Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRCM INSTITUTIONAL FUND (BVI), LTD. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470839 Filed Document 0001556663-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Offshore Partners, Ltd. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank Jay Goldman, John Daniel Sampietro Jr., Brian Christopher Leftwich, Mark Andrew Marxer, Adam W. Gruver, and Christopher W. Manlove CIK Number 0001178079 Filed Document 0001544824-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPREO Parent Holdco LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $67,007,180 Associated Brokers / Dealers N/A CIK Number 0001617095 Filed Document 0000950103-14-005826 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521633 Filed Document 0000898432-14-001089 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xamarin Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $54,250,000 Associated Brokers / Dealers N/A CIK Number 0001581355 Filed Document 0001581355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Institutional, Ltd. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-14-003616 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Behavioral Equity Market Neutral Fund, Ltd. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518080 Filed Document 0001507943-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HoneIt, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616777 Filed Document 0001616777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Augusta Fund LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586902 Filed Document 0001586902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JGB Partners L.P. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519220 Filed Document 0001013594-14-000558 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vestorly, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $443,724 Associated Brokers / Dealers N/A CIK Number 0001617575 Filed Document 0001144204-14-051866 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northern Pines Capital, LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479907 Filed Document 0001140361-14-033608 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPEEDWAGON PROPERTIES FUND IV, LP See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001616884 Filed Document 0001616884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
WOIH Partners LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001616636 Filed Document 0001616636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Infrastructure Fund I-A, L.P. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MNB Nick Beteiligungen GmbH and GreenWish SARL CIK Number 0001615569 Filed Document 0001615569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Scout Security, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001583178 Filed Document 0001583178-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lupaka Gold Corp. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $73,246 Associated Brokers / Dealers N/A CIK Number 0001520470 Filed Document 0001140361-14-033730 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Immusoft Corp See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $3,286,771 Associated Brokers / Dealers N/A CIK Number 0001596274 Filed Document 0001596274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BIG HORN MTJ, LTD See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001617274 Filed Document 0001617274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Eureka Therapeutics Inc See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001386560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTSIDE GROUP, LTD. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $15,015,536 Associated Brokers / Dealers N/A CIK Number 0001589094 Filed Document 0001589094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CRCM INSTITUTIONAL MASTER FUND (BVI), LTD. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470845 Filed Document 0001556663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vortus Investments, LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Forbes Private Capital Group CIK Number 0001574290 Filed Document 0001574290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrackingPoint, Inc. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $29,203,533 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zarbee's, Inc See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $16,948,087 Associated Brokers / Dealers N/A CIK Number 0001524690 Filed Document 0001524690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Private Partners, L.P. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners LLC and Barclays Capital Inc. CIK Number 0001480411 Filed Document 0000902664-14-003615 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $782,033 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Intuitive Biosciences, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001572790 Filed Document 0001572790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ZAIS Financial Corp. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001527590 Filed Document 0001206774-14-002658 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TherOx, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001442217 Filed Document 0001442217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LIM Opportunistic Credit Master Fund See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585034 Filed Document 0001405086-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CATFISH FUND LP See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001131303 Filed Document 0000935836-14-000487 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM CAPITAL FUND II, L.P. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617687 Filed Document 0001617687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NestGSV, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605652 Filed Document 0000897069-14-000372 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ParasitX, LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001612968 Filed Document 0001612968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CROWDLY, INC. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001523927 Filed Document 0001523927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wearable Intelligence, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $8,374,242 Associated Brokers / Dealers N/A CIK Number 0001616020 Filed Document 0001616020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FlyBy Media, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001519777 Filed Document 0001519777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Castlegate Partners II-WR, LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001616566 Filed Document 0001616566-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Magnitude International See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001471509 Filed Document 0000902664-14-003614 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Leveraged International See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-14-003619 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTEND PARTNERS LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tristar License Group, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616789 Filed Document 0001616789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Lucidity Lights Inc See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $12,635,828 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-14-033461 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmers To You LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617004 Filed Document 0001617004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Rio Grande Neurosciences, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,348,239 Associated Brokers / Dealers N/A CIK Number 0001616132 Filed Document 0001616132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTINUITY PARTNERS GROUP, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482628 Filed Document 0001140361-14-033550 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 27 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616677 Filed Document 0001616677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity