Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flint Ridge Partners LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001350672 Filed Document 0000935836-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rembrandt Catastrophe Fund Ltd See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370193 Filed Document 0001474572-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SETUSERV, INC. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603352 Filed Document 0001603352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rolling Hills Ventures I, LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001603253 Filed Document 0001209191-14-022232 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
SymbioCellTech, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575304 Filed Document 0001575304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Upstart Network Trust See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603220 Filed Document 0001603220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Juhl Renewable Assets See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001577457 Filed Document 0001577457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BioRestorative Therapies, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505497 Filed Document 0001140361-14-013696 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REALBIZ MEDIA GROUP, INC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Ash Mascarenhas, James Lisowsky, Jason Brown, Michael Craig, Scott Long, and Todd Anderson CIK Number 0001430523 Filed Document 0001144204-14-018643 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Macro Strategies Fund, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572872 Filed Document 0001572872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAIROS CATASTROPHE FUND, LTD. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001474568 Filed Document 0001474572-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Partners II, LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385977 Filed Document 0000919574-14-002354 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earthineer, LLC See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $372,500 Associated Brokers / Dealers N/A CIK Number 0001565616 Filed Document 0001565616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Fund I LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602574 Filed Document 0001602574-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravie, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $10,466,221 Associated Brokers / Dealers N/A CIK Number 0001585592 Filed Document 0001181431-14-013523 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Marinus Opportunities Domestic Fund LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545097 Filed Document 0001545097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
INFINIUM, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001484679 Filed Document 0001484679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND LTD See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG and Man Investments Inc. CIK Number 0001349209 Filed Document 0001474572-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Proto-Tecnics, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Proto-Tecnics, Inc. CIK Number 0001590299 Filed Document 0001590299-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
ANCORA GREATER CHINA FUND LP See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432868 Filed Document 0000919574-14-002347 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorldViz, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
North Texas Renal Management, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $3,086,800 Associated Brokers / Dealers N/A CIK Number 0001600693 Filed Document 0001600693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN CARTER BAILEY, JR. and Brian David Zeiler CIK Number 0001477279 Filed Document 0001477279-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FrontRange Ecuador Fund, LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603248 Filed Document 0001603243-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Makris and Brian David Zeiler CIK Number 0001503655 Filed Document 0001503655-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS NEUTRAL ALPHA STRATEGIES LTD See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG London Branch, UBS AG Tokyo Branch, UBS AG New York Branch, and O'Connor Global Multi-Strategy Alpha II Limited CIK Number 0001276988 Filed Document 0000902664-14-001907 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917125 Filed Document 0001209191-14-022341 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFI Global: Emerging Markets Equity Fund L P See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321877 Filed Document 0001321877-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GreenHunter Resources, Inc. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001410056 Filed Document 0001410056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG and Man Investments Inc. CIK Number 0001474572 Filed Document 0001474572-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PALMETTO FUND LTD See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG and Man Investments Inc. CIK Number 0001349207 Filed Document 0001474572-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
One Unlimited, Inc. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $657,500 Associated Brokers / Dealers N/A CIK Number 0001474594 Filed Document 0001181431-14-013509 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
World Bottling Cap, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603071 Filed Document 0001603071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group Cobalt Fund, LLC See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Schwab, High Tower Securities, LLC, Foreside Fund Services, LLC, Triad Advisors, Inc., and Stifel, Nicolaus and Company, Inc CIK Number 0001516393 Filed Document 0001140361-14-013633 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity III Offshore Fund See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517077 Filed Document 0000935836-14-000193 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cytogel Pharma, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001491841 Filed Document 0001062993-14-001514 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Crowdtap, Inc. See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001527456 Filed Document 0001527456-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WOLF RIVER PROSPECT See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591187 Filed Document 0001591187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Militello Realty Partners II, LLC See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001571638 Filed Document 0001571638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
ERR IP Holdings, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586500 Filed Document 0001586500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ERR MI Holdings, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586498 Filed Document 0001586498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Macro Strategies Fund, Ltd. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572874 Filed Document 0001572874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CV D Street Hotels LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602680 Filed Document 0001602680-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cartica Capital Partners (Cayman) Ltd. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001573275 Filed Document 0000950142-14-000753 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCA Alternative Income Fund, LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001601543 Filed Document 0001601543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CavitroniX Corp See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001520204 Filed Document 0001520204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
MHR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442710 Filed Document 0001315863-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snapdragon Place I LP See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised $6,350,958 Associated Brokers / Dealers N/A CIK Number 0001606307 Filed Document 0001606307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Tidechange, LLC See All Filings	D	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602845 Filed Document 0001562555-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmetto Catastrophe Fund, L.P. See All Filings	D/A	2014-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG and Man Investments Inc. CIK Number 0001449123 Filed Document 0001474572-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity