Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GroupZoom Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SunCap IV-Penn Dutch LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,560,000 Associated Brokers / Dealers N/A CIK Number 0001652377 Filed Document 0001652377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Fund I LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001651190 Filed Document 0001651190-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sol Boards, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Health Hero Florida Fund, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001650693 Filed Document 0001415889-15-003058 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Research Alpha Fund, Ltd. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651295 Filed Document 0001144204-15-054357 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWN Group Holdings, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $31,066,239 Associated Brokers / Dealers N/A CIK Number 0001651986 Filed Document 0001651986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SpineThera, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $400,025 Associated Brokers / Dealers N/A CIK Number 0001608110 Filed Document 0001637765-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
CAVENDER GLOBAL INVESTMENTS LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001652088 Filed Document 0001652102-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orion Capital, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652473 Filed Document 0001652473-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KiwiTech LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Stout Causey Capital Corporation CIK Number 0001526155 Filed Document 0001526155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC FOOD INGREDIENTS Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001455683 Filed Document 0001362118-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Norwich Partners Fund XIII LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001652270 Filed Document 0001652270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-15-000670 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Confederate Motors, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-15-000042 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AngelList-Goor-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001652649 Filed Document 0001652649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Large Cap Active Alpha L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619335 Filed Document 0001619335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Offshore Fund, Ltd. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473406 Filed Document 0001473405-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Alpha UX, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,462,519 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AquaNovus, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001652770 Filed Document 0001652770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-HOI-31-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $128,835 Associated Brokers / Dealers N/A CIK Number 0001652650 Filed Document 0001652650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR GREENBRIDGE IV LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001652745 Filed Document 0001652745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Nine Energy Service, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $999,922 Associated Brokers / Dealers N/A CIK Number 0001532286 Filed Document 0001532286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WMD Capital Partners Fund II, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481176 Filed Document 0001481176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rokapital Partners, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Philip Wright CIK Number 0001587161 Filed Document 0001587161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thuzio, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001554477 Filed Document 0001554477-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Private Loan Opportunities, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652803 Filed Document 0001652803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Columbus OH Fitness, DST See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $18,777,000 Associated Brokers / Dealers N/A CIK Number 0001652715 Filed Document 0001652715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
DSTM HOLDINGS, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652718 Filed Document 0001652718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saurus, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,999,994 Associated Brokers / Dealers N/A CIK Number 0001650610 Filed Document 0001650610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Meritum Energy Holdings, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $18,775,000 Associated Brokers / Dealers N/A CIK Number 0001652831 Filed Document 0001652831-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC FOOD INGREDIENTS Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001455683 Filed Document 0001362118-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cathay Capital North American-Sino Fund (A), LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652487 Filed Document 0001652487-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Graphene S2 LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001651913 Filed Document 0001651913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snowball Fund, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenwich Prime Trading Group, LLC CIK Number 0001473405 Filed Document 0001473405-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Graphene S1 LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651910 Filed Document 0001651910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viola Partners Fund IV 2013 Limited Partnership See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Focus Securities LLC and Mid-Market Securities, LLC CIK Number 0001618420 Filed Document 0001618420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SLM-14-Fund, a series of AngelList-KB-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $134,000 Associated Brokers / Dealers N/A CIK Number 0001652655 Filed Document 0001652655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Special Situation Fund Ltd. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560696 Filed Document 0000943663-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphadyne International Partners, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444391 Filed Document 0000919574-15-006782 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2315257 Ontario Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Fenton Rush Group Inc. CIK Number 0001652125 Filed Document 0001652125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LiveOak Technologies, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001654112 Filed Document 0001654112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Other Fund, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001652750 Filed Document 0001652750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Advisors LLC, CAIS Capital LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001292004 Filed Document 0001292004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalo Capital Management, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001513907 Filed Document 0001513907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
A-RYM-17-Fund, a series of AX-EB-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001652654 Filed Document 0001652654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STASHIMI INC. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $6,160,000 Associated Brokers / Dealers N/A CIK Number 0001652882 Filed Document 0001652882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Eeno-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $32,406 Associated Brokers / Dealers N/A CIK Number 0001621680 Filed Document 0001621680-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northstar Homes, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653407 Filed Document 0001653407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radius Networks, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001551849 Filed Document 0001551849-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt