Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Okabena Special Opportunities Fund, LLC See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544788 Filed Document 0001181431-14-013975 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Relay Investments I, LP See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001599931 Filed Document 0000897069-14-000199 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001262463-14-000197 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Discovery Global Citizens Fund Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411004 Filed Document 0000919574-14-002421 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solaris ARA Fund, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533893 Filed Document 0001144204-14-017862 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS GLOBAL INVESTMENTS LTD See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank and CAIS Capital, LLC CIK Number 0001373876 Filed Document 0001373876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAG Venture Partners (Offshore) IX, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001603130 Filed Document 0001603130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avra Medicines, Inc. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $750 Associated Brokers / Dealers N/A CIK Number 0001600380 Filed Document 0001600380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LARADA SCIENCES INC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001396156 Filed Document 0001396156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Growth 2013, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC and J.P. Morgan Securities LLC CIK Number 0001575681 Filed Document 0001575681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha III See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572895 Filed Document 0001572895-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Next Investors, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities(USA) LLC CIK Number 0001599472 Filed Document 0001599472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qiming Venture Partners IV, L.P. See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $480,000,000 Associated Brokers / Dealers N/A CIK Number 0001603597 Filed Document 0001603597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLEROCK PARTNERS II L P See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barbara Doran CIK Number 0001113146 Filed Document 0001113146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Discovery Global Opportunity Fund, Ltd. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354320 Filed Document 0000919574-14-002419 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MP Securitized Credit Fund, L.P. See All Filings	D/A	2014-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572003 Filed Document 0001572007-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluebridge Digital, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-GotIt-Fund, a series of AngelList-PR-Funds, LLC See All Filings	D	2014-03-26 00:00:00 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001603693 Filed Document 0001603693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Growth Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515193 Filed Document 0001515193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Moderate Growth Portfolio Series See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515192 Filed Document 0001515192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Principal Fund VI, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570588 Filed Document 0001181431-14-014239 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMSA GAINESVILLE ACQUISITION CORP. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001474266 Filed Document 0001474266-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Firebolt Ventures Fund 1A, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers None CIK Number 0001603305 Filed Document 0001603305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InVisage Technologies, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001603504 Filed Document 0001603504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Fund, L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Principal Fund VI (Parallel), L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570599 Filed Document 0001181431-14-014241 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Silvermine Fund LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461257 Filed Document 0001461257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterton Precious Metals Fund II Cayman, LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shibumi.com, Inc. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559961 Filed Document 0001559961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001166422 Filed Document 0000943663-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $10,560,003 Associated Brokers / Dealers Stephen Russell and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mariemont Capital Partners LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599628 Filed Document 0001599628-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
EnTrust Diversified Select Credit Fund L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465142 Filed Document 0000943663-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SKYEPACK, LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001565632 Filed Document 0001565632-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001140361-14-014086 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229130 Filed Document 0000902664-14-001941 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterAct911 Corp See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $15,453,286 Associated Brokers / Dealers N/A CIK Number 0001517442 Filed Document 0001517442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PEAR SPORTS LLC See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,031,000 Associated Brokers / Dealers N/A CIK Number 0001603537 Filed Document 0001603537-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
High Fidelity, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $2,613,702 Associated Brokers / Dealers N/A CIK Number 0001573621 Filed Document 0001573621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ripple Macro Offshore Fund Ltd. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603402 Filed Document 0000935836-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ratel Capital Fund LP See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anderson BAMM Holdings, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545289 Filed Document 0001545289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Vodaware Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $250 Associated Brokers / Dealers N/A CIK Number 0001603250 Filed Document 0001603250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Investment Hedged Partners L.P. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443721 Filed Document 0001443721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phunware, Inc. See All Filings	D	2014-03-25 00:00:00 UTC
Amount To Be Raised $29,999,993 Associated Brokers / Dealers N/A CIK Number 0001603498 Filed Document 0001603498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Structured Income Fund I Ltd. See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001569200 Filed Document 0000943663-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAAPLIFE1-2013, LLC See All Filings	D/A	2014-03-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001577038 Filed Document 0001577038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund