Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Verdad Leveraged Co Fund, L.P. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0000935836-14-000184 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pikes Peak LOC, LLC See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602660 Filed Document 0001602660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dunbar Capital Management I L L C See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., Sanders Morris Harris, Donald K. Gross, Commonwealth Financial Network, First Heartland Capital, Inc., Triad Advisors, Inc., First Allied Securities, Inc., and Global Equity Holdings, LLC CIK Number 0001292295 Filed Document 0001013594-14-000314 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boston Seed Capital II, L.P. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600590 Filed Document 0001600590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eldorado Natural Resources Fund III LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594788 Filed Document 0001594788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN UNIT TRUST See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC, Credit Suisse Securities (USA) LLC, and Citigroup Alternative Investments LLC CIK Number 0001460926 Filed Document 0001144204-14-016674 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Diversified Income & Opportunity Fund II, LLC See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001602852 Filed Document 0001602852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 112 See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001602211 Filed Document 0001602211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EEC Brooksville Joint Venture See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001603113 Filed Document 0001603113-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Other
Albany Road - Branford Investor LLC See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001603094 Filed Document 0001603094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIGHORN CAPITAL PARTNERS II, LP See All Filings	D/A	2014-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545009 Filed Document 0000919574-14-002337 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AbilTo, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $6,000,005 Associated Brokers / Dealers N/A CIK Number 0001577124 Filed Document 0001577124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Binary Fountain, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001597545 Filed Document 0001597545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Choozle, Inc. See All Filings	D	2014-03-19 00:00:00 UTC
Amount To Be Raised $1,962,730 Associated Brokers / Dealers N/A CIK Number 0001567424 Filed Document 0001567424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Hexagon Fund, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001504009 Filed Document 0000902664-14-001876 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515185 Filed Document 0001565908-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG ENHANCED LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432880 Filed Document 0000947871-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Turner TMT LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572412 Filed Document 0001432925-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Partners I, LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602591 Filed Document 0001264128-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tatum Northwest Joint Venture See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602907 Filed Document 0001602907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
ELEMENTUM NATCAT OFFSHORE FUND LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364318 Filed Document 0001315863-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Masters Select, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602853 Filed Document 0001572412-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Real Estate Managed Account (SS), L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517038 Filed Document 0001517038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICE Focus EM Credit Fund, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514222 Filed Document 0001514222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthvest Mid-Cities, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001603599 Filed Document 0001603599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TDR Capital III Associates L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,295,825,000 Associated Brokers / Dealers Probitas Funds Group, LLC and PFG-UK Ltd CIK Number 0001572591 Filed Document 0001572589-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
WGL HOLDINGS INC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001103601 Filed Document 0001181431-14-013161 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Trondheim Capital Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489870 Filed Document 0001602574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
uRefer, Inc. d/b/a Amplifinity, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001497303 Filed Document 0001497303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Turner Titan, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514809 Filed Document 0001432925-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYALE ENERGY INC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $624,600 Associated Brokers / Dealers N/A CIK Number 0000864839 Filed Document 0001162677-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
SCOGGIN OVERSEAS FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001110449 Filed Document 0001110449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Maverick Select, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554143 Filed Document 0000947871-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strength Capital Liquid Value, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583774 Filed Document 0000897069-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Global Medical Sciences LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424832 Filed Document 0001459917-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cedar, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160196 Filed Document 0000902664-14-001864 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPSI 1A LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers N/A CIK Number 0001603129 Filed Document 0001603129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer Crossing 2 LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $462,500 Associated Brokers / Dealers N/A CIK Number 0001602142 Filed Document 0001602142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Future\Perfect Ventures, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601482 Filed Document 0001601482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McDowell K37 Investors, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001602750 Filed Document 0001602750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Private Equity Managers (2014) Offshore LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001601640 Filed Document 0001140361-14-013273 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Grove Holdings Ltd. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602843 Filed Document 0001602843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001403020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Qualified Associates, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001164922 Filed Document 0000902664-14-001871 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASPIAN SELECT CREDIT INTERNATIONAL, LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001421568 Filed Document 0001421566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Rochester Place Apartment Homes, Ltd. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001602989 Filed Document 0001602989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AmPet Venture, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001601372 Filed Document 0001601372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
EVEREST CAPITAL FRONTIER MARKETS LTD. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571821 Filed Document 0000919574-14-002329 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Partners, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474893 Filed Document 0000919574-14-002331 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund