Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Woodbrowser, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001580503 Filed Document 0001580503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Opportunity Fund, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277008 Filed Document 0001144204-14-016105 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRELLUS PARTNERS LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133880 Filed Document 0000947871-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SkyNet Fund, L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602705 Filed Document 0001602705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORSAIR CAPITAL PARTNERS LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum Jr., Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc. CIK Number 0001029788 Filed Document 0001013594-14-000282 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMO Trust on behalf of its series GMO Debt Opportunities Fund See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487163 Filed Document 0001599462-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Imperial Capital Partners Ltd. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001601679 Filed Document 0001601679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Paulson Credit Opportunities, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458675 Filed Document 0001013594-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gamma Convertible Fund, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001468661 Filed Document 0000919574-14-002313 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
29th Street Financial Asset Financing II, LP See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602581 Filed Document 0001144204-14-016352 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
River Birch Partners, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Colin McLane CIK Number 0001521891 Filed Document 0000919574-14-002306 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Eminence Partners, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196932 Filed Document 0000902664-14-001822 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRENNER WEST CAPITAL MASTER FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369621 Filed Document 0001369621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERFORMANCE INDICATOR LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001161931 Filed Document 0001161931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Farallon Asia Special Situations Master, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500858 Filed Document 0000902664-14-001839 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FITMOO, INC. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,000,269 Associated Brokers / Dealers E.E. Craumer, LLC and WWR, LLC CIK Number 0001572017 Filed Document 0001572017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
DPL Holding Corp See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $83,333 Associated Brokers / Dealers N/A CIK Number 0001546651 Filed Document 0000895345-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EJF Income Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARI Financial Services, Pacer Financial, Inc., EDI Financial, Inc., Arete Wealth Management, LLC, Orchard Securities, Stifel Nicolaus & Co., Incorporated, and WFG Investments, Inc. CIK Number 0001465637 Filed Document 0001140361-14-012977 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beltway Strategic Opportunities Fund L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599524 Filed Document 0001140361-14-012958 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Long/Short Equity Offshore Fund Ltd See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357872 Filed Document 0001140361-14-012960 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Long/Short Equity Fund LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357887 Filed Document 0001140361-14-012953 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Specialty Finance Opportunities Offshore Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583942 Filed Document 0001140361-14-012965 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Debt Opportunities Master Fund II, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001527559 Filed Document 0001140361-14-012972 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER VALUE-TECH FUND, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236239 Filed Document 0000902664-14-001833 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
144A Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486736 Filed Document 0001140361-14-012957 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Select Fund, L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001474157 Filed Document 0001140361-14-012969 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER VALUE-TECH QP FUND, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460561 Filed Document 0000902664-14-001832 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Debt Opportunities Fund, L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pacer Financial, Inc., CV Brokerage, Inc., WFG Investments, Inc., Silver Leaf Partners, LLC, Blue Sand Securities LLC, Ari Financial Services, Hamilton Miller Investments, LLC, Alternative Access Capital, LLC, Stifel Nicolaus & Co., Incorporated, and EDI Financial, Inc. CIK Number 0001438171 Filed Document 0001140361-14-012976 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tropix Fund LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001416769 Filed Document 0000902664-14-001818 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Specialty Finance Opportunities Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583940 Filed Document 0001140361-14-012964 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volta Industries LLC See All Filings	D	2014-03-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EJF Debt Opportunities Fund II, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001527558 Filed Document 0001140361-14-012971 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Select Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486741 Filed Document 0001140361-14-012970 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF SFO Offshore DS LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584690 Filed Document 0001140361-14-012963 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Opportunity Offshore Fund Ltd See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357875 Filed Document 0001140361-14-012956 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lubben Fund Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001423949 Filed Document 0000902664-14-001824 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Resources, LLC See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised $27,795,150 Associated Brokers / Dealers N/A CIK Number 0001570223 Filed Document 0000897069-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Master Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507357 Filed Document 0001140361-14-012968 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unterberg Technology Partners, L.P. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465736 Filed Document 0000902664-14-001831 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLS 193 Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544078 Filed Document 0000902664-14-001829 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YANNIX FUND LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001340311 Filed Document 0000902664-14-001817 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Services Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569362 Filed Document 0001140361-14-012975 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER MICRO-CAP FUND, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460913 Filed Document 0000902664-14-001836 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Crossover Fund LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357889 Filed Document 0001140361-14-012949 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUBBEN FUND LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001362403 Filed Document 0000902664-14-001823 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Sidecar Fund, Series LLC See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001450970 Filed Document 0001140361-14-012962 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities CIK Number 0001566824 Filed Document 0001140361-14-012979 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Financial Services Fund, LP See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities CIK Number 0001510157 Filed Document 0001140361-14-012974 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Fund, Ltd. See All Filings	D/A	2014-03-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc. CIK Number 0001519976 Filed Document 0001140361-14-012967 Exclusions or Exemptions 506b Accepted Date 2014-03-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund