Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOVATEK IP, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Boodell Value Capital Partners LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515418 Filed Document 0000919574-14-002562 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meddle, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604492 Filed Document 0001604492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAEIF ALPHA, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou, Wellner & Co., Inc. CIK Number 0001372657 Filed Document 0001095449-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Someone Else's Song, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605378 Filed Document 0001605378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aloha Santa, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers EDGEWATER CAPITAL, LLC CIK Number 0001574897 Filed Document 0001574897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Crown Cleveland #12 Joint Venture See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001605273 Filed Document 0001605273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CD&R Fund IX Private Investors, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603752 Filed Document 0000950103-14-002574 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEERFORM, INC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Mikael Rapaport CIK Number 0001513136 Filed Document 0001513136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Aben Resources Ltd. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $144,423 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ESAWF, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0000902664-14-002067 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ballast Point Ventures III, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers Raymond James Financial CIK Number 0001604954 Filed Document 0001604954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder II (XTH), L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602809 Filed Document 0001602809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPSFREEDOM INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FFG 3, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605062 Filed Document 0001605062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NRS MEDIA PARENT, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $13,507,000 Associated Brokers / Dealers BLUEARC CAPITAL PARTNERS, LLC and 3278771 ONTARIO INC. CIK Number 0001605201 Filed Document 0001605201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KAMINAK GOLD CORP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,849,840 Associated Brokers / Dealers Cormark Securities Inc., BMO Nesbitt Burns Inc., Canaccord Genuity Corp., Raymond James Ltd., and RBC Dominion Securities Inc. CIK Number 0001358456 Filed Document 0001140361-14-016275 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FoodyDirect.com, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604501 Filed Document 0001604501-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MORTGAGE OPPORTUNITIES FUND I, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495442 Filed Document 0001532097-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReMind Technologies, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596833 Filed Document 0001596833-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604812 Filed Document 0000919574-14-002559 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Canopy, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,608,650 Associated Brokers / Dealers N/A CIK Number 0001602468 Filed Document 0001602468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KNIC Properties LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603926 Filed Document 0001603926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insight Multi-Strategy U.S. Partners LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484846 Filed Document 0001484846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phytelligence, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers None CIK Number 0001545112 Filed Document 0000927087-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Anvik Capital Partners, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492249 Filed Document 0001492249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zipz Acquisition Pool 1, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Salomon Whitney LLC CIK Number 0001596791 Filed Document 0001596791-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DLP Fixed Fund I, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600947 Filed Document 0001600947-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Portico Direct Ltd. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604633 Filed Document 0001315863-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shakespeare Newsome Films Corp. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001605871 Filed Document 0001477932-14-001843 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pioneer Bancshares, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $10,080,000 Associated Brokers / Dealers N/A CIK Number 0001605054 Filed Document 0001605054-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JAFCO Technology Partners V, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $257,400,000 Associated Brokers / Dealers N/A CIK Number 0001550461 Filed Document 0001550461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Drilling Program 2013-2 Limited Partnership See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $24,650,000 Associated Brokers / Dealers Richard King Rainier II CIK Number 0001585868 Filed Document 0001585868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSI Tactical Alpha Hedge L P See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001313739 Filed Document 0000935836-14-000241 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American New Homes Holdings LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593176 Filed Document 0001593176-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AACP India Growth Investors B, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605127 Filed Document 0001605127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cache Private Capital Diversified Fund, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001473725 Filed Document 0001473725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MJ Holdings, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001456857 Filed Document 0001456857-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NOWA TECHNOLOGY INC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438491 Filed Document 0001438491-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AMADEUS PARTNERS L P See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000829311 Filed Document 0001574752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARISTOTLE FUND LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425934 Filed Document 0001425934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOVATEK IP, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mulholland Fund, L.P. /CA See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458714 Filed Document 0001095449-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xolve, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001508682 Filed Document 0001508682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Scarab Funds, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555643 Filed Document 0001555643-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EI TH Co-Invest, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $47,300,000 Associated Brokers / Dealers N/A CIK Number 0001604948 Filed Document 0001604948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
6px, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001603774 Filed Document 0001603774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Round Table Global Macro Fund, Ltd See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487765 Filed Document 0000902664-14-002066 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
450 H. Holdings, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,470,877 Associated Brokers / Dealers N/A CIK Number 0001604704 Filed Document 0001604704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity