Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Polaris Market Neutral Fund #1 LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571473 Filed Document 0001571473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN TRUST MULTI-ADVISOR FUNDS - SERIES: INTERNATIONAL FUND - CHAUTAUQUA CAPITAL MANAGEMENT, LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001577658 Filed Document 0001405086-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIP GP LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420548 Filed Document 0000902664-14-001796 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empiric Strategic Income Offshore Fund, Ltd. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001602688 Filed Document 0001602688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aristides Fund QP, LP See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602063 Filed Document 0001019056-14-000383 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DIAMOND RELATIVE VALUE LTD. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001460819 Filed Document 0001012975-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZ Europe Overseas Fund, Ltd. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458107 Filed Document 0001576499-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyrical Multi-Manager Fund, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384978 Filed Document 0001315863-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PECONIC PARTNERS INSURANCE FUND LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467895 Filed Document 0001467895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Eton Park Fund, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308804 Filed Document 0000902664-14-001811 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic US Equity Trust See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932244 Filed Document 0001427934-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuity Medical, Inc. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ULURU Inc. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $138,600 Associated Brokers / Dealers N/A CIK Number 0001168220 Filed Document 0001168220-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QFR VICTORIA FUND LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001438404 Filed Document 0001438404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Recovery Participation Fund LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001486292 Filed Document 0001486292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ EUROPE OVERSEAS INSTITUTIONAL FUND LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456004 Filed Document 0001576499-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYLIN FUND L P See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358757 Filed Document 0001013594-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIEDMONT PARTNERS, LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, and Lincoln Douglas Investments, LLC CIK Number 0001454292 Filed Document 0001419204-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Siva Power, Inc. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001382468 Filed Document 0001382468-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Fortress Asia Macro Fund Ltd See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601929 Filed Document 0000948447-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mount Vernon Securities Lending Trust See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338268 Filed Document 0000894189-14-001265 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TUCEK PARTNERS, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872953 Filed Document 0000919574-14-002299 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Europe Opportunities Fund, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001484189 Filed Document 0001405086-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MASON CAPITAL LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370669 Filed Document 0001144204-14-015622 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedged Strategies Fund QP Ltd See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Wells Fargo Advisors LLC, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001386132 Filed Document 0001386132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PLATTE RIVER FUND LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390067 Filed Document 0001390067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEB Partners, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001093241 Filed Document 0000919574-14-002287 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LA PLACE QP PARTNERS, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459199 Filed Document 0000919574-14-002275 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Fund, LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman, Brian C. Leftwich, Mark Andrew Marxer, Adam Wareham Gruver, Christopher W. Manlove, and John Daniel Sampietro Jr. CIK Number 0001177589 Filed Document 0001544824-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRX Therapeutics, Inc. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001411920 Filed Document 0001411920-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Thematic Ltd. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543417 Filed Document 0001012975-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Institutional Diversified Alpha Fund LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Renaissance Institutional Management LLC CIK Number 0001544480 Filed Document 0001544480-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
INTELLECTSPACE CORP See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001278131 Filed Document 0001278131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC INSTITUTIONAL FUNDS SPC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427934 Filed Document 0001427934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Real Assets Fund (Offshore) Ltd. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457559 Filed Document 0000902664-14-001804 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE GLOBAL EQUITY IRA OFFSHORE FUND LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264457 Filed Document 0000919574-14-002282 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Extension Fund, L.L.C. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566136 Filed Document 0001566136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Plasma International Fund, L.P. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524227 Filed Document 0001524227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claris Vision Holdings LLC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001531043 Filed Document 0001531043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope Fund LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406599 Filed Document 0001406599-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., UBS Global Asset Management (Japan) Ltd., UBS AG London Branch, UBS AG Jersey Branch, AIM Capital Oy, Stelinvest SA, UBS Global Asset Management (Canada) Inc., and Agenda Invest AG CIK Number 0001403975 Filed Document 0000902664-14-001809 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Data Center Solutions, LLC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001477097 Filed Document 0001477097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Oculus International Fund See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001285391 Filed Document 0001285391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GKC Partners I, LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571856 Filed Document 0001571856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Special Fund II (MA), L.L.C. See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001475474 Filed Document 0001475474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILLSON PARTNERS LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000880227 Filed Document 0000880227-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Benchmark Plus Overseas Institutional Partners Ltd See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grey Bassett, LLC, Confido Advisors, LLC, VP Distributors, LLC, and J.P. Morgan Clearing Corp. CIK Number 0001404242 Filed Document 0001164691-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mojo Organics, Inc. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $1,001,943 Associated Brokers / Dealers N/A CIK Number 0001414953 Filed Document 0001094891-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Stone Hollow Investors, LP See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001601266 Filed Document 0001601266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BRANT POINT FUND LLC See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221487 Filed Document 0001221487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund