Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rubicon Global Fund See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545400 Filed Document 0000902664-14-001920 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FlexReceipts Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565183 Filed Document 0001565183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Restricted Partners, LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410217 Filed Document 0000919574-14-002372 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Lab of San Jose LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $812,500 Associated Brokers / Dealers N/A CIK Number 0001598339 Filed Document 0000909143-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553972 Filed Document 0001603096-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Screen Networks, Inc. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001572025 Filed Document 0001572025-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Discovery Sound Technology, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001515065 Filed Document 0001515065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR SUMMIT FUND, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377449 Filed Document 0000919574-14-002391 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR PARTNERS FUND, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269754 Filed Document 0000919574-14-002389 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1837 Partners Ltd. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396487 Filed Document 0001396487-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Credits Opportunities Fund, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001603150 Filed Document 0001603150-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuity Corporate Opportunity Fund Ltd See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481280 Filed Document 0001264128-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Catholic Values Fund LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603177 Filed Document 0001603177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ridgewood Energy Bluewater Oil Fund II LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $23,458,086 Associated Brokers / Dealers National Financial Partners Securities Inc., Proequities, Inc., and Robert E. Swanson CIK Number 0001511270 Filed Document 0001511270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audere Technology Fund, LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600766 Filed Document 0001600766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearance Real Estate Equity Fund L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486966 Filed Document 0000902664-14-001918 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adama Materials, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $271,215 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Emerging Debt & Currencies Trust See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535606 Filed Document 0001535606-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Zero2IPO China Angel Fund III, L.P. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001603287 Filed Document 0001603287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVICTA OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Securities, LLC CIK Number 0001507072 Filed Document 0001507071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL COFFEE & TEA, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348053 Filed Document 0001348053-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RADCLIFFE DOMESTIC ULTRA SHORT DURATION FUND, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479689 Filed Document 0000919574-14-002369 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitriflex, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001514061 Filed Document 0001514061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN SET HOLDINGS, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $3,066,000 Associated Brokers / Dealers N/A CIK Number 0001445688 Filed Document 0001445688-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPI Capital Preservation, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001370678 Filed Document 0000919574-14-002383 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Private Investments I, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0000877797 Filed Document 0000919574-14-002376 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR OFFSHORE FUND (BERMUDA), LTD. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050766 Filed Document 0000919574-14-002388 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone Lion Fund L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451593 Filed Document 0001315863-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hughes Equipment Company, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,670,000 Associated Brokers / Dealers N/A CIK Number 0001603293 Filed Document 0000892712-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
LITHIUM LABORATORIES INC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers CORPORATE FINANCE SECURITIES, INC. CIK Number 0001603187 Filed Document 0001076542-14-000067 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Glenhill Concentrated Long Absolute Fund, LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319289 Filed Document 0001319289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Venture IX Rialto, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $12,450,000 Associated Brokers / Dealers Florida Atlantic Securities Corp. CIK Number 0001596220 Filed Document 0001596220-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Wells Street Offshore, Ltd. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461795 Filed Document 0001603096-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First State Investments Asia Pacific Leaders Fund (DST), a series of First State Investments Delaware Statutory Trust See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413638 Filed Document 0001393725-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Commodity Strategies Fund, Ltd. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572880 Filed Document 0001572880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APA Taxable Municipal Bond L P I See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291351 Filed Document 0001398344-14-001773 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR PARTNERS SMALL CAP FUND, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222841 Filed Document 0000919574-14-002390 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vicarious FPC, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $40,030,575 Associated Brokers / Dealers N/A CIK Number 0001555530 Filed Document 0000950103-14-002018 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acuity Corporate Opportunity Partners LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481230 Filed Document 0001264128-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wishbone Partners, LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407425 Filed Document 0000919574-14-002371 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENIOR CARE FOCUS FUND, LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602941 Filed Document 0001602941-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BG LLH, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001539671 Filed Document 0001140361-14-013840 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSD CAPITAL BLOCK 24 A, LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001603306 Filed Document 0001603306-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
BENJAMIN EDWARDS INC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Douglas Rubenstein CIK Number 0001451623 Filed Document 0001451623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BioCision, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $5,847,600 Associated Brokers / Dealers BroadOak Partners, LLC CIK Number 0001562448 Filed Document 0001562448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Private Investments Offshore Ltd. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001293202 Filed Document 0000919574-14-002382 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Source Storage LLC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592924 Filed Document 0001592924-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MTB INVESTMENT PARTNERS LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270450 Filed Document 0001140361-14-014025 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $54,600,813 Associated Brokers / Dealers F. Andrew Moran CIK Number 0001135856 Filed Document 0001135856-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Watershed Capital Institutional Partners III, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580653 Filed Document 0001580653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund