|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380921
- Filed Document
- 0000943663-14-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $72,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603298
- Filed Document
- 0001603298-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein & Co., LLC
- CIK Number
- 0001328193
- Filed Document
- 0000902664-14-001986
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund
See All Filings
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545531
- Filed Document
- 0001602252-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001597647
- Filed Document
- 0001603256-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393593
- Filed Document
- 0001393593-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603978
- Filed Document
- 0001603978-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532317
- Filed Document
- 0000902664-14-001981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Explora Fund, SPC, on behalf of its Explora Brazil Long Only Segregated Portfolio
See All Filings
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582958
- Filed Document
- 0001582958-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Explora Fund, SPC, on behalf of its Equity Long Short Segregated Portfolio
See All Filings
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582974
- Filed Document
- 0001582974-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604243
- Filed Document
- 0001604243-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001284451
- Filed Document
- 0001284451-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603765
- Filed Document
- 0001603765-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001163905
- Filed Document
- 0000943663-14-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Capital Dynamics Global Secondaries IV Feeder (Cayman), L.P.
See All Filings
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Capital Dynamics Broker Dealer LLC
- CIK Number
- 0001577140
- Filed Document
- 0001577140-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356983
- Filed Document
- 0001140361-14-014397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546382
- Filed Document
- 0001546382-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603720
- Filed Document
- 0001603720-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381088
- Filed Document
- 0000943663-14-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $27,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518154
- Filed Document
- 0001573307-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603712
- Filed Document
- 0001603712-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603579
- Filed Document
- 0001603579-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Morgan Stanley Global Diversified Markets Fund (Cayman) L.P.
See All Filings
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001514956
- Filed Document
- 0000945621-14-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461216
- Filed Document
- 0001461216-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603795
- Filed Document
- 0000906318-14-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Equus Financial Advisors, Silver Leaf Partners, and CCM Opportunistic Partners
- CIK Number
- 0001436606
- Filed Document
- 0001436606-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603608
- Filed Document
- 0001603608-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
AllianceBernstein Global Diversified Strategies L.P. - Hedge Fund A
See All Filings
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein & Co., LLC
- CIK Number
- 0001387027
- Filed Document
- 0000902664-14-001985
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564964
- Filed Document
- 0001564964-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $5,048,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385190
- Filed Document
- 0001385190-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545529
- Filed Document
- 0001602252-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515797
- Filed Document
- 0001515797-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $9,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572810
- Filed Document
- 0001572810-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544120
- Filed Document
- 0001544120-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $5,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603685
- Filed Document
- 0001603688-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SWORD SECURITIES CORPORATION and WM SMITH & CO.
- CIK Number
- 0001452332
- Filed Document
- 0000919574-14-002426
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546016
- Filed Document
- 0000902664-14-001973
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein & Co., LLC
- CIK Number
- 0001252631
- Filed Document
- 0000902664-14-001980
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438052
- Filed Document
- 0001140361-14-014587
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001430417
- Filed Document
- 0001140361-14-014359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein & Co., LLC
- CIK Number
- 0001252628
- Filed Document
- 0000902664-14-001978
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-27 00:00:00 UTC |
- Amount To Be Raised
- $57,235,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603377
- Filed Document
- 0001603377-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263932
- Filed Document
- 0001315863-14-000224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600839
- Filed Document
- 0000935836-14-000212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $4,246,508
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602363
- Filed Document
- 0001602363-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603587
- Filed Document
- 0000919574-14-002413
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $930,000
- Associated Brokers / Dealers
- Richard Rockwell
- CIK Number
- 0001600155
- Filed Document
- 0001600155-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001395800
- Filed Document
- 0001395800-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544764
- Filed Document
- 0001181431-14-013964
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-26 00:00:00 UTC |
- Amount To Be Raised
- $2,307,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465878
- Filed Document
- 0001465878-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|