Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCHF USTE, L.P. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556585 Filed Document 0001556585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGTH DEGREE LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001577351 Filed Document 0001577351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
East Meet East, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001617126 Filed Document 0001617126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DEL MAR ENERGY INC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,033,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Crescent Direct Lending Levered Fund (Cayman), LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617218 Filed Document 0000945621-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Factor Capital, LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607415 Filed Document 0001607415-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFM Opportunities V, LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001617574 Filed Document 0001617574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vitavis Laboratories, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $501,870 Associated Brokers / Dealers N/A CIK Number 0001617451 Filed Document 0001617451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001407856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middleton 1033 Van Buren Investors LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617475 Filed Document 0001617475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lanx Fund, LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman, Brian C. Leftwich, Mark Andrew Marxer, Adam Wareham Gruver, Christopher W. Manlove, and John Daniel Sampietro Jr. CIK Number 0001177589 Filed Document 0001544824-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Safe Soil, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $361,650 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM OFFSHORE ACCESS FUND LTD See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360677 Filed Document 0001360677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZappyLab Inc See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556299 Filed Document 0000908662-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cargo Chief, Inc. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001608906 Filed Document 0001608906-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foldax, Inc. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Eton Park Overseas Fund, Ltd. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308802 Filed Document 0000902664-14-003639 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWS MARQUIS CINCO LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001617629 Filed Document 0001617629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Betz Grand Mason, Ltd. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001617822 Filed Document 0001617822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTY INVESTOR FUND See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614999 Filed Document 0001614999-14-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Robotti Opportunity Value Fund, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001584745 Filed Document 0001584745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gazelle, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396324 Filed Document 0001396324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT EDEN RESORT LLC See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576230 Filed Document 0001576230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT MOUNTAIN HOLDING GROUP, L.L.C. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575868 Filed Document 0001575868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Resonant Inc See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $119,238 Associated Brokers / Dealers N/A CIK Number 0001579910 Filed Document 0001579910-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wizeline, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $6,735,583 Associated Brokers / Dealers N/A CIK Number 0001612634 Filed Document 0001612634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments III, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616760 Filed Document 0001616760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
SF Investors LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001617319 Filed Document 0001617319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Medalogix LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001617512 Filed Document 0001617512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Eton Park Fund, L.P. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308804 Filed Document 0000902664-14-003638 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iDx Ventures LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616775 Filed Document 0001616775-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
YOUTOO MEDIA LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001458207 Filed Document 0001458207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INTERPHASE CORP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $3,349,150 Associated Brokers / Dealers N/A CIK Number 0000728249 Filed Document 0000728249-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Delaware Investments Real Estate Absolute Return Fund, LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001584858 Filed Document 0001140361-14-034085 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13 FIRST DUDE/SIMMERETTE, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001617530 Filed Document 0001617530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Energy Pioneer Solutions, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001497161 Filed Document 0001181431-14-029845 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Simple-Fill, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001617408 Filed Document 0001617408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
MPIC Fund I LP See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001181431-14-029833 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMRes Technologies, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,934,982 Associated Brokers / Dealers N/A CIK Number 0001616646 Filed Document 0001209191-14-053786 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clopsi Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617627 Filed Document 0001617627-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KOR Company, Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617292 Filed Document 0001617292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Media Holdings LLC See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001616407 Filed Document 0001616407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Disaster Broadway Ltd Liability Co See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001616459 Filed Document 0001616459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALPHAGEN NORTHERN PINES FUND Ltd See All Filings	D/A	2014-08-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479906 Filed Document 0001140361-14-033733 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxResults, LLC. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Ansley Securities, LLC CIK Number 0001487535 Filed Document 0001245105-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MobileDay Inc. See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001538170 Filed Document 0001538170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Heidi Chronicles Ltd Liability Co See All Filings	D	2014-08-20 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001617380 Filed Document 0001617380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other