Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMS Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421736 Filed Document 0000902664-14-001948 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anderson RS Growth Fund, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545261 Filed Document 0001545261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Partners, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Conservative Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515190 Filed Document 0001515190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Capital Opportunity Fund, LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480956 Filed Document 0001480956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT WATER EQUITY FUND LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Rodney Madden, Rob Steiner, Peter Pavlina, Andrew Phillips, and Michael Wren CIK Number 0001231850 Filed Document 0001231850-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS FUND L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Park Hill Group LLC, and Blackstone Advisory Partners L.P. CIK Number 0001452866 Filed Document 0001452866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanalot Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599780 Filed Document 0001599780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Strawberry Creek Fund, L.P. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,595,000 Associated Brokers / Dealers N/A CIK Number 0001602457 Filed Document 0001602457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Principal Fund VI (Feeder), L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570545 Filed Document 0001181431-14-014240 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547120 Filed Document 0000919574-14-002407 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humble Capital Fund I, LP. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476279 Filed Document 0001476279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ANDERSON ALTERNATIVE CAPITAL, LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486658 Filed Document 0001486658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
March Altus Fund Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572791 Filed Document 0000950142-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Intermediate Offshore Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410127 Filed Document 0001315863-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Ed See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603408 Filed Document 0001603408-14-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
DAFNA Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407156 Filed Document 0001407156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J1S Energy, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Endra, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603196 Filed Document 0001415889-14-000938 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Portfolio Tail Risk Fund Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001547574 Filed Document 0000943663-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEREVAST THERAPEUTICS, INC. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001472602 Filed Document 0001472602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sola I See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421751 Filed Document 0000902664-14-001947 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clay Cove Harvest I, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603017 Filed Document 0001603017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Special Opportunities Fund II Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001526036 Filed Document 0000943663-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Diversified Select Credit Fund Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465141 Filed Document 0000943663-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $29,680 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $378,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000022 Exclusions or Exemptions 506c Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Dune Real Estate Partners III EIV LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571263 Filed Document 0001571263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001140361-14-014082 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
June Lake Brewing LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001602166 Filed Document 0001602166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ultra OC Ltd See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422724 Filed Document 0000902664-14-001942 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dancing Bears Inn & Suites, Inc See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603394 Filed Document 0001603394-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business MONTANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EnTrust Global Activist MCG Fund SPC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001590896 Filed Document 0000943663-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchview Fund LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603544 Filed Document 0001546927-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Global Equity Special Event Fund, Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565785 Filed Document 0001565785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSat Market Neutral Fund, L.P. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603325 Filed Document 0001603325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonics Modulation Technologies, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001603756 Filed Document 0001603756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Republics Fund, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545260 Filed Document 0001545260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Betz/Timbergrove, Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001603772 Filed Document 0001603772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Interest Rate Opportunity Fund, L.L.C. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603225 Filed Document 0001603225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Intermingl Co. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602097 Filed Document 0001209191-14-024214 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,180,820 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Square Mile Partners IV LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566096 Filed Document 0001566096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Partners IV TE LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566107 Filed Document 0001566107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $32,057,334 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PreAction Technology Corp See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $9,240,000 Associated Brokers / Dealers N/A CIK Number 0001603308 Filed Document 0001595687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
ZERO EMISSION ENERGY PLANTS, INC. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $211,549 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity