Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Castlerigg Global Equity Special Event Fund, Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565785 Filed Document 0001565785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSat Market Neutral Fund, L.P. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603325 Filed Document 0001603325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonics Modulation Technologies, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001603756 Filed Document 0001603756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Republics Fund, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545260 Filed Document 0001545260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Betz/Timbergrove, Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001603772 Filed Document 0001603772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Interest Rate Opportunity Fund, L.L.C. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603225 Filed Document 0001603225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Intermingl Co. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602097 Filed Document 0001209191-14-024214 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,180,820 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Square Mile Partners IV LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566096 Filed Document 0001566096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Partners IV TE LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566107 Filed Document 0001566107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $32,057,334 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PreAction Technology Corp See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $9,240,000 Associated Brokers / Dealers N/A CIK Number 0001603308 Filed Document 0001595687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
ZERO EMISSION ENERGY PLANTS, INC. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $211,549 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carrhae Capital Long Fund LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599948 Filed Document 0000902664-14-001934 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silk Therapeutics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603281 Filed Document 0001603281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Solomon Fund, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001527809 Filed Document 0001527809-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Sterling Village Apartments GWP L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001602011 Filed Document 0001602011-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Tactical Aggressive Fund LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001460512 Filed Document 0001315863-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 25, LP See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603366 Filed Document 0001603366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CAMP CREEK, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie CIK Number 0001601826 Filed Document 0001601826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PodPonics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001579990 Filed Document 0001579990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Initial State Technologies, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001603061 Filed Document 0001603061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MERUS OPPORTUNITY FUND - ADROLL, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603445 Filed Document 0001603445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
CIH Wingate Investors, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601950 Filed Document 0001601950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Burger Holdings, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001487516 Filed Document 0001487516-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOME ROCK MINES LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001601532 Filed Document 0001065949-14-000085 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Canepa Short-Term High Yield Onshore Fund, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296577 Filed Document 0001296577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP STRATEGIC INCOME, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527746 Filed Document 0001341385-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, INC. CIK Number 0001355900 Filed Document 0001355900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCENDO PARTNERS III LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0000919574-15-003134 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers JEFFRIES & COMPANY, INC., TRIAGO EUROPE S.A., TRIAGO AMERICAS, INC., TRIAGO MEA LTD., and DIAMOND DRAGON CAPITAL CIK Number 0001603523 Filed Document 0001603523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHOW KING HOLDINGS INC. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592601 Filed Document 0001592601-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Tarsis Resources Ltd. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $40,717 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $614,316 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
ICQ Opportunities 2, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603459 Filed Document 0001603459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $13,065,586 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-14-000124 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Petrarca Capital Partners LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573634 Filed Document 0000919574-14-002400 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satchmo Off-Broadway Ltd Liability Co See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001589346 Filed Document 0001589346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Carrhae Capital Fund LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550306 Filed Document 0000902664-14-001933 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PanTheryx, Inc. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,839,180 Associated Brokers / Dealers Craig Main and David Peacock CIK Number 0001135856 Filed Document 0001135856-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Patriot Coal CORP See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $25,010,000 Associated Brokers / Dealers N/A CIK Number 0001376812 Filed Document 0000950103-14-002042 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Debt
Imanis Life Sciences, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603457 Filed Document 0001181431-14-013782 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521223 Filed Document 0001521223-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alignable, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $4,540,578 Associated Brokers / Dealers N/A CIK Number 0001603371 Filed Document 0001140361-14-014523 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity