Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bakken Patriot 5-8 Joint Venture See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,328,826 Associated Brokers / Dealers N/A CIK Number 0001603776 Filed Document 0001603776-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
UNIFY SQUARE, INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001565908-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CyVek, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001483965 Filed Document 0001483965-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kydaemos, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001589694 Filed Document 0001589694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Warrior Golf Venture, L.L.C. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001604571 Filed Document 0001604571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Hadron Fund See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-14-002038 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
scPharmaceuticals Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $17,053,016 Associated Brokers / Dealers N/A CIK Number 0001604950 Filed Document 0001604950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE CREEK INDY, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,962,500 Associated Brokers / Dealers N/A CIK Number 0001603481 Filed Document 0001144204-14-021432 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
New Era Fund, LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499302 Filed Document 0001499302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AdvanDx, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $12,075,000 Associated Brokers / Dealers N/A CIK Number 0001561190 Filed Document 0001561190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPHERIX INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,446,274 Associated Brokers / Dealers Laidlaw and Company (UK), Ltd. CIK Number 0000012239 Filed Document 0001415889-14-001139 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STITCHER INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $5,120,934 Associated Brokers / Dealers N/A CIK Number 0001436639 Filed Document 0001436639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elmbank Capital Partners, LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603654 Filed Document 0001603654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital Offshore LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001570832 Filed Document 0000902664-14-002051 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kitchensurfing, Inc See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $14,968,246 Associated Brokers / Dealers N/A CIK Number 0001573132 Filed Document 0001573132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chasm Capital Fund Management, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604845 Filed Document 0001604845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMPACT ENGINE II, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605027 Filed Document 0001605027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Orbotix, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AQR DELTA Offshore Fund IV, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515874 Filed Document 0001515874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidAlts Omega Fund See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001604557 Filed Document 0001604557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Pioneer LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309012 Filed Document 0001565908-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montreux Equity Partners V Associates Master Fund, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001602569 Filed Document 0001602571-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST SECURITY INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $30,077,284 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001425576 Filed Document 0000892303-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bell View Partners, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001604882 Filed Document 0001604882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Sycamore Partners II, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604695 Filed Document 0001604695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoBionic, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $15,624,060 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BuildingIQ, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001565351 Filed Document 0001565351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HealthScripts of America - South Bend, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601649 Filed Document 0001601649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Zero Coupon Pharmacy V DST See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $7,657,589 Associated Brokers / Dealers Joseph G. Michaletz, Peter D. Fisher, and David B. Levinson CIK Number 0001603338 Filed Document 0001603338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $648,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001565908-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573741 Filed Document 0001573741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaModix, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001477042 Filed Document 0001477042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Series L-Southpaw Credit Opportunity Partners, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602491 Filed Document 0001604888-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AK Overlay Portfolio, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500952 Filed Document 0001500952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yankee Landing Holdings, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001604741 Filed Document 0001604741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ValueAct Co-Invest Partners, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572144 Filed Document 0000950142-14-000835 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OURHISTREE INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CTA Choice ISAT See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588308 Filed Document 0001588308-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bullogic Asset Management LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603946 Filed Document 0001603946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491371 Filed Document 0000935836-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elmbank Capital Partners Offshore, Ltd. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603656 Filed Document 0001603654-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Offshore Fund (GBP) Ltd. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515824 Filed Document 0001515824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightstone Ventures, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001572522 Filed Document 0001572522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners Glynn Fund LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604077 Filed Document 0000906318-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Novirian Pacific, LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001604767 Filed Document 0001604767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund