Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LiquidAlts Omega Feeder Fund See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001604555 Filed Document 0001604555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CYPRESS LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259882 Filed Document 0001565908-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MNJ Multi-Cap Strategy Fund, LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542167 Filed Document 0001144204-14-022053 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT VISION LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276502 Filed Document 0001565908-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montreux Equity Partners V Associates II, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001602572 Filed Document 0001602571-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENCE SURGERY CENTERS LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $314,770 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Aeropost Inc See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604866 Filed Document 0001604866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BETAWORKS STUDIO, LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001444761 Filed Document 0001444761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Capital Investments, LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604353 Filed Document 0001604353-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001454207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileReactor, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001537199 Filed Document 0001537199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LiveWire Investments Series LLC-Bold Series See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001604963 Filed Document 0001604963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VISCOUNT SYSTEMS INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,455,200 Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001158387 Filed Document 0001062993-14-002016 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bridges on Broadway Ltd Liability Co See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001574928 Filed Document 0001574928-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Series K - Avenue Europe Capital Solutions Fund, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604888 Filed Document 0001604888-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL ALL CAP FUND See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408858 Filed Document 0001408858-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bespoke Private Strategies, L.P. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601024 Filed Document 0001601024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital 8 Fort Providence, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001604523 Filed Document 0001604523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NDA Fund XV, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001604095 Filed Document 0001604095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Congo Ltd. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,745,000 Associated Brokers / Dealers N/A CIK Number 0001593913 Filed Document 0001593913-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Fresenius Vascular Care Culver City MSO, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $10,911,729 Associated Brokers / Dealers N/A CIK Number 0001605351 Filed Document 0001461373-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT CASCADE FUND LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001565908-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Personally, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001602936 Filed Document 0001602936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vannevar Technology, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001552108 Filed Document 0001552108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pernix Capital Fund, LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460444 Filed Document 0001460444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
West Capital Partners ALung II, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001604026 Filed Document 0000906318-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AQR Global Stock Selection Offshore Fund (USD) Ltd. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454205 Filed Document 0001454205-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ineda Systems, Inc. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $19,603,195 Associated Brokers / Dealers N/A CIK Number 0001575454 Filed Document 0001575454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyngate Capital, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001556092 Filed Document 0001140361-14-015980 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
SPAN HOLDINGS, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $51,165,000 Associated Brokers / Dealers N/A CIK Number 0001604622 Filed Document 0001604622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Health Directions, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604777 Filed Document 0001192482-14-000069 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SIERRA FUND LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169144 Filed Document 0001565908-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOTTS COVE SPECIAL CREDITS OFFSHORE FUND I LTD See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL H. OSHIRO and SCOTT J. MIBU CIK Number 0001429598 Filed Document 0000919574-14-002523 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaFox Partners I, LLLP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001604893 Filed Document 0001604893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
COSKATA INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001372761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
KISH BANCORP INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000803742 Filed Document 0001140361-14-015928 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $873,250 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ACADIAN GLOBAL LOW VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442329 Filed Document 0001442329-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Marketing & Management, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604110 Filed Document 0001604110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CORNERSTONE CAPITAL RESOURCES INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,532,266 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001220542 Filed Document 0001534122-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEWFOUNDLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BAE SYSTEMS PLC /FI/ See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $54,978,489 Associated Brokers / Dealers N/A CIK Number 0000895564 Filed Document 0000895564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Montreux Equity Partners V Associates I, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,098,918 Associated Brokers / Dealers N/A CIK Number 0001602571 Filed Document 0001602571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQ Media, Inc. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $10,780,000 Associated Brokers / Dealers N/A CIK Number 0001587521 Filed Document 0001587521-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARKADOS GROUP, INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001095130 Filed Document 0001144204-14-021097 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Bright Wine Fund 2 LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604402 Filed Document 0001604402-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
My Own Med, Inc. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $2,021,200 Associated Brokers / Dealers N/A CIK Number 0001594868 Filed Document 0001594868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT ABSOLUTE LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102585 Filed Document 0001565908-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pro-MECH Learning Systems, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604966 Filed Document 0001604966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCG Linkem II LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575540 Filed Document 0001575540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialty Finance Associates, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Kevin Reising CIK Number 0001604683 Filed Document 0001604683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity