Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waterfront CP Offshore Fund Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587112 Filed Document 0001587112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANGELICA ROOT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001619959 Filed Document 0001619959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROUND ROCK DEVELOPMENT PARTNERS L P See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth A. Luccioni CIK Number 0001337983 Filed Document 0001337983-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001598476-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prowler Super Holding Corp. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $456,938 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Positronics Technologies, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619693 Filed Document 0001619693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 10, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001608325 Filed Document 0001608325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RightCare Solutions, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560965 Filed Document 0001192482-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PerceptiMed, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $2,392,618 Associated Brokers / Dealers N/A CIK Number 0001563500 Filed Document 0001563500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIWETHER HOYT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001619393 Filed Document 0001619393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ZEFR, INC. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $886,939 Associated Brokers / Dealers N/A CIK Number 0001474764 Filed Document 0001474764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vernonville Fixed Income Fund, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532607 Filed Document 0001532607-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Kettle Hill Offshore, Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329199 Filed Document 0000919574-14-005292 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan International Equity Fund, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001283655 Filed Document 0001140361-14-036093 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEF STL FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001459225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc - Multi-Factor Balanced Fund See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531806 Filed Document 0000945621-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Van Eck Emerging Markets Portfolio See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001607827 Filed Document 0001607827-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLEUXUS LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001619696 Filed Document 0001619696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Welcoming Committee, Inc. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611872 Filed Document 0001611872-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Syndax Pharmaceuticals Inc See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-036054 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Caltius Equity Partners III, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $207,500,000 Associated Brokers / Dealers N/A CIK Number 0001585247 Filed Document 0001585247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altos Korea Opportunity Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001578836 Filed Document 0001612235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Locker, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607566 Filed Document 0001607566-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mortgage Fund IVc, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001563608 Filed Document 0000902664-14-003860 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REDSTAR GOLD CORP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $32,862 Associated Brokers / Dealers N/A CIK Number 0001177975 Filed Document 0001183740-14-000301 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
So B. It Limited Partnership See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $5,499,433 Associated Brokers / Dealers So B. It Film Partners, LLC CIK Number 0001555881 Filed Document 0001555881-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Envision Rx Options Holdings, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,478,651 Associated Brokers / Dealers N/A CIK Number 0001591198 Filed Document 0001591198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hero Network, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001595393 Filed Document 0001595393-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Venture Partners XI, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001619539 Filed Document 0001619539-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EB5 Capital - Jobs Fund 11, LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001619184 Filed Document 0001619184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Trapelo Corp See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001578513 Filed Document 0001578513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Artivest Private Equity Venture Capital Program, LP - Artivest Founders V Access Fund See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619855 Filed Document 0001619855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Hedge Fund Tracker LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514914 Filed Document 0001507943-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gensis I Joint Venture See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $386,635 Associated Brokers / Dealers N/A CIK Number 0001618489 Filed Document 0001618489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Performance Direct Investments III, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001619405 Filed Document 0001144204-14-056725 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MYOSCIENCE INC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers n/a CIK Number 0001363104 Filed Document 0001363104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LEA-GENERATE SPV I, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001619877 Filed Document 0001619877-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
ENABLE INJECTIONS, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0000892251-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Flashnotes, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001597038 Filed Document 0001597038-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GK Preferred Income II (Ridgmar), LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Arete Wealth Management, Inc., Source Capital Group, and Ausdal Financial Partners CIK Number 0001585777 Filed Document 0001585777-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ENDOWMENT FUND I LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458849 Filed Document 0001458849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envision Topco Holdings, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $54,808,431 Associated Brokers / Dealers N/A CIK Number 0001620015 Filed Document 0001620015-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
K2 INVESTMENT PARTNERS II LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, GS Capital Management LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001131392 Filed Document 0001507943-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRG Petroleum LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Nicholas Cochran, A J Houston, Jack Kenny, Joel Knight, Clarence Yee, Bryan Kocen, Gail Kocen, Joel Kocen, Kenneth Foreman, Russell Ketron, Helen Dietz, Donald Finsthwait, Robert E Gee, Jeffrey Keimer, Dieter Kaelker, Martin Shapiro, Mary Warga, Mary Gustafson, Richard Warga, Jordan Gibbs, John Kirkpatrick, Talia Pierluissi, Gregory Hubbell, John Parsons, Ben Wong, Stephen Carlton, William Swayne III, Howard Zwillinger, and James Doug Horn CIK Number 0001400821 Filed Document 0001400821-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Mineral Property
SolidX Partners Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619535 Filed Document 0001387131-14-003278 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BR FMC WARNER ROBINS GA INVESTMENTS, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001618073 Filed Document 0001618073-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hazelcast, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,961,724 Associated Brokers / Dealers N/A CIK Number 0001555106 Filed Document 0001555106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waldo Holdings LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616684 Filed Document 0001616684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Enright First Commons, LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001619866 Filed Document 0001619866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Van Eck Veda Emerging Markets Long/Short Fund LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001521947 Filed Document 0001607827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity