Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Modular Robotics Inc See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001604797 Filed Document 0001604797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Landlock Natural Paving, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604233 Filed Document 0001604233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Navagis, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001563230 Filed Document 0001563230-14-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
KUBOO, INC. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Quatro Composites, L.L.C. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001605126 Filed Document 0001605126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
MERIDIAN CAPITAL LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127020 Filed Document 0001507943-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUDOR BVI GLOBAL FUND L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172149 Filed Document 0000947871-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actis Energy 3 A LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $516,750,000 Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001564400 Filed Document 0001564400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Stone Milliner Macro Fund Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539462 Filed Document 0000943663-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shadow Networks, Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $11,699,301 Associated Brokers / Dealers N/A CIK Number 0001521893 Filed Document 0001521893-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGBT Opportunity Fund LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001601298 Filed Document 0001601298-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SKYHARBOUR RESOURCES LTD See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $37,787 Associated Brokers / Dealers N/A CIK Number 0001541190 Filed Document 0001183740-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain Resource Holdings Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603324 Filed Document 0001104659-14-027039 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Whitebox Credit Arbitrage Fund, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461780 Filed Document 0001461780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CLOVER STREET FUND LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451663 Filed Document 0001451663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenpower Motor Co Inc See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $26,235 Associated Brokers / Dealers N/A CIK Number 0001595675 Filed Document 0001183740-14-000154 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JSL PARTNERS LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429561 Filed Document 0001429561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credere Enterprises, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001504108 Filed Document 0001504108-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Parus Fund LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605037 Filed Document 0000902664-14-002088 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Offshore Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504195 Filed Document 0001504195-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Four Springs Capital Trust See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001558536 Filed Document 0001558536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Win Soon Chicago, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604766 Filed Document 0001604766-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vitality Farms, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001601906 Filed Document 0001601906-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $18,170,017 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ILINK SYSTEMS, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001602975 Filed Document 0001214659-14-002851 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aequitas Capital Opportunities Fund, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599985 Filed Document 0001599985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ministry of Taste LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001592829 Filed Document 0001592829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
deeproot 3 Year Bonus Reset Debenture Fund, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605134 Filed Document 0001605134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rational Energies, Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001439021 Filed Document 0001181431-14-015960 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Creek I, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604837 Filed Document 0001604837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AlphaBet Offshore, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and KJM Securities, Inc. CIK Number 0001459235 Filed Document 0000902664-14-002083 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROCKHAVEN RESOURCES LTD See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $382,828 Associated Brokers / Dealers N/A CIK Number 0001422532 Filed Document 0001183740-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Health, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $600,130 Associated Brokers / Dealers N/A CIK Number 0001547382 Filed Document 0001547382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Smule, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $17,243,748 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001441408 Filed Document 0001441408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vanquish Oncology, Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers Ron Way CIK Number 0001572746 Filed Document 0001572746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DIAMONDHEAD CASINO CORP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Henley & Company LLC CIK Number 0000844887 Filed Document 0001140361-14-016289 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Boston Common International Catholic SRI Fund LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Runscope, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $6,000,004 Associated Brokers / Dealers N/A CIK Number 0001604989 Filed Document 0001604989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Berens Emerging Managers Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573673 Filed Document 0001566114-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphony Healthcare Value Fund, L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-14-002599 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Concentrated Convertible Arbitrage Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461782 Filed Document 0001461782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Oleet & Company, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001536421 Filed Document 0001536421-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Salient Alternative Strategies Master Fund See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482209 Filed Document 0001507943-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUDOR MOMENTUM FUND L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453552 Filed Document 0000947871-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rushmore Energy, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605123 Filed Document 0001605123-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vision Ventures Granicus LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $105,669 Associated Brokers / Dealers N/A CIK Number 0001556017 Filed Document 0001556017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MINES.IO INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,799,999 Associated Brokers / Dealers N/A CIK Number 0001605244 Filed Document 0001605244-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539463 Filed Document 0000943663-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U.S. Land Fund 4, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc., 1st Global Capital Corp., American Independent Securities Group, American Portfolios Financial Services, Ausdal Financial Partners, Broker Dealer Financial Services Corp., Capital Financial Services, Centaurus Financial Inc., Client One Securities, LLC, Coastal Equities, Inc., Coastal Investment Advisors, Cornerstone Investment Services, Crown Capital Securities LP, DFPG Investments, Inc., DH Hill Securities, EHD Advisory Services Inc., Financial West Group, First Financial Equity Corporation, GF Investment Services, LLC, GBS Financial Corp., Geneos Wealth Management, Girard Securities, IBN Financial Services Inc., Independent Financial Group LLC, Investacorp, Inc., JW Cole Financial Inc., J.P. Turner & Co., Kalos Capital Inc., LD Lowe Wealth Advisory, Madison Avenue Securities, Inc., Moloney Securities Co., LLC, Money Concepts Capital Corp., Newport Coast Securities, Inc., NPB Financial Group, LLC, Prakash Investment Advisors, ProEquities Inc., Purshe Kaplan Sterling, Questar Capital Corporation, Sammons Securities Co., LLC, Securities America Inc., Sigma Financial Alliance Inc., Strategic Financial Alliance Inc., Summit Brokerage Services, Titan Securities, Triad Advisors Inc., Trustcore Financial Services, Inc., United Planners Financial Services, Western International Securities, Inc., WFG Investments Inc., WNA Wealth Advisors Inc., and World Equity Group CIK Number 0001574255 Filed Document 0001574255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity