Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $4,467,442 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-15-000133 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VALUEWORKS LTD PARTNERS, LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356287 Filed Document 0000919574-15-003397 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOBAM Anti Benchmark Emerging Markets Equity Fund, a series of Most Diversified Portfolio SICAV See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637952 Filed Document 0000945621-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IssuWorks, Inc. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $3,316,100 Associated Brokers / Dealers N/A CIK Number 0001601430 Filed Document 0001601430-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $18,170,000 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-15-000138 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FTC, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $550,260 Associated Brokers / Dealers N/A CIK Number 0001638746 Filed Document 0001638746-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Aqua Vitea LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,101,190 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Ares Commercial Finance Feeder LP See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001634614 Filed Document 0001634613-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SourceCode Technology Holdings Inc See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $153,496,208 Associated Brokers / Dealers Jefferies LLC CIK Number 0001297061 Filed Document 0001297061-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-15-003389 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCP EE Investor, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $42,339,459 Associated Brokers / Dealers N/A CIK Number 0001638547 Filed Document 0001638547-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Azentus Global Opportunities Fund L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517190 Filed Document 0000902664-15-002033 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherly Inn Medford, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001638382 Filed Document 0001638382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice ELL See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Greenwave Global Macro Fund LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596476 Filed Document 0001315863-15-000335 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivercrest North Huron Apartments Limited Partnership See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001637092 Filed Document 0001637092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Applied Levitation Systems LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001638354 Filed Document 0001638354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SHOUTZ, INC. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001527182 Filed Document 0001527182-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $13,005 Associated Brokers / Dealers Arthur Gilbert, Jason Burlie, Steven Cwienkala, and Douglass Woolley CIK Number 0001135856 Filed Document 0001135856-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SC Retail Fund II, LP See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001638710 Filed Document 0001638710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MATTERHORN PARTNERS LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009350 Filed Document 0000919574-15-003391 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Breaking Media, Inc. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001483576 Filed Document 0001483576-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Alliance Private Equity IV Ltd. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001635360 Filed Document 0001635360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apricot Mountain Inc. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001631070 Filed Document 0001631070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ares Commercial Finance Feeder (A) LP See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001635837 Filed Document 0001634613-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IHM Services Co See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001625933 Filed Document 0001625933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PlayerLync Holdings, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $1,784,584 Associated Brokers / Dealers N/A CIK Number 0001583192 Filed Document 0001583192-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CONNECTANDSELL, INC. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603487 Filed Document 0001603487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $140,901 Associated Brokers / Dealers Arthur Gilbert, Jason Burlie, Steven Cwienkala, and Douglass Woolley CIK Number 0001135856 Filed Document 0001135856-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Azentus Global Opportunities Fund Ltd See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517116 Filed Document 0000902664-15-002032 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bird Dog Pizza, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637611 Filed Document 0001140361-15-014509 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio Low Volatility Fund, LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543939 Filed Document 0001543939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hero Wealth Fund, LLC See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638719 Filed Document 0001638733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Context Partners Fund, L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0000935836-15-000214 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Drive Ventures I LP See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632134 Filed Document 0001632134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bio-Tech Medical Software, Inc. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001516848 Filed Document 0001516848-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SIO PARTNERS QP, LP See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440752 Filed Document 0001440752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRECKINRIDGE COUNTY PROSPECT See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NONE CIK Number 0001638700 Filed Document 0001638700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised $794,719 Associated Brokers / Dealers Lucy Piotrowski, Sean Devlin, and Kenneth Labarge CIK Number 0001135856 Filed Document 0001135856-15-000136 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CTA Choice SPAQ See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001591514-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
1837 Partners L.P. See All Filings	D/A	2015-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Prodrug, Inc. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001541764 Filed Document 0001541764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Adama Materials, Inc. See All Filings	D	2015-04-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/MKP Global Fund Ltd See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562500 Filed Document 0001140361-15-014135 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyTop SPV I LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638507 Filed Document 0001012975-15-000255 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Klass Capital Co-Invest Fund I, LP See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $314,920 Associated Brokers / Dealers N/A CIK Number 0001638561 Filed Document 0001571049-15-002599 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Silicon Valley Data Capital I, LLC See All Filings	D	2015-04-02 00:00:00 UTC
Amount To Be Raised $525,003 Associated Brokers / Dealers N/A CIK Number 0001638521 Filed Document 0001638521-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Becker Drapkin Partners Offshore, L.P. See All Filings	D/A	2015-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607437 Filed Document 0001607437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity