Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flatiron Health, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,999,997 Associated Brokers / Dealers N/A CIK Number 0001604118 Filed Document 0001140361-14-014758 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Credit Partners (Offshore), Ltd. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565562 Filed Document 0000950142-14-000813 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT POTASH INC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $98,806 Associated Brokers / Dealers N/A CIK Number 0001508128 Filed Document 0001183740-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Tower Holdings LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603908 Filed Document 0001603908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AutoAlert Acquisition Holdings, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001605242 Filed Document 0001605242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
UFG 1, LP, a California limited partnership See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001603950 Filed Document 0001603950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Legendary Investments, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603967 Filed Document 0001603967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
J.P. Morgan Global Access Private Investments Vintage 2014, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603356 Filed Document 0001012975-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windy Hill Spirits, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001565626 Filed Document 0001565626-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Periphagen Holdings, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001601176 Filed Document 0001601176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Colchester Aviation, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001604111 Filed Document 0001604111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUESTUS CAPITAL MANAGEMENT, LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603827 Filed Document 0001603827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEGREEN PARTNERS LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $6,055,829 Associated Brokers / Dealers N/A CIK Number 0001455246 Filed Document 0000919574-14-002464 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESOPUS CREEK VALUE SERIES FUND LP - SERIES A See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336198 Filed Document 0001013594-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advenir@Spring Canyon Investors, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,818,000 Associated Brokers / Dealers N/A CIK Number 0001603959 Filed Document 0001603959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CIMA NANO TECH INC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001223541 Filed Document 0001288230-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Capital Daily Futures Fund Ltd See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603607 Filed Document 0001603607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ODK Media, Inc. See All Filings	D	2014-03-30 00:00:00 UTC
Amount To Be Raised $2,062,743 Associated Brokers / Dealers N/A CIK Number 0001603684 Filed Document 0001140361-14-014993 Exclusions or Exemptions 506b Accepted Date 2014-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M87, Inc. See All Filings	D/A	2014-03-30 00:00:00 UTC
Amount To Be Raised $5,394,054 Associated Brokers / Dealers N/A CIK Number 0001595282 Filed Document 0001595282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ShotTracker Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599697 Filed Document 0001599697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LiveSafe, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $6,444,699 Associated Brokers / Dealers N/A CIK Number 0001578125 Filed Document 0001578125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EngagedMD, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001603885 Filed Document 0001603885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COBALT PARTNERS II LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175912 Filed Document 0000919574-14-002444 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 31 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571772 Filed Document 0001565908-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Opportunities, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271283 Filed Document 0000919574-14-002449 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEWORKS LTD PARTNERS, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356287 Filed Document 0000919574-14-002456 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001573019 Filed Document 0001599462-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Strategic Emerging Markets Fund III, (Cayman) L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001473589 Filed Document 0001473589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
JBG/Fund IX Investor, L.L.C. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,430,000 Associated Brokers / Dealers N/A CIK Number 0001602536 Filed Document 0001140361-14-014841 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JBG/Fund IX Family, L.L.C. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $5,465,000 Associated Brokers / Dealers N/A CIK Number 0001602525 Filed Document 0001140361-14-014846 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LocalMaven.com Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001603358 Filed Document 0001580695-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc. CIK Number 0001427669 Filed Document 0000902664-14-001996 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Partners, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107923 Filed Document 0000919574-14-002451 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVB FINANCIAL CORP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001277902 Filed Document 0001104659-14-023979 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Compliance Toxicology, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001524217 Filed Document 0001524217-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rise Capital I, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $146,600,000 Associated Brokers / Dealers N/A CIK Number 0001603957 Filed Document 0001603957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Asymmetric Opportunities Fund, Ltd See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489003 Filed Document 0001489003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE / GSO GLOBAL DYNAMIC CREDIT USD FEEDER FUND (IRELAND) See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603995 Filed Document 0000950142-14-000761 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Andreessen Horowitz Fund IV, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001603198 Filed Document 0001603198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FDS ATK INVESTMENT, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,828,171 Associated Brokers / Dealers N/A CIK Number 0001603100 Filed Document 0001603100-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CollabIP, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001572226 Filed Document 0001572226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bear Creek Certificates Trust (Non-AMT), Series 2014-1 See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $5,985,000 Associated Brokers / Dealers N/A CIK Number 0001603930 Filed Document 0001603930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
PM Manager Fund, SPC - Segregated Portfolio 31 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571772 Filed Document 0001507943-15-000054 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllergEase Inc See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001569902 Filed Document 0001214659-14-002588 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ironwood Concentrated Fund LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603910 Filed Document 0001546927-14-000093 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 25 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502963 Filed Document 0001565908-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COBALT PARTNERS LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937073 Filed Document 0000919574-14-002443 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Offshore, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302998 Filed Document 0000919574-14-002448 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572532 Filed Document 0001599462-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund