|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James D. Baer, MIT Associates, LLC d/b/a Liability Solutions, George Register, Barbara Justiz, and Mt Rushmore Securities LLC
- CIK Number
- 0001081747
- Filed Document
- 0001081747-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- William G. Shearer
- CIK Number
- 0001495014
- Filed Document
- 0001495014-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573585
- Filed Document
- 0001573585-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543939
- Filed Document
- 0001019056-14-000491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570091
- Filed Document
- 0001570091-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591514
- Filed Document
- 0001591514-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $35,070
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601130
- Filed Document
- 0001601130-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603431
- Filed Document
- 0001603431-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001039450
- Filed Document
- 0001039450-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604616
- Filed Document
- 0001604614-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586995
- Filed Document
- 0001586995-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001404706
- Filed Document
- 0000935836-14-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001333625
- Filed Document
- 0001333625-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Laura Rhoads and John Combias
- CIK Number
- 0001139678
- Filed Document
- 0001095449-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604641
- Filed Document
- 0001604641-14-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560903
- Filed Document
- 0001560903-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $7,815,000
- Associated Brokers / Dealers
- Chestnut Exploration Partners, Inc.
- CIK Number
- 0001604621
- Filed Document
- 0001604621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $3,040,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001378590
- Filed Document
- 0001596180-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Monitor Capital, LLC, Damien Hatfield, William U. Tarr, Christopher D. Whatley, James B. Everett, and Michael Oshiro
- CIK Number
- 0001462778
- Filed Document
- 0001429533-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $1,097,227
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473539
- Filed Document
- 0001473539-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001594357
- Filed Document
- 0000902664-14-002030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601302
- Filed Document
- 0001601302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $2,102,499
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555890
- Filed Document
- 0001555890-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521000
- Filed Document
- 0001521000-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592601
- Filed Document
- 0001592601-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $500,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535037
- Filed Document
- 0001527110-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001457587
- Filed Document
- 0001457587-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513724
- Filed Document
- 0001513724-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001545885
- Filed Document
- 0001545885-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487696
- Filed Document
- 0000919574-14-002495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- Outcome Capital, LLC
- CIK Number
- 0001604596
- Filed Document
- 0001604596-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461946
- Filed Document
- 0001461946-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $6,624,247,817
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services, Inc., and Woori Investment & Securities Co., Ltd.
- CIK Number
- 0001587376
- Filed Document
- 0001587376-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mann Mann Jensen LP
- CIK Number
- 0001562015
- Filed Document
- 0001566114-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601194
- Filed Document
- 0001601194-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604658
- Filed Document
- 0001604658-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469171
- Filed Document
- 0001393725-14-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594524
- Filed Document
- 0001594524-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566795
- Filed Document
- 0000902664-14-002034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462443
- Filed Document
- 0001462443-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001404708
- Filed Document
- 0000935836-14-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604534
- Filed Document
- 0001604534-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604524
- Filed Document
- 0001013594-14-000338
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $787,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562529
- Filed Document
- 0001562529-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001595723
- Filed Document
- 0001603977-14-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604272
- Filed Document
- 0001231919-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602545
- Filed Document
- 0001602545-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604614
- Filed Document
- 0001604614-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Laura Rhoads and John Combias
- CIK Number
- 0001415698
- Filed Document
- 0001095449-14-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $19,843,401
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492767
- Filed Document
- 0001492767-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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