Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AlternativeFocus Saba Capital Offshore Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001515360 Filed Document 0001533968-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moot Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001603239 Filed Document 0001603239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
U.S. Select Direct Private Equity (US), LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569771 Filed Document 0001569771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432636 Filed Document 0001533968-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bagaveev Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001603520 Filed Document 0001603520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alchemy Global Holdings, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001603467 Filed Document 0001603467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
PM Aircraft, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568792 Filed Document 0001568792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EQUINOX VENTURE CAPITAL FUND III, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604386 Filed Document 0001604386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CAFE HOLDINGS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $6,631,597 Associated Brokers / Dealers N/A CIK Number 0001439405 Filed Document 0001192482-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Calpian, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001414628 Filed Document 0001354488-14-001628 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ABATTIS BIOCEUTICALS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,489,145 Associated Brokers / Dealers N/A CIK Number 0001515768 Filed Document 0001515768-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRAILAR TECHNOLOGIES INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001210294 Filed Document 0001183740-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Balderton Capital V, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $305,000,000 Associated Brokers / Dealers N/A CIK Number 0001576024 Filed Document 0001576024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0001533968-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Brevan Howard L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476585 Filed Document 0001533968-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAINLINE SO/UNEQUAL PARTNERS, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers Grant Williams, LP and M Holdings Securities, Inc. CIK Number 0001589874 Filed Document 0001589874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wingspan Partners, LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573181 Filed Document 0000902664-14-002006 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFTC Apartments - Mtg., L.L.C. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603911 Filed Document 0001603911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
HALT Medical, Inc See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $29,465,760 Associated Brokers / Dealers N/A CIK Number 0001321077 Filed Document 0001321077-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Shannon River Partners II L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001529928 Filed Document 0001533968-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GW Ventures, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604397 Filed Document 0001604397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NEWDEA INC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001144933 Filed Document 0001144933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Hydrogen Plasmonics LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604109 Filed Document 0001604109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Evershot Partners Fund, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479975 Filed Document 0001479975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Progressive Dealer Tools, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $352,500 Associated Brokers / Dealers N/A CIK Number 0001605987 Filed Document 0001605987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Miura Global Partners, LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302133 Filed Document 0000919574-14-002474 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., UBS AG London Branch, and UBS Global Asset Management (US) Inc. CIK Number 0001118319 Filed Document 0000902664-14-002013 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus Saba Capital Partners L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001515361 Filed Document 0001533968-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432635 Filed Document 0001533968-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Burkburnett Operating, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001604310 Filed Document 0001604310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
COGNITION THERAPEUTICS INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $13,654,891 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Asset Allocation & Management Company, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001498383 Filed Document 0001498383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OAS Acquisition, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc. CIK Number 0001604053 Filed Document 0001604053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Braxton Brewing Company, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604901 Filed Document 0001604901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429009-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jack's BBQ Seattle Airport Way, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001601181 Filed Document 0001601181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barclays Wealth Advisor Series - Local Currency Emerging Market Debt Fund L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001508394 Filed Document 0001533968-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001437947 Filed Document 0001533968-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lubert-Adler Capital Real Estate Fund VII, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001603531 Filed Document 0001603531-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QS Holding See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001603493 Filed Document 0001603493-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-14-002175 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AlternativeFocus Brevan Howard Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476584 Filed Document 0001533968-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advocate EVO Partners, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARCH INVESTORS, LIMITED CIK Number 0001550819 Filed Document 0001550819-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEA Venture Capital Fund-Alung 2014 Series B-1, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603583 Filed Document 0001181431-14-015070 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Find Borde.rs, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001603912 Filed Document 0001603912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Lubert-Adler Real Estate Fund VII, LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001574439 Filed Document 0001574439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ship of Dreams LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001604355 Filed Document 0001144204-14-020449 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Orchard Square Partners Credit Fund Ltd See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001486037 Filed Document 0001486037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RITUWALL Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604220 Filed Document 0001604220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity