Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Honolulu Spine Center, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $87,252 Associated Brokers / Dealers N/A CIK Number 0001507138 Filed Document 0001507138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002624 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watford Holdings Ltd. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $226,630,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001601669 Filed Document 0001601669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Morehouse Revolution, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596176 Filed Document 0001596176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
China Live Ventures Limited, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0001602782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
3DplusMe, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,203,840 Associated Brokers / Dealers N/A CIK Number 0001604649 Filed Document 0001604649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON MICROFLUIDICS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001395220 Filed Document 0001395220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BuddyUp Inc See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001604739 Filed Document 0001604739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
F&M BANK CORP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $12,774,812 Associated Brokers / Dealers FIG PARTNERS, L.L.C. and COMPASS POINT RESEARCH & TRADING, LLC CIK Number 0000740806 Filed Document 0001140361-14-015807 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
CARDIOX Corp See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001027488 Filed Document 0000949265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Other
Rijuven Corp. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001555522 Filed Document 0001555522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Weatherlow Alpha Strategies Fund Ltd. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cherry Tree & Associates LLC CIK Number 0001520781 Filed Document 0001520781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patrician Parkview, L.L.C. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001604276 Filed Document 0001604276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Insight Technology, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $5,144,185 Associated Brokers / Dealers N/A CIK Number 0001550430 Filed Document 0001550430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 1, LLC, Series T See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001603303 Filed Document 0001603303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,023 Associated Brokers / Dealers N/A CIK Number 0001086688 Filed Document 0001086688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GOCM Offshore Fund, Ltd. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001571516 Filed Document 0001566114-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA CHESAPEAKE PARTNERS FEEDER FUND LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450410 Filed Document 0001450410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Chesapeake Partners International Feeder Fund Segregated Portfolio See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543766 Filed Document 0001543766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shur-Co, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001509280 Filed Document 0001509280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Client Access 11, L.P. Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604642 Filed Document 0001604642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Realty Partners VII, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001603572 Filed Document 0001603572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cool Planet Energy Systems, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Goldman, Sachs & Co., UBS Securities LLC, and SDDCO Brokerage Advisors CIK Number 0001477611 Filed Document 0001477611-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIP STRATEGIC OPPORTUNITIES FUND I (CAYMAN) LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001595724 Filed Document 0001603977-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQZ Biotechnologies Co See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001604477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Missouri Valley REIT, Inc. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Rick Engen CIK Number 0001487513 Filed Document 0001487513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Azentus Global Opportunities Fund L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517190 Filed Document 0000902664-14-002021 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BECKER DRAPKIN PARTNERS, L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.H. Darbie & Co., Inc. CIK Number 0001451721 Filed Document 0001451721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge M, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502828 Filed Document 0001602545-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RedShift Systems Corp See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001349049 Filed Document 0001349049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Fund Ltd See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-14-002026 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Destiny Investing, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,615,000 Associated Brokers / Dealers N/A CIK Number 0001604449 Filed Document 0001604449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Broadway Near You LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001566254 Filed Document 0001566254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Sequent Medical, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001463457 Filed Document 0001463457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge E, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498155 Filed Document 0001462443-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Arbovax, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001521629 Filed Document 0001140361-14-015793 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AHI Pictures Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601303 Filed Document 0001601303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
AHI Records Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600621 Filed Document 0001600621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SIO PARTNERS QP LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440752 Filed Document 0001440752-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Partners III (NESCO Co-Invest), LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001604735 Filed Document 0001140361-14-015705 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CTA Choice SPAQ See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001591514-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Closetbox, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers No Sales Compensation Received CIK Number 0001604677 Filed Document 0001604677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Other
OCEANA FUND LTD. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEALTHFRONT INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $34,999,969 Associated Brokers / Dealers N/A CIK Number 0001524566 Filed Document 0001524566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Capital Fund VIII Co-Investors D, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,917,072 Associated Brokers / Dealers N/A CIK Number 0001537385 Filed Document 0001537385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Longwood Capital, LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnCap Energy Capital Fund VIII Co-Investors B, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,099,877 Associated Brokers / Dealers N/A CIK Number 0001537404 Filed Document 0001537404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity