|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043534
- Filed Document
- 0001043534-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001394249
- Filed Document
- 0001394249-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Northern Trust Multi-Advisor Funds-Series: Global Equity Fund-Generation Investment Management US LLP
See All Filings
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001464036
- Filed Document
- 0001405086-14-000123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, LP
See All Filings
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Northern Trust Securities, Inc.
- CIK Number
- 0001458298
- Filed Document
- 0001405086-14-000128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439844
- Filed Document
- 0001013594-14-000263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $81,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000102109
- Filed Document
- 0001116354-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544294
- Filed Document
- 0001544294-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571026
- Filed Document
- 0001571026-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602687
- Filed Document
- 0001602687-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499074
- Filed Document
- 0000902664-14-001803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001145608
- Filed Document
- 0000948447-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512004
- Filed Document
- 0001144204-14-015683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
D. E. Shaw U.S. Large Cap Core Alpha Extension Fund, L.L.C.
See All Filings
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518056
- Filed Document
- 0001518056-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Collins/Bay Island Securities LLC
- CIK Number
- 0001171890
- Filed Document
- 0001315863-14-000186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- Sunbelt Securities, Inc., Arete Wealth Management, Inc., Source Capital Group, and Ausdal Financial Partners, Inc.
- CIK Number
- 0001585777
- Filed Document
- 0001585777-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0000888471
- Filed Document
- 0000888471-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC
- CIK Number
- 0001595178
- Filed Document
- 0001595178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $4,001,215
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470911
- Filed Document
- 0001470911-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602609
- Filed Document
- 0001602609-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $142,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602669
- Filed Document
- 0001602669-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $2,240,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000933960
- Filed Document
- 0000933960-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398750
- Filed Document
- 0001164691-14-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458644
- Filed Document
- 0000919574-14-002274
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525893
- Filed Document
- 0000935836-15-000169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602610
- Filed Document
- 0001602610-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners, Inc. and C.P. Eaton and Associates
- CIK Number
- 0001458290
- Filed Document
- 0001458290-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517034
- Filed Document
- 0001517034-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324621
- Filed Document
- 0001324621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407089
- Filed Document
- 0001407089-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565708
- Filed Document
- 0001565708-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602522
- Filed Document
- 0001602522-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001298165
- Filed Document
- 0000902664-14-001782
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442594
- Filed Document
- 0001181431-14-012788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458310
- Filed Document
- 0001458310-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates
- CIK Number
- 0001372119
- Filed Document
- 0001372119-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners, Inc. and C.P. Eaton and Associates
- CIK Number
- 0001458265
- Filed Document
- 0001458265-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001602324
- Filed Document
- 0001140361-14-012655
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525893
- Filed Document
- 0000935836-14-000173
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001227938
- Filed Document
- 0001227938-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001097466
- Filed Document
- 0001138174-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J P Morgan Securities LLC, Citigroup Alternative Investments LLC, and Citigroup Global Markets Inc.
- CIK Number
- 0001407218
- Filed Document
- 0000902664-14-001787
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001329083
- Filed Document
- 0001329083-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C P Eaton and Associates
- CIK Number
- 0001372105
- Filed Document
- 0001372105-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543931
- Filed Document
- 0001543931-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001395156
- Filed Document
- 0001395156-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482687
- Filed Document
- 0000919574-14-002235
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $163,510
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499226
- Filed Document
- 0001181431-14-012764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Broker Bank Securities, Inc.
- CIK Number
- 0001601867
- Filed Document
- 0001601867-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602582
- Filed Document
- 0001602582-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Airlines and Airports
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321376
- Filed Document
- 0000902664-14-001775
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|