Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlyle Realty Partners VII, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001603572 Filed Document 0001603572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cool Planet Energy Systems, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Goldman, Sachs & Co., UBS Securities LLC, and SDDCO Brokerage Advisors CIK Number 0001477611 Filed Document 0001477611-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIP STRATEGIC OPPORTUNITIES FUND I (CAYMAN) LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001595724 Filed Document 0001603977-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQZ Biotechnologies Co See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001604477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Missouri Valley REIT, Inc. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Rick Engen CIK Number 0001487513 Filed Document 0001487513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Azentus Global Opportunities Fund L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517190 Filed Document 0000902664-14-002021 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BECKER DRAPKIN PARTNERS, L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.H. Darbie & Co., Inc. CIK Number 0001451721 Filed Document 0001451721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge M, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502828 Filed Document 0001602545-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RedShift Systems Corp See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001349049 Filed Document 0001349049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Fund Ltd See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-14-002026 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Destiny Investing, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,615,000 Associated Brokers / Dealers N/A CIK Number 0001604449 Filed Document 0001604449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Broadway Near You LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001566254 Filed Document 0001566254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Sequent Medical, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001463457 Filed Document 0001463457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge E, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498155 Filed Document 0001462443-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Arbovax, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001521629 Filed Document 0001140361-14-015793 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AHI Pictures Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601303 Filed Document 0001601303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
AHI Records Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600621 Filed Document 0001600621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SIO PARTNERS QP LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440752 Filed Document 0001440752-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Partners III (NESCO Co-Invest), LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001604735 Filed Document 0001140361-14-015705 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CTA Choice SPAQ See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001591514-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Closetbox, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers No Sales Compensation Received CIK Number 0001604677 Filed Document 0001604677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Other
OCEANA FUND LTD. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEALTHFRONT INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $34,999,969 Associated Brokers / Dealers N/A CIK Number 0001524566 Filed Document 0001524566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Capital Fund VIII Co-Investors D, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,917,072 Associated Brokers / Dealers N/A CIK Number 0001537385 Filed Document 0001537385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Longwood Capital, LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnCap Energy Capital Fund VIII Co-Investors B, L.P. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,099,877 Associated Brokers / Dealers N/A CIK Number 0001537404 Filed Document 0001537404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Onesource Water, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $5,125,000 Associated Brokers / Dealers N/A CIK Number 0001564706 Filed Document 0001564706-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., and Jill T. Cohen CIK Number 0001589065 Filed Document 0001589065-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ike Partners, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550302 Filed Document 0001465818-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Turner Managed Futures Fund LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARETE WEALTH MANAGEMENT, LLC CIK Number 0001604670 Filed Document 0001604670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBSIDIAN FUND LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackRock Investments, LLC CIK Number 0001433510 Filed Document 0001433510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sio Partners LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363420 Filed Document 0001363420-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campus-Clarion Student Housing Partners, LP See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001598901 Filed Document 0001598901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Strategies Master Fund, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604395 Filed Document 0001604396-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Azentus Global Opportunities Fund Ltd See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517116 Filed Document 0000902664-14-002020 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREMIENCE, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001560228 Filed Document 0001560228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Napier Park Select Fund LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604474 Filed Document 0000902664-14-002025 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eventus Diagnostics, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $2,717,950 Associated Brokers / Dealers N/A CIK Number 0001541831 Filed Document 0001541831-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Maia Partners LP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604638 Filed Document 0001604638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Offshore, Ltd. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Weatherlow Alpha Strategies Fund L.P. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520782 Filed Document 0001520782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plink, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $249,999 Associated Brokers / Dealers N/A CIK Number 0001531246 Filed Document 0001531246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt