Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Houston Global Fund LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509092 Filed Document 0001509092-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489427 Filed Document 0000919574-14-002465 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEJANDRO LESIN and SCOTT DUBCHANSKY CIK Number 0001538997 Filed Document 0001538997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC Investor, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,919,000 Associated Brokers / Dealers N/A CIK Number 0001603895 Filed Document 0001603895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589922 Filed Document 0001589922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Avalon High Income Municipal Fund, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557295 Filed Document 0001557295-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petametrics Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001603906 Filed Document 0001603906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $378,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000023 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Sulfagenix, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603985 Filed Document 0001162677-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Direct Allergy, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
653 Penn Ave LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001604068 Filed Document 0001604068-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CJ3 Consumer Alpha Fund LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602035 Filed Document 0001546927-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprig, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $14,334,798 Associated Brokers / Dealers N/A CIK Number 0001579439 Filed Document 0001579439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShopTap, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,998,979 Associated Brokers / Dealers N/A CIK Number 0001520726 Filed Document 0001520726-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Software, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604171 Filed Document 0001604171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GP & GM Partners, LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG Bolton, LLC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575541 Filed Document 0001575541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURCROWD (INVESTMENT IN ABE'S MARKET) L.P. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $479,700 Associated Brokers / Dealers N/A CIK Number 0001580724 Filed Document 0001580724-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Domain Holdings Group, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001518699 Filed Document 0001518699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
VARDE INVESTMENT PARTNERS LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452534 Filed Document 0000950142-14-000806 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flatiron Health, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $7,999,997 Associated Brokers / Dealers N/A CIK Number 0001604118 Filed Document 0001140361-14-014758 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Credit Partners (Offshore), Ltd. See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565562 Filed Document 0000950142-14-000813 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT POTASH INC See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $98,806 Associated Brokers / Dealers N/A CIK Number 0001508128 Filed Document 0001183740-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Tower Holdings LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603908 Filed Document 0001603908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AutoAlert Acquisition Holdings, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001605242 Filed Document 0001605242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
UFG 1, LP, a California limited partnership See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001603950 Filed Document 0001603950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Legendary Investments, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603967 Filed Document 0001603967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
J.P. Morgan Global Access Private Investments Vintage 2014, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603356 Filed Document 0001012975-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windy Hill Spirits, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001565626 Filed Document 0001565626-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Periphagen Holdings, Inc. See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001601176 Filed Document 0001601176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Colchester Aviation, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001604111 Filed Document 0001604111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUESTUS CAPITAL MANAGEMENT, LP See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603827 Filed Document 0001603827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEGREEN PARTNERS LP See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised $6,055,829 Associated Brokers / Dealers N/A CIK Number 0001455246 Filed Document 0000919574-14-002464 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESOPUS CREEK VALUE SERIES FUND LP - SERIES A See All Filings	D/A	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336198 Filed Document 0001013594-14-000333 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advenir@Spring Canyon Investors, LLC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $1,818,000 Associated Brokers / Dealers N/A CIK Number 0001603959 Filed Document 0001603959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CIMA NANO TECH INC See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001223541 Filed Document 0001288230-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Capital Daily Futures Fund Ltd See All Filings	D	2014-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603607 Filed Document 0001603607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ODK Media, Inc. See All Filings	D	2014-03-30 00:00:00 UTC
Amount To Be Raised $2,062,743 Associated Brokers / Dealers N/A CIK Number 0001603684 Filed Document 0001140361-14-014993 Exclusions or Exemptions 506b Accepted Date 2014-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M87, Inc. See All Filings	D/A	2014-03-30 00:00:00 UTC
Amount To Be Raised $5,394,054 Associated Brokers / Dealers N/A CIK Number 0001595282 Filed Document 0001595282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ShotTracker Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599697 Filed Document 0001599697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LiveSafe, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $6,444,699 Associated Brokers / Dealers N/A CIK Number 0001578125 Filed Document 0001578125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EngagedMD, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001603885 Filed Document 0001603885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COBALT PARTNERS II LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175912 Filed Document 0000919574-14-002444 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 31 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571772 Filed Document 0001565908-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Opportunities, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271283 Filed Document 0000919574-14-002449 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEWORKS LTD PARTNERS, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356287 Filed Document 0000919574-14-002456 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001573019 Filed Document 0001599462-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Strategic Emerging Markets Fund III, (Cayman) L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001473589 Filed Document 0001473589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
JBG/Fund IX Investor, L.L.C. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,430,000 Associated Brokers / Dealers N/A CIK Number 0001602536 Filed Document 0001140361-14-014841 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity