Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1837 Partners L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Enhanced Income Fund II (Parallel), L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601495 Filed Document 0000950142-14-000827 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quad Learning, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001598088-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Agility Comprehensive Solutions Offshore Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415469 Filed Document 0000902664-14-002118 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaCredit Subordinated Debt Fund, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573765 Filed Document 0000935836-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digerati, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605404 Filed Document 0001605404-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FITWALL Ventures LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001569477 Filed Document 0001569477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Prudence Crandall Fund III, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-14-002031 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BPG Capital, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers none CIK Number 0001578036 Filed Document 0001578036-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
CareCap LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582254 Filed Document 0001582254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ADCARE HEALTH SYSTEMS, INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001004724 Filed Document 0001004724-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Equity Estates Fund II, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $18,340,000 Associated Brokers / Dealers N/A CIK Number 0001577892 Filed Document 0001577892-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DIGITAL ALLY INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers West Park Capital, Inc. CIK Number 0001342958 Filed Document 0001493152-14-001036 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Philadelphia Financial Life Assurance Co Separate Account VL124 See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001538319 Filed Document 0001538319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOKOMIS CAPITAL PARTNERS LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432957 Filed Document 0001315863-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring & Sprout Dental Management LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603412 Filed Document 0001603412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Bancshares, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001604465 Filed Document 0001604465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MAGNUM HUNTER RESOURCES CORP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers BMO Capital Markets Corp., Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. CIK Number 0001335190 Filed Document 0001104659-14-026007 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Coastal Center 64 E, LLP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604316 Filed Document 0001604316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Enhanced Income Fund II, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601494 Filed Document 0000950142-14-000826 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDS HY FUND LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,912,500 Associated Brokers / Dealers N/A CIK Number 0001477946 Filed Document 0001477946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurelian Partners LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089594 Filed Document 0000943663-14-000093 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account GVA 26 See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency LLC CIK Number 0001554770 Filed Document 0001554770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Industrial Value Fund III, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $792,500,000 Associated Brokers / Dealers N/A CIK Number 0001595934 Filed Document 0001595934-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tanen Private Secondary Investment I LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,889,100 Associated Brokers / Dealers N/A CIK Number 0001572103 Filed Document 0001572103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001462117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001019998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Escalera Resources Co. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Petrie Partners Securities LLC. CIK Number 0000029834 Filed Document 0001209191-14-025900 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
XANITOS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001428451 Filed Document 0001428451-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Sungevity Inc See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $72,512,281 Associated Brokers / Dealers N/A CIK Number 0001420870 Filed Document 0001420870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arch Biopartners Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001600660 Filed Document 0001600660-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
SEP Flower Mound MOB, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001602538 Filed Document 0001602538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatlinPatterson Global Opportunities Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543382 Filed Document 0001315863-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panther Holdings 2014, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,328,102 Associated Brokers / Dealers N/A CIK Number 0001605298 Filed Document 0001461373-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
OPGEN INC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RAPID MICRO BIOSYSTEMS, INC. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380106 Filed Document 0001380106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HoneyComb Corp See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604374 Filed Document 0001604374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Marlette Funding, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Honolulu Spine Center, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $87,252 Associated Brokers / Dealers N/A CIK Number 0001507138 Filed Document 0001507138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002624 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watford Holdings Ltd. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $226,630,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001601669 Filed Document 0001601669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Morehouse Revolution, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596176 Filed Document 0001596176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
China Live Ventures Limited, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0001602782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity