Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Focused Value International Fund, Ltd. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $499,990,000 Associated Brokers / Dealers N/A CIK Number 0001602440 Filed Document 0001507071-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimbus Weather Fund Ltd See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347885 Filed Document 0001474572-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MATRIX CAPITAL MANAGEMENT FUND II LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001096719 Filed Document 0000902664-14-001909 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hotel Group Opportunity Fund II, LLC See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001597756 Filed Document 0001597756-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS (500) LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019190 Filed Document 0001315863-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Overseas Long Short Fund Ltd See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, and JPMorgan Securities Inc. CIK Number 0001319592 Filed Document 0001565908-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REMY CAPITAL PARTNERS L P See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000919756 Filed Document 0000935836-14-000196 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miura Global Fund, Ltd. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302145 Filed Document 0000919574-14-002356 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Fund Ltd See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347973 Filed Document 0001474572-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MITKC, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001603317 Filed Document 0001603317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Birchwald Partners LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572708 Filed Document 0000919574-14-002349 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LODGE HILL FUND, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550842 Filed Document 0001140361-14-013673 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K41, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603221 Filed Document 0001140361-14-014710 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Edgewood Real Estate Investment Trust See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001507379 Filed Document 0001181431-14-013521 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
FrontRange Corporate Fund I, LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603227 Filed Document 0001603243-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUNIPER CATASTROPHE FUND LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG and Man Investments Inc. CIK Number 0001446077 Filed Document 0001474572-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Vertishear LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001501709 Filed Document 0001501709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EIGHT TO GO Ltd LIABILITY Co See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001579553 Filed Document 0001579553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AllianceBernstein Securitized Assets Fund (Cayman), L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572307 Filed Document 0000902664-14-001904 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EXO U Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $417,368 Associated Brokers / Dealers Mackie Research USA Inc. CIK Number 0001602757 Filed Document 0001602757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Parsoon Opportunity Fund, Ltd See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001486218 Filed Document 0001486218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SPJ Partners LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572485 Filed Document 0000902664-14-001895 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JGB CAPITAL L.P. See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337093 Filed Document 0001013594-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Dollar Senior Loan Fund, Ltd. See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460758 Filed Document 0001460758-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YORK INSTITUTIONAL PARTNERS LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461357 Filed Document 0001144204-14-016666 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maroon Peaks Private Equity Fund VI LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594804 Filed Document 0001594804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $576,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Hennessey Wellness Inc. See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001603047 Filed Document 0001603047-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Island Capital Fund II, L.P. See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554153 Filed Document 0001140361-14-013519 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pyxant Labs Inc See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001364214 Filed Document 0001364214-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YORK SELECT LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC CIK Number 0001009432 Filed Document 0001144204-14-016659 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRISHIELD SPECIAL SITUATIONS FUND LLC See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434080 Filed Document 0000919574-14-002343 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Miret Surgical, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $644,570 Associated Brokers / Dealers N/A CIK Number 0001603102 Filed Document 0001603102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
International Forest Products Ltd See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $55,556,557 Associated Brokers / Dealers Not Applicable CIK Number 0001602397 Filed Document 0001602397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Lumena Pharmaceuticals, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $45,499,993 Associated Brokers / Dealers N/A CIK Number 0001513157 Filed Document 0001513157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Blue Clay Capital Partners LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544865 Filed Document 0000919574-14-002336 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ilegal Mezcal, S.A. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001540658 Filed Document 0001540658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GUATEMALA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lucky Strike Resources Ltd. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $108,911 Associated Brokers / Dealers N/A CIK Number 0001587899 Filed Document 0001183740-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE INVESTMENT PARTNERS LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488067 Filed Document 0001013594-14-000303 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
N-Habit Roosevelt LLC See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001602923 Filed Document 0001602923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FanKave, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603110 Filed Document 0001603110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ingress Capital Inc See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603012 Filed Document 0001387131-14-000972 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Branch2, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001603014 Filed Document 0001603014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
DUNBAR CAPITAL INTERNATIONAL LTD See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., Strategic Financial Alliance, Inc., Sanders Morris Harris, Donald K. Gross, Capital Analysts, Incorporated, Commonwealth Financial Network, First Allied Securities, Inc., Triad Advisors, Inc., and Lincoln Investment CIK Number 0001271422 Filed Document 0001013594-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Colony Hills Capital Residential III LLC See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001569498 Filed Document 0001569498-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Info Assembly, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001602602 Filed Document 0001602602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
YANKEE ALLIANCE SUPPLY CHAIN SOLUTIONS, LLC See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573699 Filed Document 0001603096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YORK ASIAN OPPORTUNITIES UNIT TRUST See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Citigroup Private Advisory, LLC, Merrill Lynch Alternative Investments LLC, and J.P. Morgan Securities LLC. CIK Number 0001461060 Filed Document 0001144204-14-016642 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Stamos Fixed Income Fund - Diversified, L.P. See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001459365 Filed Document 0000902664-14-001965 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund