Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Standard Pacific Pan-Asia Fund Ltd See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. CIK Number 0001418251 Filed Document 0001418251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Financial Capital Partners Alpha Select Fund, LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480720 Filed Document 0000945621-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
505 Carroll X LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001603870 Filed Document 0001603786-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Quinsam Capital Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $21,766 Associated Brokers / Dealers N/A CIK Number 0001603832 Filed Document 0001603832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Marmaton #2 Joint Venture See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $787,500 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001600786 Filed Document 0001600786-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AlternativeFocus Halcyon Partners L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492430 Filed Document 0001533968-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS GLOBAL LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank and CAIS Capital, LLC CIK Number 0001373875 Filed Document 0001373875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA/ASV Renaissance Preferred Equity, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001603783 Filed Document 0001603783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FTRANS Corp. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001493572 Filed Document 0001493572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Miller Real Estate Fund II, LP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603571 Filed Document 0001603571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Thornburg Multisector Opportunistic Fund (Q.P.), LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599206 Filed Document 0001599206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Title of East Tennessee LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001376333 Filed Document 0001376333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2908 Lake Road, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604393 Filed Document 0001604393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
ALICE Technologies, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603909 Filed Document 0001603909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COOPER TEA CO See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001357687 Filed Document 0001357687-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jefferies Managed Futures Fund, LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527935 Filed Document 0001264128-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Street King LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001547670 Filed Document 0001596528-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY FUTURES FUND LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000873920 Filed Document 0000873920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470106 Filed Document 0001533968-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lifestreams Technologies Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600204 Filed Document 0001600204-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
TENNYSON CAPITAL, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604323 Filed Document 0001604323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
I-10 Investments, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001604322 Filed Document 0001604322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Penguin Fund, LP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604306 Filed Document 0001604306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IgnitionOne, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $16,932,872 Associated Brokers / Dealers N/A CIK Number 0001581051 Filed Document 0001581051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BAILLIE GIFFORD FUNDS (IRELAND) PLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522057 Filed Document 0001603977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WURL, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001560838 Filed Document 0001560838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fudo Capital III L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001601897 Filed Document 0001601897-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus BlueTrend L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476583 Filed Document 0001533968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JBI, INC. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001381105 Filed Document 0001213900-14-002084 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001430481 Filed Document 0001533968-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund 2, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603459 Filed Document 0001603459-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (US) Inc., UBS Financial Services, Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0000902664-14-002015 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARCLAYS WEALTH ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001396358 Filed Document 0001533968-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Natero, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,434,176 Associated Brokers / Dealers N/A CIK Number 0001604543 Filed Document 0001604543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Halcyon Partners Offshore Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492431 Filed Document 0001533968-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flower Orthopedics Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001604136 Filed Document 0001604136-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Focus IP, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
CRAILAR TECHNOLOGIES INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001210294 Filed Document 0001183740-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ORPHEUS BREWING COMPANY, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001606426 Filed Document 0001606426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ANAVEX LIFE SCIENCES CORP. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001314052 Filed Document 0001062993-14-001876 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Tactically Advanced Performance Systems, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001604287 Filed Document 0001604287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Littlejohn Fund V, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001604786 Filed Document 0001181431-14-015604 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD GLOBAL EQUITY PARTNERS SA LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Stiefel, Nicolaus & Co., Inc. CIK Number 0001145769 Filed Document 0001145769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anderson School Properties LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001603792 Filed Document 0000892917-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Accriva Diagnostics, Inc. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505837 Filed Document 0001505837-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCL Linkem II LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Credit Partners, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565560 Filed Document 0000950142-14-000812 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARANA CAPITAL PARTNERS, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556029 Filed Document 0001013594-14-000334 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PASSPORT POTASH INC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001508128 Filed Document 0001183740-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Watford Holdings Ltd. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $907,315,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001601669 Filed Document 0001601669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity