Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BOSTONIAN HOSPITALITY GROUP, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001540674 Filed Document 0001540674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CALIENT Technologies INC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001132643 Filed Document 0001132643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAX RESOURCE CORP. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $86,030 Associated Brokers / Dealers N/A CIK Number 0001116548 Filed Document 0001140361-14-016208 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BPP Offshore, Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603019 Filed Document 0001603019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FOUR OAKS FINCORP INC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001040799 Filed Document 0001040799-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AIQ, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001527518 Filed Document 0000898432-14-000557 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LINNET BIOPHARMACEUTICALS, INC. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001605061 Filed Document 0001605061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Opportunities Emp LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001546761 Filed Document 0001140361-14-016024 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL MULTI-SECTOR, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410356 Filed Document 0001604822-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incredible Labs, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001604927 Filed Document 0001604927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Global Multi-Asset Portfolio, LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001573687 Filed Document 0001604822-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-002099 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OpDemand LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527568 Filed Document 0001527568-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WESTERN ASSET DYNAMIC FIXED INCOME PORTFOLIO, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549304 Filed Document 0001604822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sport Street Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001556501 Filed Document 0001556501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub A7G LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $499,610 Associated Brokers / Dealers N/A CIK Number 0001588451 Filed Document 0001588451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windrose - XPE VI LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $6,875,800 Associated Brokers / Dealers N/A CIK Number 0001604172 Filed Document 0001140361-14-016269 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Leopard Holdings PLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001588314 Filed Document 0001441557-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 27, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604865 Filed Document 0001604865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChatID, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001525953 Filed Document 0001525953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566037 Filed Document 0001604822-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Private Liquidity Fund, LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321974 Filed Document 0001604822-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC EMERGING MARKETS PORTFOLIO, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548081 Filed Document 0001604822-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armory Square Ventures, L.P. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588700 Filed Document 0001588700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Finance, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $79,994,920 Associated Brokers / Dealers Victory Park Securities and Papamarkou Wellner & Company, Inc. CIK Number 0001532099 Filed Document 0001532099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Diversified Strategy ERISA Fund Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc, and Summit Equities, Inc. CIK Number 0001371263 Filed Document 0001371263-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET US COMMODITY PLUS, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255341 Filed Document 0001604822-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dlyte, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001533905 Filed Document 0001533905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Endowment PMF Master Fund, L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597218 Filed Document 0001507943-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpaceCurve, Inc. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $5,494,733 Associated Brokers / Dealers N/A CIK Number 0001498567 Filed Document 0001498567-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gauge Fund LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603744 Filed Document 0001604822-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Chilean Plantations Limited Partnership See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $212,500,000 Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001605115 Filed Document 0001605115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coast to Coast Assisted Living Realty, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers Avison Young CIK Number 0001603989 Filed Document 0001603989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VIVID HOLDINGS LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Name Funding, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001604890 Filed Document 0001604890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
BlackRock Fixed Income GlobalAlpha Fund See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573739 Filed Document 0000902664-14-002049 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SI Shawnee Retail, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,687,500 Associated Brokers / Dealers N/A CIK Number 0001604970 Filed Document 0001604970-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPI Office, L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers None CIK Number 0001602621 Filed Document 0001602621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHRONIX BIOMEDICAL INC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001129116 Filed Document 0001129116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANVAS ASL, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001604980 Filed Document 0001140361-14-016029 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IRIS Innovative Revenue Investment Strategy LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Fig Group LLC CIK Number 0001604116 Filed Document 0001604116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
AmigoCloud, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603292 Filed Document 0001603292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000025 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
555 12th REIT, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001604937 Filed Document 0001604937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Branch 3-D Joint Venture See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $756,000 Associated Brokers / Dealers N/A CIK Number 0001605120 Filed Document 0001354488-14-001843 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Certes Networks, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001486326 Filed Document 0001486326-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LOWER BRULE COMMUNITY DEVELOPMENT ENTERPRISE, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507994 Filed Document 0001507994-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Absolute Alpha Co See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001424427 Filed Document 0001604822-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK Investments LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Delphine Pariente CIK Number 0001322886 Filed Document 0001322886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Albany Joint Venture See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591037 Filed Document 0001591037-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other