Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RIMROCK LOW VOLATILITY FUND, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539001 Filed Document 0001539001-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIMA NANO TECH INC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001223541 Filed Document 0001288230-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Data Collective III, LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001604122 Filed Document 0001604122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COMVEST CAPITAL III INTERNATIONAL, L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Paxstone Capital LLP CIK Number 0001594598 Filed Document 0001604127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Attensity Media, LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $5,959,339 Associated Brokers / Dealers N/A CIK Number 0001567072 Filed Document 0001567072-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visionnaire Ventures Fund I, L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001599987 Filed Document 0001599987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWELVE, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001480558 Filed Document 0001480558-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oregon Nursery Holdings, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001601700 Filed Document 0001601700-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603938 Filed Document 0001603938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boschma Research, Inc. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,512,500 Associated Brokers / Dealers N/A CIK Number 0001579011 Filed Document 0001579011-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metis Equity Trust - Metis Global Equity Portfolio See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601666 Filed Document 0001601666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLD STAR RESOURCES, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001583017 Filed Document 0001065949-14-000091 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sunrise Capital II, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565030 Filed Document 0001565030-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRESH DIRECT HOLDINGS, INC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001130694 Filed Document 0001140361-14-015021 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neurovance, Inc. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $13,800,545 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0001140361-14-014775 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
CIVIC CAPITAL CURRENCY FUND, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001555416 Filed Document 0000919574-14-002467 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schulze Global Ethiopia Growth & Transformation Fund I, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569998 Filed Document 0001569998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series J-KKR Real Estate Partners Americas, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590620 Filed Document 0001590620-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Evolutionary Genomics, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001551244 Filed Document 0001551244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RIMROCK HIGH INCOME PLUS FUND, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539005 Filed Document 0001539005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539006 Filed Document 0001539006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedmark Investments, Inc See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001602904 Filed Document 0001602904-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Newlight Technologies, LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $9,267,739 Associated Brokers / Dealers N/A CIK Number 0001566740 Filed Document 0001042167-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Motivation Science, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001588414 Filed Document 0001461373-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Amvona Fund, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557348 Filed Document 0001546927-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lumia Telescope, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,436,000 Associated Brokers / Dealers N/A CIK Number 0001560657 Filed Document 0001453353-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gleneagles Credit Partners I, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001533572 Filed Document 0001301496-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RIMROCK LOW VOLATILITY (QP) FUND, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539003 Filed Document 0001539003-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539002 Filed Document 0001539002-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Weather@15, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604029 Filed Document 0001604029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
484Wall Global Liquid Rates Fund LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604074 Filed Document 0001140361-14-014852 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRUCTURED PRODUCT FUND, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001538999 Filed Document 0001538999-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1837 Partners QP L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376884 Filed Document 0001376884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Badger Multi-Well Joint Venture-Stone Ranch See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604044 Filed Document 0001604044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
VARANA CAPITAL INTERNATIONAL LTD. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559914 Filed Document 0001013594-14-000335 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CUE BALL CAPITAL, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $54,917,500 Associated Brokers / Dealers N/A CIK Number 0001438679 Filed Document 0001438679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drake Capital Offshore Partners, L.P. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381811 Filed Document 0000919574-14-002462 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMVEST CAPITAL III, L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers PAXSTONE CAPITAL LLP CIK Number 0001594597 Filed Document 0001594597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AURIS SURGICAL ROBOTICS, INC. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $34,377,390 Associated Brokers / Dealers N/A CIK Number 0001464814 Filed Document 0001464814-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis Emerging Markets Small Cap Portfolio See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601296 Filed Document 0001601296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pamlico Capital III Executive Fund, L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001604716 Filed Document 0001461373-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Metis Equity Trust - Metis International Equity Portfolio See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601665 Filed Document 0001601665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Labs, LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539004 Filed Document 0001539004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001539002 Filed Document 0001539002-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHERIBUNDI, INC. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001432835 Filed Document 0001432835-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Village Green Mishawaka Holdings, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001603719 Filed Document 0001603719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Twin Lakes Global Emerging Markets Strategy Fund LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571708 Filed Document 0001571708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
VII NETWORK, INC. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001454076 Filed Document 0001454076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
LC Eta Investment I, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603425 Filed Document 0001603425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity