Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO Absolute Return Strategy II Offshore Fund Ltd See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001603977-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTORIUS PARTNERS II, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001228989 Filed Document 0000943663-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tactical Opportunities Onshore Fund L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569541 Filed Document 0001603977-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highgate Partners, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323370 Filed Document 0000919574-14-002481 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Page Southerland Page, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $2,360,400 Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001603977-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENUITY US FUND LP - SERIES B See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512333 Filed Document 0001405086-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gator Financial Partners, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CCM Opportunistic Advisors, LLC, Angstrom Capital Advisors, LLC, Endurance Strategies, LLC, and Oakpoint Advisors, LLC CIK Number 0001471673 Filed Document 0001471673-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varietal Distribution Holdings, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406860 Filed Document 0001406860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001532935 Filed Document 0001603977-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covenant Investments Series II, Inc. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,537,500 Associated Brokers / Dealers N/A CIK Number 0001586710 Filed Document 0001586710-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Warwick European Credit Opportunitites Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603315 Filed Document 0000945621-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renewable Funding Group, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001475986 Filed Document 0001475986-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BENCHMARK ENERGY Corp See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Mark D Bateman CIK Number 0001064987 Filed Document 0001064987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GroupZoom Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
EndoShape, Inc. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DartMed, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585069 Filed Document 0001585069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLANET BLUE BEVERAGE, INC. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604530 Filed Document 0001604530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Antson Capital Partners, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $531,250 Associated Brokers / Dealers N/A CIK Number 0001604469 Filed Document 0001604469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON FINANCIAL INC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001103977 Filed Document 0001470843-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559559 Filed Document 0001603977-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zwamy, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001604370 Filed Document 0001604370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Three Dog Bakery, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604070 Filed Document 0001604070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TangoMe, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $282,500,424 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001503776 Filed Document 0000950103-14-002390 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Breeze Holdings LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Mack Fredric Rossoff CIK Number 0001604548 Filed Document 0001604548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Precision Biologics, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001560075 Filed Document 0001560075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tango Card, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001467008 Filed Document 0001467008-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEUROPHAGE PHARMACEUTICALS INC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $17,093,107 Associated Brokers / Dealers N/A CIK Number 0001423173 Filed Document 0001423173-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Municipal Funds LLC - PIMCO Municipal Focus Strategy Fund See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001348864 Filed Document 0001603977-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMOTIONEERS, INC. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $151,200 Associated Brokers / Dealers Amy Gavartan CIK Number 0001602939 Filed Document 0001602939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Branded Pictures Entertainment, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594023 Filed Document 0001181431-14-015303 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arixa Fund III, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602657 Filed Document 0001602657-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
3D ASSET MANAGEMENT, INC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001359371 Filed Document 0001359371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Demandbase Inc See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $15,268,550 Associated Brokers / Dealers N/A CIK Number 0001391273 Filed Document 0001391273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Peak Petroleum, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001604096 Filed Document 0001604096-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Angel Gold Corp. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,053,470 Associated Brokers / Dealers N/A CIK Number 0001604804 Filed Document 0001604804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Blue Opportunity Fund, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496742 Filed Document 0001095449-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hire An Esquire, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001598213 Filed Document 0001598213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Health Fidelity, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $14,088,164 Associated Brokers / Dealers N/A CIK Number 0001604223 Filed Document 0001604223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Recursion Pharmaceuticals, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
WE WINDRIFT LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,225,000 Associated Brokers / Dealers BILLET FEIT & PREIS CIK Number 0001606725 Filed Document 0001078782-14-000770 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RBM Technologies, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $9,499,986 Associated Brokers / Dealers N/A CIK Number 0001603766 Filed Document 0001140361-14-015265 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPOINT QUALIFIED FUND LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318388 Filed Document 0001140361-14-015532 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463349 Filed Document 0001463349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Brier Creek DST See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $21,475,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001603548 Filed Document 0001603548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holbrook Advantage, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602693 Filed Document 0001144204-14-020329 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Global Macro Fund L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510263 Filed Document 0001510263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001527490 Filed Document 0001603977-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund