Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S.G.V. Property Fund II, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601962 Filed Document 0001601962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WIND POWER HOLDINGS INC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $5,050,182 Associated Brokers / Dealers CORMARK SECURITIES (USA) LTD. and Canaccord Genuity Inc. CIK Number 0001453353 Filed Document 0001453353-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Manicube, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $999,972 Associated Brokers / Dealers N/A CIK Number 0001603724 Filed Document 0001140361-14-014576 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 14 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469695 Filed Document 0001565908-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Diversified, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387152 Filed Document 0000919574-14-002446 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Assessment, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001603183 Filed Document 0001603183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591348 Filed Document 0001599462-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO FUND II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572531 Filed Document 0001599462-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Opportunities, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-14-002453 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hatteras Master Fund, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307689 Filed Document 0001307689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $584,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Paperless Transaction Management, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001468389 Filed Document 0001468389-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
LAGUNA COMMERCIAL CAPITAL, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603438 Filed Document 0001603438-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AQR DELTA Sapphire Fund, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458460 Filed Document 0001458460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucidus G4 Fund Ltd See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544243 Filed Document 0000902664-14-001993 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR International Equity Fund II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487702 Filed Document 0001487702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Freeway Funding, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001585233 Filed Document 0001585233-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AIMS Senior Loan Access LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001603865 Filed Document 0001140361-14-014502 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ControlRad Systems, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $4,533,081 Associated Brokers / Dealers N/A CIK Number 0001558121 Filed Document 0001558121-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Atlas US Royalty LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001603018 Filed Document 0001603018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vogue Capital Management Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456134 Filed Document 0001456134-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestone Ventures Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603761 Filed Document 0001511164-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Midsummer Small Cap, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500900 Filed Document 0000919574-14-002441 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA 1-1, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $322,500 Associated Brokers / Dealers N/A CIK Number 0001601166 Filed Document 0001601166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
TCM EAGLE FUND LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603042 Filed Document 0001013594-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Veracity Credit Corp. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603279 Filed Document 0001603279-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
CWD Urban Fund, L.L.C. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001546185 Filed Document 0001546185-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Soar, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603334 Filed Document 0001603334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRESCENDO PARTNERS III LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0000919574-14-002460 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryett Capital Partners, LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548190 Filed Document 0001548190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TARGET ROCK CAPITAL FUND LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604480 Filed Document 0001405086-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COBALT OFFSHORE FUND LTD See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071570 Filed Document 0000919574-14-002445 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Markets Total Return Debt Fund (US), L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001517056 Filed Document 0001517056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TJ's Fresh Seafood Market & Catering III, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594399 Filed Document 0001594399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO Fund II Special Offshore Feeder, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591349 Filed Document 0001599462-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Community Bancorp, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley HedgePremier/HBK Multi-Strategy Fund LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001526760 Filed Document 0001526760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund II Special Onshore Feeder, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591346 Filed Document 0001599462-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insight Equity III LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592148 Filed Document 0001592148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anser Innovation LLC See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001524668 Filed Document 0001181431-14-014245 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LQC Partners V, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001603262 Filed Document 0001603262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Forester Partners, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558722 Filed Document 0000919574-14-002452 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Real Estate Partners VII, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Threadmark LLP and KB Investment & Securities Co., Ltd. CIK Number 0001604127 Filed Document 0001604127-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rise Capital Associates 1, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603956 Filed Document 0001603957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOMINION QUEEN CREEK SELF STORAGE LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602132 Filed Document 0001602132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WOLFF CREDIT PARTNERS, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603984 Filed Document 0001603984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Wallace Investment Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554030 Filed Document 0001554030-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USACRC Project IV, LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001603040 Filed Document 0001603040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jason Scott Clothing, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Jason Scott Clothing, LLC CIK Number 0001603932 Filed Document 0001603932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity