Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Integrated Energy Companies, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001603805 Filed Document 0001080368-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TRENDS - 1 FUND LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001454082 Filed Document 0001603977-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silicium Energy, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skylar Energy LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603791 Filed Document 0000902664-14-002009 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Settlement Services Claim Purchase Fund II L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001595684 Filed Document 0001181431-14-015499 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BioPharma d'Azur, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,020,250 Associated Brokers / Dealers N/A CIK Number 0001604191 Filed Document 0001144204-14-020145 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ivWatch LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SynerGene Therapeutics, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001091006 Filed Document 0001091006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brixco, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604297 Filed Document 0001604297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PxRadia See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001604664 Filed Document 0001079974-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHI, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001523303 Filed Document 0001140361-14-015275 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Absolute Return Strategy II Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001603977-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuber, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586820 Filed Document 0001586820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRA II LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001597474 Filed Document 0001597474-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stepsaway, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001575122 Filed Document 0001140361-14-015939 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,362,772 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001603977-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001603977-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001426150 Filed Document 0001603977-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001603977-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,046,293 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund V, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., London Management Group LLP, Dynasty Wealth Management Inc., PPS Securities, LLC, and NewMarket Capital Advisors CIK Number 0001572269 Filed Document 0000950142-14-000801 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ribbon Labs, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556823 Filed Document 0001556823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lighthouse Commodities Series, a Series of Lighthouse Strategies Fund, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558887 Filed Document 0001558414-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vaztec Engine Venture, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604589 Filed Document 0001604593-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Madison International Real Estate Liquidity Fund V, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $825,000,000 Associated Brokers / Dealers n/a CIK Number 0001566098 Filed Document 0001566098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Total Return Fund See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001603977-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT LAKES POWER LTD See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers N/A CIK Number 0001432416 Filed Document 0001144204-14-020322 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Marcus Capital Partners Fund II, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001603404 Filed Document 0001603404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Warwick European Distressed & Special Situations Credit Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603313 Filed Document 0000945621-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
opvizor Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001604455 Filed Document 0001604455-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Buttonwood Alpha QP Fund LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603879 Filed Document 0001603879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIXA FUND I, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490898 Filed Document 0001490898-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
K10 Holdings, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001604451 Filed Document 0000950138-14-000359 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA/ASV Park Ridge Preferred Equity, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001603781 Filed Document 0001603781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Engraving Masters, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001416697 Filed Document 0001004878-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Deerfield Private Design Fund III, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001603333 Filed Document 0001603333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IVA GLOBAL FUND (DELAWARE) LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co CIK Number 0001429033 Filed Document 0001429033-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lotus Innovations Fund L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001597893 Filed Document 0001181431-14-014873 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEEP HILL LABORATORIES, INC. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574583 Filed Document 0001574583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAPIC-98 Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491406 Filed Document 0001491406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., and UBS Global Asset Management (US) Inc. CIK Number 0001403972 Filed Document 0000902664-14-002014 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSpec, LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577026 Filed Document 0001577026-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
REDHILL RESOURCES CORP. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,478 Associated Brokers / Dealers N/A CIK Number 0001421371 Filed Document 0001273511-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0001533968-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TLS HOLDINGS INC. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001603762 Filed Document 0001603762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RiceBran Technologies See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Maxim Group LLC and Dawson James Securities, Inc. CIK Number 0001063537 Filed Document 0001465818-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HALT Medical, Inc See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $72,835,341 Associated Brokers / Dealers N/A CIK Number 0001321077 Filed Document 0001321077-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulmonx Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $12,000,048 Associated Brokers / Dealers N/A CIK Number 0001127537 Filed Document 0001603977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity