Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KAMINAK GOLD CORP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,849,840 Associated Brokers / Dealers Cormark Securities Inc., BMO Nesbitt Burns Inc., Canaccord Genuity Corp., Raymond James Ltd., and RBC Dominion Securities Inc. CIK Number 0001358456 Filed Document 0001140361-14-016275 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FoodyDirect.com, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604501 Filed Document 0001604501-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MORTGAGE OPPORTUNITIES FUND I, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495442 Filed Document 0001532097-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReMind Technologies, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596833 Filed Document 0001596833-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604812 Filed Document 0000919574-14-002559 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Canopy, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,608,650 Associated Brokers / Dealers N/A CIK Number 0001602468 Filed Document 0001602468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KNIC Properties LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603926 Filed Document 0001603926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insight Multi-Strategy U.S. Partners LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484846 Filed Document 0001484846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phytelligence, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers None CIK Number 0001545112 Filed Document 0000927087-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Anvik Capital Partners, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492249 Filed Document 0001492249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zipz Acquisition Pool 1, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Salomon Whitney LLC CIK Number 0001596791 Filed Document 0001596791-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DLP Fixed Fund I, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600947 Filed Document 0001600947-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Portico Direct Ltd. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604633 Filed Document 0001315863-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shakespeare Newsome Films Corp. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001605871 Filed Document 0001477932-14-001843 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pioneer Bancshares, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $10,080,000 Associated Brokers / Dealers N/A CIK Number 0001605054 Filed Document 0001605054-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JAFCO Technology Partners V, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $257,400,000 Associated Brokers / Dealers N/A CIK Number 0001550461 Filed Document 0001550461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Drilling Program 2013-2 Limited Partnership See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $24,650,000 Associated Brokers / Dealers Richard King Rainier II CIK Number 0001585868 Filed Document 0001585868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSI Tactical Alpha Hedge L P See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001313739 Filed Document 0000935836-14-000241 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American New Homes Holdings LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593176 Filed Document 0001593176-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AACP India Growth Investors B, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605127 Filed Document 0001605127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cache Private Capital Diversified Fund, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001473725 Filed Document 0001473725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MJ Holdings, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001456857 Filed Document 0001456857-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NOWA TECHNOLOGY INC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438491 Filed Document 0001438491-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AMADEUS PARTNERS L P See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000829311 Filed Document 0001574752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARISTOTLE FUND LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425934 Filed Document 0001425934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOVATEK IP, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mulholland Fund, L.P. /CA See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458714 Filed Document 0001095449-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xolve, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001508682 Filed Document 0001508682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Scarab Funds, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555643 Filed Document 0001555643-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EI TH Co-Invest, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $47,300,000 Associated Brokers / Dealers N/A CIK Number 0001604948 Filed Document 0001604948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
6px, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001603774 Filed Document 0001603774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Round Table Global Macro Fund, Ltd See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487765 Filed Document 0000902664-14-002066 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
450 H. Holdings, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,470,877 Associated Brokers / Dealers N/A CIK Number 0001604704 Filed Document 0001604704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vera Whole Health, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001537442 Filed Document 0001537442-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MAK-RO CAPITAL INTERNATIONAL LTD. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481026 Filed Document 0000919574-14-002565 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lindsay Goldberg IV L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605108 Filed Document 0001605108-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers James S. Bosley, Jr. CIK Number 0001135856 Filed Document 0001135856-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wasserstein Debt Opportunities Fund, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574073 Filed Document 0000950142-14-000856 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Structured Income Fund I, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488232 Filed Document 0001532097-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG SUPER FUND LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CINS LLC, UBS Financial Services Inc., and Lyster, Watson & Company, Inc. CIK Number 0000901259 Filed Document 0001315863-14-000249 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG SUPER FUND INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CINS LLC, UBS Financial Services Inc., and Lyster, Watson & Company, Inc. CIK Number 0001460094 Filed Document 0001315863-14-000251 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portico Direct L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604597 Filed Document 0001315863-14-000244 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Investment Management Private Access Platform, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605183 Filed Document 0000897069-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neos Therapeutics, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Savanna Real Estate Fund III, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001586631 Filed Document 0001542898-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USMR Fund 10 LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,800,125 Associated Brokers / Dealers N/A CIK Number 0001591567 Filed Document 0001137403-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Standard Offshore Fund Ltd. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568528 Filed Document 0001574752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Round Table Global Macro Fund, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487764 Filed Document 0000902664-14-002065 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund