnetar SC Fund Ltd See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498898 Filed Document 0001498898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerora Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001605445 Filed Document 0001605445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fallbrook Technologies Inc See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Raymond James & Associates CIK Number 0001305927 Filed Document 0001305927-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HITE MLP LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519590 Filed Document 0000898432-14-001050 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund