Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Orchard Square Partners Credit Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001486038 Filed Document 0001486038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WC 717 N Harwood Equity, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001603947 Filed Document 0001603947-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MRI INTERVENTIONS, INC. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers Brookline Group, LLC and Gilford Securities Incorporated CIK Number 0001285550 Filed Document 0001285550-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
IVA OVERSEAS FUND (CAYMAN) LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429008 Filed Document 0001429008-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus BlueTrend Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492432 Filed Document 0001533968-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
University Ventures Fund II, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001589942 Filed Document 0001589942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN MEDICAL REVENUE LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001435265 Filed Document 0001435265-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Aspenleaf Energy Ltd See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $100,184,000 Associated Brokers / Dealers None CIK Number 0001603644 Filed Document 0001603644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AlternativeFocus Prologue L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001503557 Filed Document 0001533968-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Standard Pacific Pan-Asia Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. CIK Number 0001418250 Filed Document 0001418250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HVP III Arisu REIT, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $33,025,000 Associated Brokers / Dealers William A. McGugin CIK Number 0001602632 Filed Document 0001602632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Solovis, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603204 Filed Document 0001603204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
RIVERSIDE MICRO-CAP FUND III, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001603789 Filed Document 0001603789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORVEC INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001600377-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Fund, Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302145 Filed Document 0000919574-14-002475 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF II, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001604100 Filed Document 0001604100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AlternativeFocus Saba Capital Offshore Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001515360 Filed Document 0001533968-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moot Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001603239 Filed Document 0001603239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
U.S. Select Direct Private Equity (US), LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569771 Filed Document 0001569771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432636 Filed Document 0001533968-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bagaveev Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001603520 Filed Document 0001603520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alchemy Global Holdings, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001603467 Filed Document 0001603467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
PM Aircraft, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568792 Filed Document 0001568792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EQUINOX VENTURE CAPITAL FUND III, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604386 Filed Document 0001604386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CAFE HOLDINGS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $6,631,597 Associated Brokers / Dealers N/A CIK Number 0001439405 Filed Document 0001192482-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Calpian, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001414628 Filed Document 0001354488-14-001628 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ABATTIS BIOCEUTICALS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,489,145 Associated Brokers / Dealers N/A CIK Number 0001515768 Filed Document 0001515768-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRAILAR TECHNOLOGIES INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001210294 Filed Document 0001183740-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Balderton Capital V, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $305,000,000 Associated Brokers / Dealers N/A CIK Number 0001576024 Filed Document 0001576024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0001533968-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Brevan Howard L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476585 Filed Document 0001533968-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAINLINE SO/UNEQUAL PARTNERS, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers Grant Williams, LP and M Holdings Securities, Inc. CIK Number 0001589874 Filed Document 0001589874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wingspan Partners, LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573181 Filed Document 0000902664-14-002006 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFTC Apartments - Mtg., L.L.C. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603911 Filed Document 0001603911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
HALT Medical, Inc See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $29,465,760 Associated Brokers / Dealers N/A CIK Number 0001321077 Filed Document 0001321077-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Shannon River Partners II L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001529928 Filed Document 0001533968-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GW Ventures, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604397 Filed Document 0001604397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NEWDEA INC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001144933 Filed Document 0001144933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Hydrogen Plasmonics LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604109 Filed Document 0001604109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Evershot Partners Fund, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479975 Filed Document 0001479975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Progressive Dealer Tools, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $352,500 Associated Brokers / Dealers N/A CIK Number 0001605987 Filed Document 0001605987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Miura Global Partners, LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302133 Filed Document 0000919574-14-002474 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., UBS AG London Branch, and UBS Global Asset Management (US) Inc. CIK Number 0001118319 Filed Document 0000902664-14-002013 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus Saba Capital Partners L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001515361 Filed Document 0001533968-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432635 Filed Document 0001533968-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Burkburnett Operating, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001604310 Filed Document 0001604310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
COGNITION THERAPEUTICS INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $13,654,891 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Asset Allocation & Management Company, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001498383 Filed Document 0001498383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OAS Acquisition, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc. CIK Number 0001604053 Filed Document 0001604053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity