Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Freeway Funding, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001585233 Filed Document 0001585233-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AIMS Senior Loan Access LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001603865 Filed Document 0001140361-14-014502 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ControlRad Systems, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $4,533,081 Associated Brokers / Dealers N/A CIK Number 0001558121 Filed Document 0001558121-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Atlas US Royalty LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001603018 Filed Document 0001603018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vogue Capital Management Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456134 Filed Document 0001456134-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestone Ventures Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603761 Filed Document 0001511164-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Midsummer Small Cap, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500900 Filed Document 0000919574-14-002441 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA 1-1, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $322,500 Associated Brokers / Dealers N/A CIK Number 0001601166 Filed Document 0001601166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
TCM EAGLE FUND LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603042 Filed Document 0001013594-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Veracity Credit Corp. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603279 Filed Document 0001603279-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
CWD Urban Fund, L.L.C. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001546185 Filed Document 0001546185-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Soar, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603334 Filed Document 0001603334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRESCENDO PARTNERS III LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0000919574-14-002460 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryett Capital Partners, LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548190 Filed Document 0001548190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TARGET ROCK CAPITAL FUND LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604480 Filed Document 0001405086-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COBALT OFFSHORE FUND LTD See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071570 Filed Document 0000919574-14-002445 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Markets Total Return Debt Fund (US), L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001517056 Filed Document 0001517056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TJ's Fresh Seafood Market & Catering III, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594399 Filed Document 0001594399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO Fund II Special Offshore Feeder, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591349 Filed Document 0001599462-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Community Bancorp, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley HedgePremier/HBK Multi-Strategy Fund LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001526760 Filed Document 0001526760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund II Special Onshore Feeder, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591346 Filed Document 0001599462-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insight Equity III LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592148 Filed Document 0001592148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anser Innovation LLC See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001524668 Filed Document 0001181431-14-014245 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LQC Partners V, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001603262 Filed Document 0001603262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Forester Partners, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558722 Filed Document 0000919574-14-002452 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Real Estate Partners VII, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Threadmark LLP and KB Investment & Securities Co., Ltd. CIK Number 0001604127 Filed Document 0001604127-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rise Capital Associates 1, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603956 Filed Document 0001603957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOMINION QUEEN CREEK SELF STORAGE LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602132 Filed Document 0001602132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WOLFF CREDIT PARTNERS, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603984 Filed Document 0001603984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Wallace Investment Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554030 Filed Document 0001554030-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USACRC Project IV, LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001603040 Filed Document 0001603040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jason Scott Clothing, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Jason Scott Clothing, LLC CIK Number 0001603932 Filed Document 0001603932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CPIP I, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $38,293,519 Associated Brokers / Dealers N/A CIK Number 0001603482 Filed Document 0001603482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidHub, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $52,540,917 Associated Brokers / Dealers N/A CIK Number 0001480312 Filed Document 0001480312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Asymmetric Opportunities Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001489001 Filed Document 0001489001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
COACH GROUP, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $141,100 Associated Brokers / Dealers N/A CIK Number 0001601507 Filed Document 0001601166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
SMC Holdings II, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545867 Filed Document 0001545867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chondrial Therapeutics, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603367 Filed Document 0001603367-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
Aura Minerals Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,524,096 Associated Brokers / Dealers N/A CIK Number 0001468642 Filed Document 0001140361-14-014789 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bayru, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001475165 Filed Document 0001475165-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EZHT Fund LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604034 Filed Document 0001140361-14-014669 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC Asia Absolute Return Fund L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470266 Filed Document 0000902664-14-001992 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stevia Corp See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $250,815 Associated Brokers / Dealers None CIK Number 0001439813 Filed Document 0001593684-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SHOTSPOTTER INC See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $7,682,006 Associated Brokers / Dealers N/A CIK Number 0001351636 Filed Document 0001288320-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND B, L.P. See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163906 Filed Document 0000943663-14-000083 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2014-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 1, LLC, Series R See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001603303 Filed Document 0001603298-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Edison Pharmaceuticals Inc See All Filings	D	2014-03-27 00:00:00 UTC
Amount To Be Raised $100,000,270 Associated Brokers / Dealers N/A CIK Number 0001346136 Filed Document 0001346136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity